13F-HR filed by Horizon Kinetics LLC
Horizon Kinetics LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 540 holding rows worth $7,298,802,000.
- Accession
- 0001519418-13-000016
- Filer
- CIK 1519418
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 720 entries on the cover page, a total value of $7,298,802,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,298,802,000 with VALUE read as thousands by filing date, 13F file number 028-14519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerKINETICS ASSET MANAGEMENT LLC028-05163
- included managerKinetics Advisers, LLC028-14521
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,000 | $184,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,668 | $181,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 18,737 | $180,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 15,119 | $176,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,582 | $175,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 17,122 | $175,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,240 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 13,887 | $172,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 29,400 | $167,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 12,776 | $165,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 17,000 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,025 | $157,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 37,304 | $150,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 10,308 | $147,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 19,074 | $147,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,811 | $140,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 34,059 | $137,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,492 | $135,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 18,411 | $133,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 12,897 | $127,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,547 | $123,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,200 | $123,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 14,470 | $114,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,931 | $112,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 11,449 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 10,198 | $108,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 84,500 | $106,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 38,000 | $103,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 34,000 | $100,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,938 | $94,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,248 | $89,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 10,786 | $75,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 10,000 | $73,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 32,333 | $67,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $66,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,439 | $55,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 38,162 | $34,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,940 | $32,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 17,083 | $26,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CORPORAT | G2112E145 | *W EXP 01/25/201 | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519418-13-000016 | this filing | 2013-11-14 | acceptance time not in the bulk data set |