13F-HR filed by Horizon Kinetics LLC
Horizon Kinetics LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-15, with 531 holding rows worth $4,027,601,000.
- Accession
- 0001519418-16-000026
- Filer
- CIK 1519418
- Filed
- 2016-04-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 793 entries on the cover page, a total value of $4,027,601,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,027,588,000 with VALUE read as thousands by filing date, 13F file number 028-14519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerKINETICS ASSET MANAGEMENT LLC028-05163
- included managerKinetics Advisers, LLC028-14521
- included managerVirtus Investment Advisers, Inc.028-00085
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 10,408 | $148,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,211 | $128,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 10,252 | $124,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,902 | $121,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 21,000 | $120,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 5Z2995DI4 | CL A | 14,400 | $115,000 | thousands by filing date | put |
| PERSHING GOLD CORP | 715302204 | COM NEW | 28,810 | $114,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 20,427 | $103,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 12,321 | $103,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $102,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 106,000 | $100,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,335 | $99,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 6,154 | $92,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 45,000 | $89,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,762 | $86,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 72,000 | $82,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 14,249 | $79,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,400 | $64,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 17,960 | $62,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 62,462 | $58,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,164 | $42,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,700 | $37,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 48,000 | $30,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 546 | $16,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 24,000 | $14,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 33,078 | $12,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 600 | $9,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 18,000 | $4,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 23 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,940 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 24,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519418-16-000026 | this filing | 2016-04-15 | acceptance time not in the bulk data set |