13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 639 holding rows worth $191,209,000 by the sum of the rows.
- Accession
- 0001519113-21-000002
- Filer
- CIK 1519113
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 639 entries on the cover page, a total value of $240,298,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $191,209,000 with VALUE read as thousands by filing date, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $240,298,000, 26% more than the sum of the rows, $191,209,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UnitedHealth Group Inc | 91324P102 | COM | 24,440 | $9,093,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 68,260 | $8,338,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,065 | $7,324,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 27,300 | $6,650,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,970 | $6,635,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,040 | $5,733,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,825 | $4,831,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,817 | $3,657,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,638 | $3,388,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 65,444 | $3,384,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 225,000 | $3,308,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,625 | $3,225,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,038 | $3,212,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,475 | $2,989,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 36,700 | $2,761,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,225 | $2,605,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 25,975 | $2,336,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,357 | $2,241,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,025 | $2,235,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 46,577 | $2,203,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 14,399 | $2,192,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 71,368 | $2,160,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 122,925 | $2,143,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 338,601 | $2,099,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,624 | $1,927,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,806 | $1,867,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,903 | $1,747,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,000 | $1,716,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,605 | $1,705,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,300 | $1,639,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 41,686 | $1,613,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,230 | $1,593,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 24,374 | $1,539,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,450 | $1,437,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,550 | $1,433,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,189 | $1,382,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 72,650 | $1,319,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 98,926 | $1,284,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 95,710 | $1,257,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 46,541 | $1,151,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5,800 | $1,115,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,900 | $1,112,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 80,069 | $1,109,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,675 | $1,082,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 770 | $1,081,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 65,701 | $1,039,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 22,496 | $1,031,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,900 | $961,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 8,562 | $957,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 33,500 | $935,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,796 | $928,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,880 | $926,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 24,107 | $878,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 32,800 | $863,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,131 | $842,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,875 | $821,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 18,200 | $791,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 56,209 | $785,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 11,550 | $780,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786WAD9 | Fixed Income | 760,000 | $763,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 19,337 | $755,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 45,094 | $751,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,400 | $735,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 22,125 | $708,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC SR NT 2 | 05580m827 | PFD | 28,000 | $701,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 28,800 | $682,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 30,000 | $677,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 76,975 | $676,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,806 | $673,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 56,590 | $653,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,936 | $646,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,753 | $643,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,758 | $626,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC SB | 25432GAC3 | Fixed Income | 620,000 | $622,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,750 | $616,000 | thousands by filing date | |
| MALVERN BANCORP INC SUB NT | 561409AC7 | Fixed Income | 595,000 | $609,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 1,100 | $587,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC FXD RT | 23204GAC4 | Fixed Income | 560,000 | $580,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 280 | $578,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,800 | $540,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,415 | $529,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,229 | $489,000 | thousands by filing date | |
| FIRST NIAGARA FINL GROUP INC | 33582VAC2 | Fixed Income | 455,000 | $476,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 134,477 | $467,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,052 | $460,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 32,862 | $452,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,459 | $451,000 | thousands by filing date | |
| HOMESTREET INC SR NT FULLY EXCHANGED | 43785VAD4 | Fixed Income | 415,000 | $448,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,478 | $438,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,300 | $437,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,900 | $433,000 | thousands by filing date | |
| NEW YORK CMNTY BANCORP INC FIXED-TO-FLOATING | 649445AC7 | Fixed Income | 400,000 | $433,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,500 | $431,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,250 | $430,000 | thousands by filing date | |
| CHEMOURS CO SR | 163851AD0 | Fixed Income | 409,000 | $421,000 | thousands by filing date | principal |
| CAPISTRANO CALIF UNI SCH DIST SCH | 139707DE0 | Fixed Income | 400,000 | $420,000 | thousands by filing date | principal |
| HILLENBRAND INC SR NT | 431571AB4 | Fixed Income | 370,000 | $404,000 | thousands by filing date | principal |
| HANMI FINL CORP SR | 410495AA3 | Fixed Income | 390,000 | $398,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 10,362 | $382,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 17,013 | $379,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,550 | $376,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 600 | $370,000 | thousands by filing date | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 5,927 | $363,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC DEL FXD RT | 320867AC8 | Fixed Income | 320,000 | $361,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 1,400 | $340,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,306 | $340,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 22,322 | $308,000 | thousands by filing date | |
| AMERIS BANCORP FIXED/FLTG SUB NT | 03076KAB4 | Fixed Income | 295,000 | $305,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 15,230 | $300,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,832 | $295,000 | thousands by filing date | |
| ARAMARK SVCS INC SR GLBL NT | 038522AN8 | Fixed Income | 268,000 | $276,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 8,400 | $267,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,800 | $262,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,490 | $261,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,687 | $253,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,800 | $239,000 | thousands by filing date | |
| PINNACLE FINL PARTNERS INC SUB NT | 72346QAC8 | Fixed Income | 240,000 | $239,000 | thousands by filing date | principal |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 12,659 | $236,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 6,159 | $235,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,000 | $233,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 18,462 | $233,000 | thousands by filing date | |
| SEAGATE HDD CAYMAN GTD SR NT | 81180WAL5 | Fixed Income | 210,000 | $228,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 2,052 | $222,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,430 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 15,000 | $218,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.75 02/15/2028 | 9128283W8 | Govt Bond | 200,000 | $218,000 | thousands by filing date | principal |
| GTE CALIF INC DEB SER F MBIA-IBC 6.750 percent 05/15/27 REG DTD 05/15/98 | 362311AH5 | COUPON BEARING BOND | 200,000 | $216,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP FXD | 87161CAL9 | Fixed Income | 207,000 | $214,000 | thousands by filing date | principal |
| ONEOK PARTNERS L P | 68268NAL7 | Fixed Income | 195,000 | $212,000 | thousands by filing date | principal |
| BELO CORP | 080555af2 | FIXED | 180,000 | $210,000 | thousands by filing date | principal |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,600 | $209,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 2,525 | $207,000 | thousands by filing date | |
| ANTELOPE VY-EAST KERN CALIF WTR | 03672VAE2 | Fixed Income | 200,000 | $205,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,200 | $204,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,400 | $202,000 | thousands by filing date | |
| WEST ORANGE TWP N J GEN IMPT | 954898CV2 | Fixed Income | 200,000 | $200,000 | thousands by filing date | principal |
| IRVINE CALIF IMPT BD | 46360RPQ4 | Fixed Income | 195,000 | $197,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,859 | $195,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,550 | $195,000 | thousands by filing date | |
| HILLENBRAND INDS INC | 431573AC8 | Fixed Income | 180,000 | $194,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 1.75 05/15/2023 | 912828VB3 | Govt Bond | 175,000 | $181,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 3,332 | $180,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,355 | $179,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,362 | $176,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 800 | $174,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,200 | $174,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,050 | $173,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990kac0 | FIXED | 165,000 | $173,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 2,769 | $167,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 420 | $166,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 9,900 | $166,000 | thousands by filing date | |
| HERCULES INC JR SUB DEB | 427056AU0 | Fixed Income | 155,000 | $166,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $164,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,000 | $163,000 | thousands by filing date | |
| Icahn Enterprises LP / Icahn Enterprises Finance Corp | 451102BT3 | Corporate Bond - Domestic | 155,000 | $162,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040HAY1 | Fixed Income | 160,000 | $162,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 2,130 | $155,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,550 | $155,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,750 | $152,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 290 | $151,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,000 | $151,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,683 | $150,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 7,520 | $150,000 | thousands by filing date | |
| VERISIGN INC | 92343eal6 | FIXED | 140,000 | $149,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 700 | $148,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 1,500 | $148,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,040 | $147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 9,818 | $147,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,400 | $146,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,200 | $145,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 2,450 | $145,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,814 | $143,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $142,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 21,936 | $142,000 | thousands by filing date | |
| EL PASO ENERGY CORP MEDIUM TERM NTS MEDIUM | 28368EAA4 | Fixed Income | 105,000 | $142,000 | thousands by filing date | principal |
| INVESTAR HLDG CORP SUB NT | 46134LAA3 | Fixed Income | 140,000 | $142,000 | thousands by filing date | principal |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 5,250 | $141,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288BE3 | Fixed Income | 130,000 | $141,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 1,554 | $138,000 | thousands by filing date | |
| VULCAN MATLS CO NT | 929160AG4 | FIXED INCOME | 108,000 | $138,000 | thousands by filing date | principal |
| UMHPROPERTIESINC | 903002509 | PREFERREDSTK | 5,516 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 6,050 | $137,000 | thousands by filing date | |
| MUELLER INDS INC | 624756AE2 | Fixed Income | 134,000 | $137,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214PBD0 | Fixed Income | 130,000 | $134,000 | thousands by filing date | principal |
| COLONY CAPITAL INC | 19626G504 | Equities | 5,294 | $134,000 | thousands by filing date | |
| CONSTELLATION BRANDS | 21036PAL2 | Fixed Income | 125,000 | $134,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 700 | $132,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 775 | $132,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,400 | $132,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,200 | $130,000 | thousands by filing date | |
| FIRST AMERICAN FINL CORP CALIF | 318522AA7 | Fixed Income | 120,000 | $130,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 9,250 | $128,000 | thousands by filing date | |
| Bank of the Ozarks (FX/FRN 2021) | 063904AA4 | Corp Bond | 125,000 | $126,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 500 | $119,000 | thousands by filing date | |
| Discovery Communications | 25470DAF6 | Corp Bond | 115,000 | $118,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 893 | $117,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 350 | $115,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,150 | $114,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 19,026 | $113,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $112,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,975 | $110,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,000 | $110,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $109,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,095 | $107,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 300 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,000 | $107,000 | thousands by filing date | |
| MAPLEWOOD TWP N J GEN IMPT BDS 2018 | 565624LU5 | Fixed Income | 100,000 | $107,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 750 | $106,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,500 | $106,000 | thousands by filing date | |
| US TREASUR NT 2.25 PCT 02/27UST NOTE DUE 02/15/27 | 912828V98 | US Treasury Bills | 100,000 | $106,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 6,000 | $105,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 550 | $103,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTE | 912828UN8 | Fixed Income | 100,000 | $103,000 | thousands by filing date | principal |
| CANOPY GROWTH CORP | 138035100 | COM | 3,200 | $102,000 | thousands by filing date | |
| STARWOOD PPTY TR INC SR GLBL | 85571BAG0 | Fixed Income | 100,000 | $101,000 | thousands by filing date | principal |
| SONOMA CNTY | 83557TBB4 | Fixed Income | 100,000 | $100,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 750 | $99,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,975 | $99,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 900 | $97,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,500 | $96,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 7,500 | $95,000 | thousands by filing date | |
| CINCINNATI BELL TEL CO DEB | 171875AD9 | Fixed Income | 85,000 | $93,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $92,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $91,000 | thousands by filing date | |
| DONNELLEY & SONS COR R DEB | 257867AC5 | FIXED INCOME | 90,000 | $90,000 | thousands by filing date | principal |
| BUMBLE INC | 12047B105 | COM CL A | 1,400 | $87,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 270 | $86,000 | thousands by filing date | |
| AMSOUTHBANCORPORATION SUBDEB | 032165AD4 | FIXED INCOME | 70,000 | $85,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 4,950 | $84,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,000 | $83,000 | thousands by filing date | |
| INDEPENDENT BK GROUP INC SUB | 45384BAA4 | Fixed Income | 75,000 | $83,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP SUB | 919794AD9 | Fixed Income | 78,000 | $82,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 485 | $78,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 500 | $77,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 1,250 | $77,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457BU3 | Fixed Income | 74,000 | $77,000 | thousands by filing date | principal |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,800 | $76,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 5,770 | $76,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $75,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 1,280 | $75,000 | thousands by filing date | |
| HERITAGE COMMERCE CORP SUB NT | 426927AD1 | Fixed Income | 75,000 | $75,000 | thousands by filing date | principal |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 2,000 | $74,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 4,983 | $74,000 | thousands by filing date | |
| YUM! BRANDS, IN 3.875 23 | 988498AJ0 | CORPORATE BONDS | 70,000 | $74,000 | thousands by filing date | principal |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $71,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,000 | $71,000 | thousands by filing date | |
| BARCLAYS BK PLCCONTINGENT CAP | 06740L8C2 | FIXED INCOME | 65,000 | $71,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,250 | $69,000 | thousands by filing date | |
| BAC CAP TR XIV FIXED TO FLT RT HYBRID | 05518VAA3 | Fixed Income | 70,000 | $69,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 5,551 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $68,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,500 | $67,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW SUB | 910304AA2 | Fixed Income | 60,000 | $67,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES L P | 451102BM8 | Fixed Income | 65,000 | $66,000 | thousands by filing date | principal |
| UNION BANKSHARES CORP NEW SUB | 90539JAA7 | Fixed Income | 65,000 | $66,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 500 | $64,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 900 | $64,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 500 | $63,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,100 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 800 | $63,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T801 | Equities | 2,500 | $63,000 | thousands by filing date | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 55,000 | $62,000 | thousands by filing date | principal |
| HUGHES SATELLITE SYS CORP GTD | 444454AC6 | Fixed Income | 55,000 | $61,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B714 | FUND | 4,300 | $60,000 | thousands by filing date | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 50,000 | $59,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 307 | $57,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 50 | $57,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,000 | $57,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,532 | $57,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 200 | $57,000 | thousands by filing date | |
| HOME BANCSHARES INC FIXED | 436893AA9 | Fixed Income | 55,000 | $57,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 200 | $55,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 75 | $55,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 50 | $55,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 500 | $55,000 | thousands by filing date | |
| PUERTO RICO ELEC PWRAUTH PWR REV | 74526QEN8 | FIXED INCOME | 55,000 | $55,000 | thousands by filing date | principal |
| Valley National Bancorp | 919794206 | VLYPP | 2,000 | $55,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC FXD RT | 693475AP0 | Fixed Income | 50,000 | $55,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 150 | $54,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 296 | $54,000 | thousands by filing date | |
| UNION CNTY N J BDS 2018 | 90634PNB1 | Fixed Income | 50,000 | $54,000 | thousands by filing date | principal |
| LAWRENCE TWP N J SCH DIST BDS 2018 | 520390LZ6 | Fixed Income | 50,000 | $54,000 | thousands by filing date | principal |
| WELLS FARGO | 94974BFN5 | Fixed Income | 50,000 | $54,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 400 | $53,000 | thousands by filing date | |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV SECOND GEN REV BDS 2013 DD 3.125 06/15/27 B/E DTD 03/21/13 PRF | 64972GBU7 | Municipal Bond | 50,000 | $53,000 | thousands by filing date | principal |
| ESCALON CALIF UNI SCH | 296065CG8 | Fixed Income | 50,000 | $53,000 | thousands by filing date | principal |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,000 | $52,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOGY | 459902AT9 | Fixed Income | 50,000 | $52,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH | 646136G96 | Fixed Income | 50,000 | $52,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC | 21036PAX6 | Fixed Income | 50,000 | $52,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 969 | $51,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.625 11/15/2022 | 912828TY6 | Govt Bond | 50,000 | $51,000 | thousands by filing date | principal |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 50,000 | $51,000 | thousands by filing date | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 398 | $50,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 992 | $50,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 250 | $50,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 3,500 | $50,000 | thousands by filing date | |
| NEW JERSEY ST TRANSNTR FD AUTHTRANSN | 646136D40 | FIXED INCOME | 50,000 | $50,000 | thousands by filing date | principal |
| ALBERTSONS INC MEDIUM TERM NTS MED | 01310QCY9 | Fixed Income | 50,000 | $50,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC | 896818AL5 | Fixed Income | 50,000 | $50,000 | thousands by filing date | principal |
| IDEXX LABS INC COM | 45168D104 | Stock | 100 | $49,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,500 | $48,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 400 | $47,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,450 | $47,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,035 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,008 | $45,000 | thousands by filing date | |
| PUERTO RICO PUB FINCORP | 745291SZ8 | FIXED INCOME | 35,000 | $45,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $42,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 507 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $41,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 327 | $41,000 | thousands by filing date | |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LA49 | FIXED INCOME | 50,000 | $41,000 | thousands by filing date | principal |
| AMC NETWORKS INC GTD FXD RT SR NT | 00164VAE3 | Fixed Income | 40,000 | $41,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 610 | $39,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,500 | $39,000 | thousands by filing date | |
| WILLIAMS COS INC FXD RT NT | 969457BW9 | Fixed Income | 35,000 | $39,000 | thousands by filing date | principal |
| APA CORPORATION COM | 03743Q108 | Stock | 2,100 | $38,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,250 | $38,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,000 | $38,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 1,500 | $38,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 150 | $37,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,014 | $37,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 950 | $37,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 500 | $37,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,600 | $37,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $36,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 1,500 | $36,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 2,000 | $36,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 1,500 | $36,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 8,900 | $36,000 | thousands by filing date | |
| ICAHN ENTERPRISES L P / ICAHN ENTERPRISES FIN | 451102BQ9 | Fixed Income | 35,000 | $36,000 | thousands by filing date | principal |
| PUERTO RICO PUB BLDGS AUTH | 745235K26 | Fixed Income | 35,000 | $36,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 300 | $35,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 400 | $35,000 | thousands by filing date | |
| PUERTO RICO COMWLTHPUB IMPT | 74514LLZ8 | FIXED INCOME | 40,000 | $35,000 | thousands by filing date | principal |
| ZIONS BANCORPORATIONDEP SHS | 98973A104 | EQUITIES | 1,400 | $35,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 588 | $34,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 203 | $34,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 500 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 152 | $34,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,700 | $34,000 | thousands by filing date | |
| WILLIAMS COS INC NT | 969457BM1 | FIXED INCOME | 23,000 | $34,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,000 | $33,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 416 | $32,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 100 | $32,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 517 | $32,000 | thousands by filing date | |
| PUERTO RICO COMWLTHAQUEDUCT & SWR | 745160RC7 | FIXED INCOME | 30,000 | $32,000 | thousands by filing date | principal |
| INDIANA BD BK SEW WKS REV | 454625BB9 | Fixed Income | 30,000 | $32,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 400 | $31,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,822 | $31,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 500 | $31,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 4,250 | $31,000 | thousands by filing date | |
| TRANSDIGM INC | 893647AZ0 | Fixed Income | 30,000 | $31,000 | thousands by filing date | principal |
| ARAMARK COM | 03852U106 | Stock | 800 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 280 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 353 | $30,000 | thousands by filing date | |
| ROSEVILLE CALIF NATGAS FING AUTH GASREV | 777863AT8 | FIXED INCOME | 25,000 | $30,000 | thousands by filing date | principal |
| META FINL GROUP INC FIXED | 59100UAA6 | Fixed Income | 30,000 | $30,000 | thousands by filing date | principal |
| ONEOK INC NEW FIXED RT NTS | 682680AQ6 | Fixed Income | 29,000 | $30,000 | thousands by filing date | principal |
| WYNDHAM WORLDWIDE CORP | 98310WAJ7 | Fixed Income | 30,000 | $30,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 600 | $29,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 150 | $29,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 750 | $28,000 | thousands by filing date | |
| Western Digital Corp | 958102AM7 | Corporate Bond - Domestic | 25,000 | $28,000 | thousands by filing date | principal |
| OLD REP INTL CORP FIXED RATE SR NT | 680223AJ3 | Fixed Income | 25,000 | $28,000 | thousands by filing date | principal |
| KINDER MORGAN ENERGY PARTNERS | 494550BQ8 | Fixed Income | 26,000 | $28,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL | 88165FAF9 | Fixed Income | 28,000 | $28,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $27,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 700 | $27,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.25 11/15/2025 | 912828M56 | Govt Bond | 25,000 | $27,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,600 | $27,000 | thousands by filing date | |
| WILLIAMS COS INC NT | 969457BG4 | FIXED INCOME | 26,000 | $27,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMIC DEV AUTH REV SCH FACS | 6459186K4 | Fixed Income | 25,000 | $27,000 | thousands by filing date | principal |
| NORTH BERGEN TWP N J GEN IMPT BDS | 657645VY0 | Fixed Income | 25,000 | $27,000 | thousands by filing date | principal |
| WEBSTER FINL CORP WATERBURY | 947890AH2 | Fixed Income | 25,000 | $27,000 | thousands by filing date | principal |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 500 | $26,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848ag8 | FIXED | 25,000 | $26,000 | thousands by filing date | principal |
| TransDigm Inc | 893647BL0 | Corporate Bond - Domestic | 25,000 | $26,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 7451904B1 | Fixed Income | 25,000 | $26,000 | thousands by filing date | principal |
| FIRST BUSEY CORP FXD RT | 319383AB1 | Fixed Income | 25,000 | $26,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH | 74514LBM8 | Fixed Income | 30,000 | $26,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP/CORP | 451102BJ5 | Fixed Income | 26,000 | $26,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 456 | $25,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T702 | Equities | 1,000 | $25,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 252 | $24,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 203 | $24,000 | thousands by filing date | |
| PUERTO RICO COMWLTH | 74514LB89 | Fixed Income | 30,000 | $24,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 200 | $23,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $23,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 721 | $23,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,602 | $23,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC GTD FXD RT SR | 21036PAN8 | Fixed Income | 20,000 | $23,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 336 | $22,000 | thousands by filing date | |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LHL4 | FIXED INCOME | 25,000 | $22,000 | thousands by filing date | principal |
| STRAFFORD CNTY N H | 852422BH6 | FIXED INCOME | 20,000 | $22,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP FXD RT SR NT | 14040HBZ7 | Fixed Income | 20,000 | $22,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP FXD RT SUB | 919794AB3 | Fixed Income | 20,000 | $22,000 | thousands by filing date | principal |
| Cedar Shopping Centers 7.25% Pfd Series B | 150602407 | com | 823 | $21,000 | thousands by filing date | |
| Chemours Co/The | 163851AE8 | Corporate Bond - Domestic | 20,000 | $21,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LEND | 67401pab4 | FIXED | 20,000 | $21,000 | thousands by filing date | principal |
| NEW JERSEY ST EDL FACS AUTH REV REV | 646066CF5 | Fixed Income | 20,000 | $21,000 | thousands by filing date | principal |
| ALLEGIANCE BK HOUSTON TEX SUB NT FXD/FLTG | 01748DAZ9 | Fixed Income | 20,000 | $21,000 | thousands by filing date | principal |
| KRAFT HEINZ FOODS CO | 50077LAS5 | Fixed Income | 20,000 | $21,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 150 | $20,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 200 | $20,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 400 | $20,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 267 | $20,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 600 | $20,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 350 | $20,000 | thousands by filing date | |
| NAVIENT CORP | 63938C405 | PREFERRED DEBT | 800 | $20,000 | thousands by filing date | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 461 | $20,000 | thousands by filing date | |
| PUGET ENERGY INC NEWSR | 745310AD4 | FIXED INCOME | 20,000 | $20,000 | thousands by filing date | principal |
| PUERTO RICO MUN FIN AGY REF BDS | 745277QN6 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| MERCK & CO INC | 589331AT4 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 48128GD98 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| YUM BRANDS INC | 988498AH4 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| MCDONALDS CORP MEDIUM | 58013MEL4 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 500 | $19,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $19,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 318 | $19,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 750 | $19,000 | thousands by filing date | |
| PUERTO RICO PUB FINCORP | 745291SX3 | FIXED INCOME | 15,000 | $19,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 516 | $18,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 300 | $18,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 884 | $18,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,350 | $18,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 600 | $18,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,000 | $18,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,623 | $18,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,000 | $18,000 | thousands by filing date | |
| PUERTO RICO COMWLTHPUB IMPT | 74514LDC8 | FIXED INCOME | 20,000 | $18,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $17,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 75 | $17,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,000 | $17,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 983 | $17,000 | thousands by filing date | |
| PUERTO RICO ELEC PWR AUTH PWR | 74526QA28 | Fixed Income | 20,000 | $17,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 191 | $16,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 280 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $16,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 150 | $16,000 | thousands by filing date | |
| PG&E Corp | 69331CAJ7 | Corporate Bond - Domestic | 15,000 | $16,000 | thousands by filing date | principal |
| FAIRMONT W VA WTRWKSREV | 305459ES4 | FIXED INCOME | 15,000 | $16,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 955 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 966 | $15,000 | thousands by filing date | |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| ZIMMER BIOMET HLDGS | 98956PAC6 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| RANGE RES CORP GTD | 75281AAN9 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 220 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 339 | $14,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,031 | $14,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 140 | $13,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 150 | $13,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 150 | $13,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 250 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 290 | $13,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 300 | $13,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 932 | $13,000 | thousands by filing date | |
| POPULAR CAP TR GTD MTLYINCOME | 73317H206 | EQUITIES | 500 | $13,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 75 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 109 | $12,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $12,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 150 | $12,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 400 | $12,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 523 | $12,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $11,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 250 | $11,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 244 | $11,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 100 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 75 | $11,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 102 | $11,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 100 | $11,000 | thousands by filing date | |
| RUBIDOUX CALIF CMNTYSVCS DIST CTFS PARTNRFDG-WTR | 781145BA4 | FIXED INCOME | 10,000 | $11,000 | thousands by filing date | principal |
| Mid Amer Apt Cmntys In Pfd Ser | 59522J889 | PFD | 175 | $11,000 | thousands by filing date | |
| TRANSDIGM INC SR SUB NT | 893647BH9 | Fixed Income | 10,000 | $11,000 | thousands by filing date | principal |
| JPMORGAN CHASE FINL CO LLC | 46625HJJ0 | Fixed Income | 10,000 | $11,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190ZN1 | Fixed Income | 10,000 | $11,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP SR | 12686CBB4 | Fixed Income | 10,000 | $11,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25 | $10,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $10,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 300 | $10,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,200 | $10,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 140 | $10,000 | thousands by filing date | |
| UNITED CMNTY BKS INC FIXED TO FLTG | 90985FAG1 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| UNIVERSITY P R UNIV REVS REV BDS SERIES-Q | 914811PR9 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| HUDSON CNTY N J IMPT AUTH WATERFRONT IMPT | 443728BB5 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP SUB NT FXD/FLTG | 675234AB4 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| CLIFTON N J GO BDS 2013 | 187090W50 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| UNITED AIRLS HLDGS INC GTD | 910047AH2 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| FREEPORT | 35671DAZ8 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190SG4 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| NEW JERSEY ST TPK AUTH | 6461393P8 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| LANDMARK INFRASTRUCTURE | 51508J207 | Equities | 400 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC NT | 651229AM8 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| JPMorgan Chase preferred | 48127X542 | PFD | 400 | $10,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 50 | $9,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 250 | $9,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 50 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-21-000002 | this filing | 2021-05-14 | acceptance time not in the bulk data set |