13F-HR filed by Cerity Partners OCIO LLC
Cerity Partners OCIO LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-12, with 173 holding rows worth $629,882,000.
- Accession
- 0001519611-14-000004
- Filer
- CIK 1519611
- Filed
- 2014-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 173 entries on the cover page, a total value of $629,882,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $629,882,000 with VALUE read as thousands by filing date, 13F file number 028-14480. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 437,672 | $82,344,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 526,880 | $53,289,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 424,723 | $46,320,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 962,078 | $39,041,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 779,468 | $37,835,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 765,828 | $33,451,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 523,978 | $30,957,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 227,454 | $25,805,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 179,919 | $22,351,000 | thousands by filing date | |
| VTI | 922908769 | COM | 218,601 | $21,307,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 475,151 | $19,633,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 634,812 | $17,889,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 616,023 | $17,249,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 820,990 | $16,904,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 538,904 | $16,895,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 513,677 | $13,299,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 230,420 | $11,592,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 61,448 | $6,481,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 68,640 | $5,532,000 | thousands by filing date | |
| IJH | 464287507 | COM | 37,969 | $5,219,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 335,314 | $4,701,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 41,340 | $4,160,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 57,370 | $4,051,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 80,094 | $3,931,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 35,343 | $2,580,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 20,614 | $2,453,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 32,290 | $2,434,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 21,686 | $2,403,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,164 | $2,235,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,274 | $2,176,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 23,453 | $2,123,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 19,843 | $1,873,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 21,137 | $1,716,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,174 | $1,685,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 23,552 | $1,655,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,275 | $1,572,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,281 | $1,541,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 47,166 | $1,515,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 31,507 | $1,292,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,657 | $1,282,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,145 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,328 | $1,097,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,666 | $1,073,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,900 | $1,061,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,741 | $1,030,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,952 | $926,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,361 | $831,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 46,890 | $825,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,128 | $815,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 31,436 | $809,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,000 | $800,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,127 | $798,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 14,227 | $795,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 20,543 | $793,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 12,473 | $759,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,510 | $757,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,555 | $750,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8,895 | $737,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 12,554 | $728,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 14,343 | $726,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 15,198 | $723,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,622 | $722,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 14,263 | $713,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 16,823 | $711,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 28,956 | $692,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 4,508 | $690,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 24,790 | $648,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 23,059 | $646,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,325 | $638,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,356 | $629,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,365 | $622,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,048 | $593,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 17,893 | $592,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 10,469 | $587,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 7,991 | $567,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,975 | $556,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,826 | $555,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,549 | $555,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 11,396 | $555,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,590 | $550,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,113 | $545,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 22,063 | $536,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 22,699 | $532,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 14,015 | $526,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,426 | $524,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,879 | $523,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,157 | $507,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,806 | $496,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,986 | $491,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,633 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,156 | $484,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 14,291 | $474,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,880 | $460,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,733 | $460,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,759 | $450,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,290 | $450,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 9,681 | $444,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,451 | $425,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,255 | $421,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 23,773 | $420,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,636 | $406,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,603 | $406,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,958 | $391,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,234 | $389,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,427 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,425 | $380,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 12,324 | $374,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,062 | $371,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 8,268 | $363,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,420 | $362,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,621 | $362,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 15,671 | $357,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,907 | $356,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,540 | $354,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,706 | $352,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 9,756 | $352,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,454 | $346,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,925 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,526 | $333,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,541 | $325,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,361 | $320,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,551 | $315,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,638 | $312,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,954 | $295,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,488 | $293,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,099 | $290,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,749 | $289,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 6,169 | $287,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,664 | $275,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,540 | $271,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,654 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,764 | $270,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,119 | $266,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,018 | $265,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 11,751 | $265,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,875 | $257,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 8,757 | $256,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,052 | $254,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,101 | $253,000 | thousands by filing date | |
| 38259p508 | COM | 223 | $249,000 | thousands by filing date | ||
| CARDNO LIMITED COM | Q2097C105 | Equity | 38,049 | $249,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,150 | $248,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,598 | $248,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,459 | $248,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 5,031 | $246,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 33,487 | $246,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 10,066 | $243,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,714 | $240,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,055 | $240,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,758 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,240 | $236,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,508 | $234,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,925 | $234,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 5,400 | $234,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,511 | $233,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,376 | $231,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,405 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,714 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,090 | $226,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,272 | $224,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 5,631 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,571 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,042 | $219,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,246 | $214,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,636 | $210,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,091 | $210,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,446 | $208,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,582 | $203,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 13,675 | $195,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 17,643 | $103,000 | thousands by filing date | |
| SOLAR WIND ENERGY TOWER INC | 83416V105 | COM | 250,000 | $1,000 | thousands by filing date | |
| KELLER MANUFACTURING CO INC | 48767A208 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZONTO PETE LTD ORD ISIN AU000000APY1 | Q1239T109 | Com | 366,885 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519611-14-000004 | this filing | 2014-05-12 | acceptance time not in the bulk data set |