13F-HR filed by Horizon Kinetics LLC
Horizon Kinetics LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 473 holding rows worth $3,062,452,000.
- Accession
- 0001519418-19-000005
- Filer
- CIK 1519418
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 691 entries on the cover page, a total value of $3,062,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,062,450,000 with VALUE read as thousands by filing date, 13F file number 028-14519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerKINETICS ASSET MANAGEMENT LLC028-05163
- included managerKinetics Advisers, LLC028-14521
- included managerVirtus Investment Advisers, Inc.028-00085
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEXAS | 882610108 | COMMON STOCK | 1,807,780 | $979,148,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,885,861 | $184,097,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,044,113 | $116,677,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,914,559 | $115,103,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,648,489 | $97,941,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06764L422 | IPATH S&P500 VIX | 1,064,000 | $92,120,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 638,784 | $62,492,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,551,152 | $59,487,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,006,426 | $58,716,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,522,421 | $53,635,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,435,188 | $53,623,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 758,875 | $53,250,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 36,947,116 | $52,834,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,048,932 | $51,660,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 67,692,000 | $47,087,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 614,998 | $44,299,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,198,349 | $44,099,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 226,031 | $42,521,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 256,646 | $36,965,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 135,761 | $27,720,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 258,757 | $22,163,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 20,138 | $20,905,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,745,981 | $20,375,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 366,656 | $20,121,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 68,113 | $18,234,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,166,487 | $17,358,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 252,073 | $14,920,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 75,468 | $14,237,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 223,157 | $14,215,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 354,607 | $14,095,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,488,287 | $13,990,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 790,143 | $13,693,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 547,131 | $13,661,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 206,061 | $13,512,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 367,964 | $13,512,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 130,037 | $12,631,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 403,537 | $12,389,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,521,677 | $11,519,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 465,500 | $10,383,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,189,507 | $10,093,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 120,534 | $8,655,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 8,614,000 | $8,636,000 | thousands by filing date | principal |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 450,177 | $8,531,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 279,582 | $8,309,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,256 | $7,582,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 256,997 | $7,499,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,186 | $7,442,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 87,363 | $7,346,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 571,514 | $7,035,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 453,978 | $7,028,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100,315 | $6,840,000 | thousands by filing date | |
| VTI | 922908769 | COM | 51,159 | $6,530,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 123,544 | $6,431,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 247,242 | $6,117,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 129,099 | $5,314,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 52,921 | $5,282,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 207,343 | $5,161,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 488,263 | $5,054,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,830 | $4,956,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 513,559 | $4,894,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 247,625 | $4,833,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 20,833 | $4,788,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 93,288 | $4,676,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 371,418 | $4,550,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 34,058 | $4,493,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 316,561 | $4,356,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 54,704 | $4,286,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 181,493 | $4,276,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 56,540 | $4,259,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 6,600 | $4,114,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 615,000 | $3,985,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 166,508 | $3,945,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 369,980 | $3,822,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 166,734 | $3,676,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 12 | $3,672,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 140,402 | $3,656,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 46,660 | $3,565,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 433,932 | $3,385,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 76,178 | $3,331,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,004 | $3,227,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 163,678 | $3,169,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 385,003 | $3,126,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 27,300 | $3,103,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 76,057 | $3,057,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 66,609 | $2,907,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 113,766 | $2,889,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 82,130 | $2,836,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 54,000 | $2,789,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 469,435 | $2,770,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 29,609 | $2,730,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 129,047 | $2,697,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 157,980 | $2,669,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 256,318 | $2,668,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 57,334 | $2,610,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 237,540 | $2,582,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 553,199 | $2,561,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 109,095 | $2,518,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 45,500 | $2,502,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 7,724 | $2,491,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,199 | $2,350,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 19,254 | $2,228,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,883 | $2,221,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 23,906 | $2,152,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 48,422 | $2,098,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 82,583 | $2,060,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,909 | $2,036,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,400 | $2,033,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 30,257 | $2,020,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,638 | $2,004,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 50,161 | $1,962,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 91,338 | $1,922,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 173,490 | $1,896,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,628 | $1,892,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,624 | $1,884,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 8,233 | $1,808,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 17,033 | $1,756,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 22,470 | $1,751,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 12,989 | $1,749,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 62,332 | $1,743,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 33,646 | $1,662,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22,284 | $1,612,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 16,031 | $1,568,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 31,699 | $1,563,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 75,475 | $1,557,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 10,807 | $1,547,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,572 | $1,529,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,496 | $1,469,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 31,052 | $1,462,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 38,554 | $1,462,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 112,236 | $1,407,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,976 | $1,395,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,022 | $1,376,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,450 | $1,339,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 42,013 | $1,328,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 100,101 | $1,311,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 25,000 | $1,307,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 24,450 | $1,299,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 69,077 | $1,284,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,070 | $1,283,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 34,410 | $1,283,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 25,786 | $1,280,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 45,206 | $1,276,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 156,922 | $1,259,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 109,746 | $1,259,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 51,750 | $1,256,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 39,169 | $1,231,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 35,250 | $1,228,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6,670 | $1,220,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 13,550 | $1,213,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 29,216 | $1,170,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 110,318 | $1,137,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 56,471 | $1,124,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,603 | $1,106,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 87,301 | $1,104,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 248,077 | $1,089,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 25,000 | $1,085,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,000 | $1,057,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,622 | $1,037,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 197,986 | $1,024,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6,653 | $1,001,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 29,674 | $992,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 659 | $990,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 85,509 | $982,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 108,182 | $971,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 25,263 | $959,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 40,637 | $951,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 83,491 | $945,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 60,000 | $944,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 24,423 | $933,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 50,151 | $926,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 18,550 | $922,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 73,210 | $906,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 35,165 | $904,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 10,821 | $883,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 65,586 | $880,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 14,801 | $873,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 29,600 | $873,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,341 | $859,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 72,999 | $850,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 24,502 | $845,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,232 | $844,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 12,392 | $838,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 40,730 | $835,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,942 | $830,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 68,428 | $814,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,562 | $810,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 18,487 | $796,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 45,271 | $786,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,126 | $781,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,762 | $769,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 15,838 | $766,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,000 | $763,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 11,583 | $762,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,902 | $752,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,889 | $751,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 135,517 | $749,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,580 | $736,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,907 | $734,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 24,000 | $723,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 65,302 | $716,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 21,339 | $713,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,812 | $709,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,713 | $701,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,333 | $699,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 55,243 | $699,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 842 | $690,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 66,542 | $689,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 273,100 | $682,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 60,173 | $669,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 147,913 | $663,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 12,200 | $660,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 58,191 | $653,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 52,891 | $648,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 66,601 | $643,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 11,827 | $636,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 12,025 | $629,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 16,562 | $629,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 17,324 | $625,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,650 | $624,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 52,893 | $624,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 72,451 | $624,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 33,718 | $621,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 21,000 | $620,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,576 | $608,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 110,034 | $605,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 6,207 | $597,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 42,123 | $597,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 52,822 | $591,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 58,228 | $591,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 148,717 | $584,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,000 | $563,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 46,832 | $548,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,534 | $547,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 59,485 | $545,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,825 | $544,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,999 | $542,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 11,923 | $537,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 59,424 | $536,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 36,670 | $535,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 42,863 | $526,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 42,975 | $518,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 26,978 | $514,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,089 | $496,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 36,403 | $492,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,816 | $486,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 10,658 | $478,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,641 | $476,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 44,677 | $476,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 6,354 | $466,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,114 | $463,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 532 | $456,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,787 | $451,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,454 | $450,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,019 | $450,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 29,983 | $443,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,630 | $442,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,696 | $441,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,250 | $437,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,098 | $427,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 56,112 | $427,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 54,794 | $413,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 11,547 | $412,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,456 | $410,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 10,550 | $406,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,367 | $402,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,160 | $399,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 24,434 | $387,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 33,508 | $382,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 23,648 | $381,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,987 | $379,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,407 | $370,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 32,359 | $370,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 173,680 | $370,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 93,258 | $368,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,798 | $365,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,914 | $365,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 35,882 | $364,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 18,700 | $360,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,891 | $359,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,225 | $358,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,740 | $357,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,130 | $357,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 22,261 | $353,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,673 | $350,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 24,971 | $349,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,182 | $348,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,108 | $348,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 7,254 | $346,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,622 | $346,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,139 | $345,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 13,376 | $345,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 12,074 | $345,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,016 | $344,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 23,971 | $340,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 17,540 | $339,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 819 | $338,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 896 | $338,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 51,326 | $337,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,675 | $337,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 5,098 | $337,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,439 | $334,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 18,249 | $334,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 18,739 | $334,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,723 | $333,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,490 | $332,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,447 | $331,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,111 | $330,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,621 | $330,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 160,842 | $330,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 7,504 | $330,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 29,549 | $329,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,077 | $328,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 13,540 | $328,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 13,223 | $327,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 6,826 | $326,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,747 | $326,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,999 | $325,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 11,560 | $325,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 12,631 | $325,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,142 | $325,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 16,738 | $324,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,109 | $324,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,520 | $324,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,704 | $324,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,772 | $323,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 11,736 | $323,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,924 | $323,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,699 | $323,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,051 | $322,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 9,379 | $322,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,352 | $322,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,227 | $322,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,544 | $321,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,112 | $321,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,470 | $321,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 10,789 | $321,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 12,363 | $321,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,623 | $319,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,297 | $319,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,148 | $319,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,744 | $319,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 9,609 | $319,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 33,048 | $319,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,784 | $318,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,716 | $318,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 40,553 | $318,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 953 | $317,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,350 | $317,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,639 | $317,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,791 | $317,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,420 | $316,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 28,847 | $316,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,824 | $316,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,330 | $315,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,126 | $315,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 655 | $314,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 15,823 | $314,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 13,290 | $314,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,842 | $312,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 18,672 | $312,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 6,859 | $312,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 29,270 | $311,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,512 | $311,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 7,327 | $310,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 35,442 | $310,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,904 | $309,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 11,896 | $309,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 19,083 | $309,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 65,943 | $309,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,668 | $308,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,437 | $307,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,506 | $307,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,944 | $307,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 18,462 | $307,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 9,785 | $305,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 26,818 | $304,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,720 | $304,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 14,959 | $304,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,259 | $303,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 8,707 | $303,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 15,358 | $303,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,057 | $302,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 9,303 | $301,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 30,477 | $301,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,671 | $300,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,919 | $300,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 258,475 | $300,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 9,885 | $299,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,805 | $298,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 22,187 | $298,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,846 | $297,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,400 | $293,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 7,539 | $291,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 44,514 | $291,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 21,341 | $291,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 69,061 | $285,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 27,821 | $284,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,872 | $282,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 67,200 | $282,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,681 | $280,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,904 | $280,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 51,389 | $280,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 25,352 | $279,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,964 | $276,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,115 | $273,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,967 | $272,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,900 | $269,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,544 | $265,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,495 | $265,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,875 | $263,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 27,533 | $260,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 31,312 | $259,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 20,379 | $256,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,000 | $256,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,844 | $253,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,585 | $247,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 924 | $243,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,690 | $242,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 866 | $227,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,966 | $226,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,425 | $225,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 18,053 | $225,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 18,654 | $225,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,550 | $221,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,396 | $218,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 25,971 | $217,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,524 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 18,524 | $213,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 20,228 | $213,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,036 | $212,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,545 | $210,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,581 | $209,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 836 | $208,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,500 | $207,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,500 | $206,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,400 | $205,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,191 | $188,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,333 | $173,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,675 | $166,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 20,306 | $161,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 25,848 | $155,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,714 | $152,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 12,859 | $148,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,678 | $146,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,830 | $146,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,378 | $143,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,459 | $141,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,019 | $132,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 11,950 | $130,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,000 | $130,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,200 | $129,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 60,689 | $126,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,375 | $110,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30,500 | $106,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,628 | $96,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,838 | $91,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $89,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,700 | $81,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 69,842 | $74,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 20,945 | $63,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 56,875 | $57,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 37,620 | $54,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 28,562 | $49,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 10,156 | $44,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 60,000 | $44,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 40,019 | $40,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 20,549 | $37,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 20,337 | $35,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,153 | $31,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 26,156 | $23,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,940 | $7,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 16,111 | $6,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,335 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519418-19-000005 | this filing | 2019-02-14 | acceptance time not in the bulk data set |