13F-HR filed by Horizon Kinetics LLC
Horizon Kinetics LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 530 holding rows worth $7,997,360,000.
- Accession
- 0001519418-14-000015
- Filer
- CIK 1519418
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 731 entries on the cover page, a total value of $7,997,360,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,997,355,000 with VALUE read as thousands by filing date, 13F file number 028-14519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerKINETICS ASSET MANAGEMENT LLC028-05163
- included managerKinetics Advisers, LLC028-14521
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,215 | $188,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 15,145 | $188,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 16,248 | $180,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 28,000 | $162,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,840 | $160,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 19,074 | $158,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,200 | $155,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 18,220 | $154,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,308 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 11,366 | $150,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,800 | $143,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,711 | $130,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,931 | $126,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,933 | $126,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 11,743 | $124,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,110 | $123,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 5,353 | $123,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 10,198 | $114,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 32,333 | $105,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 84,500 | $103,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 18,000 | $98,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 89,011 | $97,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,013 | $96,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 12,000 | $87,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 18,050 | $78,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 34,000 | $78,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $74,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 89,000 | $67,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 11,000 | $45,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,940 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519418-14-000015 | this filing | 2014-08-14 | acceptance time not in the bulk data set |