13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-16, with 752 holding rows worth $167,966,000 by the sum of the rows.
- Accession
- 0001519113-18-000002
- Filer
- CIK 1519113
- Filed
- 2018-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 752 entries on the cover page, a total value of $211,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,966,000 with VALUE read as thousands by filing date, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $211,485,000, 26% more than the sum of the rows, $167,966,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 25,705 | $4,993,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 23,300 | $4,952,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 28,300 | $4,453,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 24,540 | $4,150,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,848 | $3,287,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 161,227 | $3,144,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 73,879 | $3,117,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 54,989 | $2,764,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 203,031 | $2,658,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,241 | $2,641,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,305 | $2,161,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,716 | $2,004,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 68,399 | $1,999,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 28,200 | $1,855,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 88,475 | $1,843,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,215 | $1,717,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,624 | $1,665,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 72,379 | $1,627,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,712 | $1,498,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,506 | $1,492,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 93,480 | $1,481,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,022 | $1,458,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,680 | $1,433,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 112,562 | $1,423,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 18,112 | $1,413,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,312 | $1,406,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,700 | $1,364,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,924 | $1,360,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 9,225 | $1,302,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 99,000 | $1,280,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,956 | $1,231,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,000 | $1,197,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,255 | $1,148,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 16,725 | $1,120,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 23,412 | $1,096,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 63,890 | $1,077,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 25,846 | $1,077,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,000 | $1,047,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,000 | $1,035,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 15,650 | $1,003,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 31,450 | $996,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,600 | $986,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 955 | $965,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,351 | $963,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,675 | $951,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 66,900 | $937,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 11,705 | $937,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,800 | $933,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,401 | $929,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,001 | $882,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,650 | $882,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 59,250 | $874,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 33,150 | $868,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,800 | $867,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,050 | $858,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,600 | $848,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,354 | $835,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 27,347 | $833,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 32,724 | $822,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 25,650 | $810,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,500 | $803,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 35,000 | $794,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,675 | $785,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 7,278 | $780,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 23,140 | $753,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 135,297 | $747,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 38,225 | $719,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 54,802 | $714,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 25,903 | $700,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,703 | $683,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 26,171 | $680,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161CAK1 | Fixed Income | 640,000 | $664,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 18,653 | $648,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 15,150 | $644,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,527 | $639,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,675 | $639,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G308 | Equities | 24,400 | $620,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 30,125 | $613,000 | thousands by filing date | |
| CONSOL ENERGY INC GTD SR NT | 20854PAL3 | Fixed Income | 610,000 | $612,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,535 | $605,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 30,000 | $582,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 30,487 | $580,000 | thousands by filing date | |
| WPX ENERGY INC SR NT | 98212BAD5 | FIXED INCOME | 534,000 | $550,000 | thousands by filing date | principal |
| FIRST NIAGARA FINL GROUP INC | 33582VAC2 | Fixed Income | 485,000 | $545,000 | thousands by filing date | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 68,000 | $544,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 20,323 | $514,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC FXD RT | 23204GAC4 | Fixed Income | 500,000 | $507,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 5,650 | $485,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 46,100 | $474,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,136 | $473,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,100 | $471,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 38,183 | $469,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,177 | $468,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,100 | $465,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,532 | $461,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 94,100 | $460,000 | thousands by filing date | |
| DAVITA HEALTHCARE PARTNERS INC | 23918KAQ1 | Fixed Income | 460,000 | $449,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,575 | $440,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,631 | $437,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,182 | $436,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 415,000 | $432,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923884 | Equities | 16,900 | $427,000 | thousands by filing date | |
| HOMESTREET INC SR NT FULLY EXCHANGED | 43785VAD4 | Fixed Income | 405,000 | $420,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 3,694 | $415,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 31,494 | $415,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,060 | $409,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,251 | $407,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,052 | $401,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,668 | $400,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,200 | $386,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,600 | $384,000 | thousands by filing date | |
| CALIFORNIA ST DEPT WTR RES PWR | 13066YTY5 | Fixed Income | 400,000 | $384,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 6,494 | $379,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,600 | $372,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,724 | $366,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 46,300 | $361,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 33,500 | $356,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,325 | $345,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,300 | $343,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,100 | $337,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,061 | $334,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,353 | $333,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 5,250 | $330,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 51,723 | $328,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,309 | $320,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 20,900 | $319,000 | thousands by filing date | |
| CLEAN HARBORS INCCLEAN HBRS INC GTDFXD | 184496AL1 | FIXED INCOME | 315,000 | $319,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 1,500 | $316,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 12,600 | $307,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,733 | $305,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,000 | $301,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,000 | $298,000 | thousands by filing date | |
| DAVITA INC | 23918KAP3 | Fixed Income | 290,000 | $298,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 5,500 | $294,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,677 | $292,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,639 | $280,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,363 | $277,000 | thousands by filing date | |
| NATIONSTAR MTG LLC / | 63860UAL4 | Fixed Income | 265,000 | $271,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 5,150 | $270,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 22,320 | $267,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,733 | $266,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 900 | $265,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,600 | $264,000 | thousands by filing date | |
| WEST CONTRA COSTA CALIF UNI | 952347UD2 | Fixed Income | 260,000 | $264,000 | thousands by filing date | principal |
| GENWORTH FINL INCFIXED RT SR NT | 37247DAP1 | FIXED INCOME | 270,000 | $259,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,000 | $257,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,500 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,433 | $254,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 21,125 | $254,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 9,634 | $254,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 10,550 | $254,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,142 | $248,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 13,105 | $246,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,776 | $242,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 08/15/2025 | 912828K74 | Govt Bond | 250,000 | $239,000 | thousands by filing date | principal |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,200 | $237,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,787 | $235,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,542 | $234,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,700 | $227,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC SR | 52729NBX7 | Fixed Income | 224,000 | $224,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,000 | $223,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11,225 | $219,000 | thousands by filing date | |
| BELO CORP | 080555af2 | FIXED | 200,000 | $215,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 5,425 | $214,000 | thousands by filing date | |
| SEAGATE HDD CAYMAN GTD SR NT | 81180WAL5 | Fixed Income | 220,000 | $214,000 | thousands by filing date | principal |
| Fifth Third Bancorp Perp Sub G | 316773CR9 | Com | 215,000 | $214,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMICDEV AUTH | 645918ZV8 | FIXED INCOME | 200,000 | $213,000 | thousands by filing date | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,625 | $212,000 | thousands by filing date | |
| WEST ORANGE TWP N J GEN IMPT | 954898CV2 | Fixed Income | 200,000 | $210,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 3,400 | $207,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 74,000 | $203,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,950 | $201,000 | thousands by filing date | |
| SAN DIEGO CALIF UNI SCH DIST | 7973552F0 | Fixed Income | 200,000 | $201,000 | thousands by filing date | principal |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 12,392 | $200,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,000 | $199,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,075 | $199,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 19,214 | $199,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 850 | $196,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 15,250 | $193,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,000 | $192,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,500 | $192,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,601 | $190,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,319 | $189,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 25,055 | $186,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 5,000 | $186,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 8,400 | $184,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 8,100 | $184,000 | thousands by filing date | |
| VULCAN MATLS CO NT | 929160AG4 | FIXED INCOME | 138,000 | $179,000 | thousands by filing date | principal |
| STERLING BANCORP DEL | 85917A100 | COM | 8,000 | $178,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990kac0 | FIXED | 175,000 | $176,000 | thousands by filing date | principal |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 4,158 | $175,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,700 | $174,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,100 | $174,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,650 | $168,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.75 05/15/2023 | 912828VB3 | Govt Bond | 175,000 | $168,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 18,430 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 11,650 | $163,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY | 144285AJ2 | Fixed Income | 160,000 | $163,000 | thousands by filing date | principal |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,900 | $162,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,500 | $161,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,525 | $161,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC DEL FXD RT | 320867AC8 | Fixed Income | 149,000 | $158,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AS0 | Fixed Income | 150,000 | $155,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 460 | $154,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,000 | $154,000 | thousands by filing date | |
| PLACENTIA-YORBA LINDA CALIF UNI | 725894EX3 | Fixed Income | 150,000 | $152,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 6,000 | $151,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288BE3 | Fixed Income | 145,000 | $149,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,400 | $148,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L302 | EQUITIES | 5,700 | $144,000 | thousands by filing date | |
| INVESTAR HLDG CORP SUB NT | 46134LAA3 | Fixed Income | 140,000 | $144,000 | thousands by filing date | principal |
| CALIFORNIA EDL FACS AUTH REV | 130178RU2 | Fixed Income | 140,000 | $144,000 | thousands by filing date | principal |
| US TREASUR NT 2.25 PCT 02/27UST NOTE DUE 02/15/27 | 912828V98 | US Treasury Bills | 150,000 | $143,000 | thousands by filing date | principal |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,000 | $142,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,403 | $141,000 | thousands by filing date | |
| CALIFORNIA ST ECONOMIC RECOVERY | 13067JMZ1 | Fixed Income | 140,000 | $141,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 10,550 | $139,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 6,000 | $139,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,959 | $139,000 | thousands by filing date | |
| Energold Drilling Corp | 29268A103 | COM | 372,650 | $138,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 8,434 | $135,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 4,677 | $134,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 130 | $133,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,150 | $132,000 | thousands by filing date | |
| PITNEY BOWES IN 4point625percent24 DUE 03 15 24 | 724479AJ9 | cb | 140,000 | $130,000 | thousands by filing date | principal |
| EL PASO ENERGY CORP MEDIUM TERM NTS MEDIUM | 28368EAA4 | Fixed Income | 105,000 | $128,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 32,716 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,450 | $125,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,000 | $124,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,000 | $122,000 | thousands by filing date | |
| TRANSDIGM INC SR SB | 893647AW7 | Fixed Income | 120,000 | $122,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 600 | $121,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 6,813 | $121,000 | thousands by filing date | |
| YOSEMITE CALIF CMNTY COLLEGE DIST | 987388BU8 | Fixed Income | 120,000 | $121,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,719 | $118,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 4,700 | $118,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $117,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,067 | $116,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,800 | $115,000 | thousands by filing date | |
| GENWORTH FINL INC FIXED RT | 37247DAN6 | Fixed Income | 120,000 | $115,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 7,125 | $113,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,400 | $112,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,150 | $112,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 5,193 | $112,000 | thousands by filing date | |
| CALIFORNIA ST DEPT WTR RES PWR | 13066YTD1 | Fixed Income | 110,000 | $110,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 800 | $106,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,275 | $105,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,410 | $105,000 | thousands by filing date | |
| DONNELLEY & SONS COR R DEB | 257867AC5 | FIXED INCOME | 100,000 | $105,000 | thousands by filing date | principal |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 7,400 | $104,000 | thousands by filing date | |
| SOUTH JERSEY TRANSN AUTH N J | 838536EG1 | Fixed Income | 100,000 | $104,000 | thousands by filing date | principal |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,834 | $103,000 | thousands by filing date | |
| AMSOUTHBANCORPORATION SUBDEB | 032165AD4 | FIXED INCOME | 90,000 | $103,000 | thousands by filing date | principal |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 4,250 | $102,000 | thousands by filing date | |
| ALUM ROCK CALIF UN ELEM SCH | 022168JA7 | Fixed Income | 100,000 | $101,000 | thousands by filing date | principal |
| SAN GABRIEL CALIF UNI SCH DIST GO | 797782FK0 | Fixed Income | 100,000 | $101,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 5,087 | $100,000 | thousands by filing date | |
| YUM BRANDS INC | 988498AG6 | Fixed Income | 100,000 | $100,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,796 | $99,000 | thousands by filing date | |
| CYS INVTS 7.75%SER A PFD | 12673A207 | ps | 4,000 | $98,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $97,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTE | 912828UN8 | Fixed Income | 100,000 | $97,000 | thousands by filing date | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 5,105 | $96,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,000 | $96,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,636 | $95,000 | thousands by filing date | |
| GENWORTH FINL INC SRNT | 37247DAK2 | FIXED INCOME | 95,000 | $95,000 | thousands by filing date | principal |
| WILLIS NORTH AMERINC FIXED RATE GTD | 970648AE1 | FIXED INCOME | 90,000 | $95,000 | thousands by filing date | principal |
| MUELLER INDS INC | 624756AE2 | Fixed Income | 95,000 | $95,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 730 | $93,000 | thousands by filing date | |
| BARCLAYS BK PLCCONTINGENT CAP | 06740L8C2 | FIXED INCOME | 85,000 | $93,000 | thousands by filing date | principal |
| ZIONS BANCORPORATIONDEP SHS | 98973A104 | EQUITIES | 3,900 | $93,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,207 | $90,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,220 | $89,000 | thousands by filing date | |
| HOME DEPOT INC | 437076BE1 | Fixed Income | 88,000 | $88,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 3,000 | $87,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,100 | $87,000 | thousands by filing date | |
| ARAMARK SVCS INC GTD FXD | 038522AK4 | Fixed Income | 85,000 | $87,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP | 451102AX5 | Fixed Income | 85,000 | $87,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,550 | $86,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,200 | $85,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 7,800 | $83,000 | thousands by filing date | |
| Valley National Bancorp | 919794206 | VLYPP | 3,000 | $83,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,850 | $81,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 3,100 | $81,000 | thousands by filing date | |
| DETROIT MICH SEW DISP REV REV | 2512374Q3 | Fixed Income | 80,000 | $81,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,216 | $80,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,895 | $79,000 | thousands by filing date | |
| NEW JERSEY ST EDLFACS AUTH REV | 646065ZS4 | FIXED INCOME | 75,000 | $78,000 | thousands by filing date | principal |
| NEW JERSEY ST EDLFACS AUTH REV | 646065ZT2 | FIXED INCOME | 75,000 | $78,000 | thousands by filing date | principal |
| THL CR SR LN FD | 87244R103 | COM | 4,500 | $77,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 500 | $77,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 6,805 | $77,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 3,250 | $77,000 | thousands by filing date | |
| PPL ENERGY SUPPLY LLC | 69352jan7 | FIXED | 90,000 | $77,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 1,417 | $75,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 5,000 | $75,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC GTD | 595112BC6 | Fixed Income | 72,000 | $75,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,266 | $74,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 721 | $73,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,542 | $73,000 | thousands by filing date | |
| E M C CORP MASS SR | 268648AQ5 | Fixed Income | 75,000 | $73,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $72,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 300 | $72,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,698 | $72,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,611 | $72,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 990 | $71,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 1,063 | $71,000 | thousands by filing date | |
| POPULAR CAP TR GTD MTLYINCOME | 73317H206 | EQUITIES | 3,179 | $71,000 | thousands by filing date | |
| HARRISBURG PA AUTH WTR REV | 41473MHV8 | Fixed Income | 70,000 | $71,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 700 | $70,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,111 | $70,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,472 | $69,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,867 | $68,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 500 | $67,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 709 | $67,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 5,770 | $67,000 | thousands by filing date | |
| DAVITA INC GTD SR NT | 23918KAR9 | Fixed Income | 70,000 | $67,000 | thousands by filing date | principal |
| RBB BANCORP | 74930B105 | COMMON STOCK | 2,500 | $66,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,000 | $66,000 | thousands by filing date | |
| ICAHN ENTERPRISES L P | 451102BM8 | Fixed Income | 65,000 | $66,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 296 | $65,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 2,450 | $64,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W864 | Equities | 2,800 | $64,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 700 | $63,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 380 | $62,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 299 | $62,000 | thousands by filing date | |
| KCAP FINL INC SR NTEXP | 48668E200 | EQUITIES | 2,431 | $62,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 528 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,867 | $59,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 50 | $58,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 389 | $58,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 12,000 | $58,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 4,000 | $57,000 | thousands by filing date | |
| NAVIENT CORP | 63938C405 | PREFERRED DEBT | 2,500 | $57,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,333 | $56,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,405 | $56,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,500 | $56,000 | thousands by filing date | |
| Maiden Holdings 8.25%Prp Cl8/2 | g5753u120 | PFD | 2,900 | $56,000 | thousands by filing date | |
| PUERTO RICO ELEC PWRAUTH PWR REV | 74526QEN8 | FIXED INCOME | 55,000 | $55,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 1,000 | $54,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $54,000 | thousands by filing date | |
| PORT AUTH N Y & N JSPL OBLIG REV | 73358EEH3 | FIXED INCOME | 50,000 | $54,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 800 | $53,000 | thousands by filing date | |
| Cedar Shopping Centers 7.25% Pfd Series B | 150602407 | com | 2,289 | $53,000 | thousands by filing date | |
| NEW JERSEY ECONOMICDEV AUTH | 645918ZU0 | FIXED INCOME | 50,000 | $53,000 | thousands by filing date | principal |
| YUM! BRANDS, IN 3.875 23 | 988498AJ0 | CORPORATE BONDS | 55,000 | $53,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH | 646136G96 | Fixed Income | 50,000 | $53,000 | thousands by filing date | principal |
| UNITED STATES STEEL CORP | 912909AF5 | Fixed Income | 50,000 | $53,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 500 | $52,000 | thousands by filing date | |
| NEW JERSEY ST TRANSNTR FD AUTHTRANSN | 646136D40 | FIXED INCOME | 50,000 | $52,000 | thousands by filing date | principal |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV SECOND GEN REV BDS 2013 DD 3.125 06/15/27 B/E DTD 03/21/13 PRF | 64972GBU7 | Municipal Bond | 50,000 | $51,000 | thousands by filing date | principal |
| HARTFORD FINL SVCSGROUP INC SR NT | 416515AV6 | FIXED INCOME | 50,000 | $51,000 | thousands by filing date | principal |
| ESCALON CALIF UNI SCH | 296065CG8 | Fixed Income | 50,000 | $51,000 | thousands by filing date | principal |
| POPULAR INC | 733174AJ5 | Fixed Income | 50,000 | $51,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 700 | $50,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 10,000 | $50,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOGY | 459902AT9 | Fixed Income | 50,000 | $50,000 | thousands by filing date | principal |
| WILLIAMS COS INC | 969457BU3 | Fixed Income | 50,000 | $49,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC | 896818AL5 | Fixed Income | 50,000 | $49,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTE | 912828L65 | Fixed Income | 50,000 | $49,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 1,417 | $48,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.625 11/15/2022 | 912828TY6 | Govt Bond | 50,000 | $48,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 230 | $47,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,000 | $47,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 588 | $47,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 811 | $46,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 733 | $46,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,500 | $46,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,079 | $45,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,250 | $44,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 400 | $44,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,230 | $44,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,554 | $43,000 | thousands by filing date | |
| CYS INVTS INC PFDSER B | 12673A306 | EQUITIES | 1,800 | $43,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,532 | $42,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 200 | $42,000 | thousands by filing date | |
| PUERTO RICO PUB FINCORP | 745291SZ8 | FIXED INCOME | 35,000 | $42,000 | thousands by filing date | principal |
| CLOROX CO DEL | 189054109 | COM | 330 | $41,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,840 | $41,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,000 | $41,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 740 | $41,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 1,750 | $41,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 1,370 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,035 | $40,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 700 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $39,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 1,187 | $39,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 327 | $39,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 242 | $38,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 250 | $38,000 | thousands by filing date | |
| DYNEX CAPITAL 8.5% PFD | 26817Q704 | ps | 1,500 | $38,000 | thousands by filing date | |
| UNITED STATES TREASBDS TREAS | 912810FQ6 | FIXED INCOME | 20,000 | $38,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 954 | $37,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,212 | $37,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 806 | $36,000 | thousands by filing date | |
| NEW JERSEY ST TRANSNTR FD AUTH SER A | 646136VU2 | FIXED INCOME | 35,000 | $36,000 | thousands by filing date | principal |
| NATIONSTAR MTG LLC / NATIONSTAR | 63860UAK6 | Fixed Income | 35,000 | $36,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 230 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,000 | $35,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,000 | $35,000 | thousands by filing date | |
| PUERTO RICO PUB BLDGS AUTH | 745235K26 | Fixed Income | 35,000 | $35,000 | thousands by filing date | principal |
| INDIANA BD BK WTR | 454626JT0 | Fixed Income | 35,000 | $35,000 | thousands by filing date | principal |
| CLEAN HARBORS INC SR NT ACRD | 184496AJ6 | Fixed Income | 35,000 | $35,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 450 | $34,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,000 | $34,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,966 | $34,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,075 | $34,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 150 | $33,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 654 | $33,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,822 | $33,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 400 | $33,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,437 | $33,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,050 | $33,000 | thousands by filing date | |
| PUGET ENERGY INC NEWSR | 745310AD4 | FIXED INCOME | 30,000 | $33,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $31,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 608 | $31,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 200 | $31,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,000 | $31,000 | thousands by filing date | |
| ONEOK PARTNERS L PSR NT | 68268NAE3 | FIXED INCOME | 30,000 | $31,000 | thousands by filing date | principal |
| WILLIAMS COS INC NT | 969457BM1 | FIXED INCOME | 23,000 | $31,000 | thousands by filing date | principal |
| INDIANA BD BK SEW WKS REV | 454625BB9 | Fixed Income | 30,000 | $31,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 200 | $30,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $30,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,600 | $30,000 | thousands by filing date | |
| STOCKTON CALIF PUBFING AUTH WTR | 861398AL9 | FIXED INCOME | 30,000 | $30,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES LP/CORP | 451102BJ5 | Fixed Income | 30,000 | $30,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES L P / ICAHN | 451102BF3 | Fixed Income | 30,000 | $30,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 213 | $29,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 350 | $29,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,500 | $29,000 | thousands by filing date | |
| ROSEVILLE CALIF NATGAS FING AUTH GASREV | 777863AT8 | FIXED INCOME | 25,000 | $29,000 | thousands by filing date | principal |
| WILLIAMS COS INC NT | 969457BG4 | FIXED INCOME | 26,000 | $29,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH AQUEDUCT | 745160QB0 | Fixed Income | 35,000 | $28,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 357 | $27,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 150 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 497 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $27,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,000 | $27,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 800 | $27,000 | thousands by filing date | |
| FREEHOLD N J REGLHIGH SCH DIST RFDGFGIC | 356478HY6 | FIXED INCOME | 25,000 | $27,000 | thousands by filing date | principal |
| PIONEER NAT RES COFIXED RT NTS | 723787AJ6 | FIXED INCOME | 25,000 | $27,000 | thousands by filing date | principal |
| GENUINE PARTS CO COM | 372460105 | Stock | 300 | $26,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 784 | $26,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 300 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 152 | $26,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 500 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,047 | $26,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 600 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,000 | $26,000 | thousands by filing date | |
| SOUTH JERSEY TRANSNAUTH N J TRANSN SYS | 838536EB2 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| SOUTH JERSEY TRANSNAUTH N J TRANSN SYS | 838536EQ9 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| KIMCO RLTY CORPFIXED RT | 49446RAJ8 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKAUTH TPK REV | 646139X75 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,416 | $26,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,650 | $25,000 | thousands by filing date | |
| GLOUCESTER CNTY N JIMPT AUTH GTD SOLIDWASTE | 37970MCX5 | FIXED INCOME | 25,000 | $25,000 | thousands by filing date | principal |
| SAN JOAQUIN HILLSCALIF TRANSNCORRIDOR AGY | 798111AH3 | FIXED INCOME | 25,000 | $25,000 | thousands by filing date | principal |
| KINDER MORGAN ENERGY PARTNERS | 494550BQ8 | Fixed Income | 26,000 | $25,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 7451904B1 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CG0 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| ILLINOIS ST GO BDS 2012A | 452152JF9 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| SYSCO CORP GTD FXD RT SR NT | 871829BB2 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL GTD | 49456BAE1 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| DETROIT MICH SEW DISP REV REV | 2512374N0 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2.25 11/15/2025 | 912828M56 | Govt Bond | 25,000 | $24,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,600 | $24,000 | thousands by filing date | |
| PUERTO RICO COMWLTHAQUEDUCT & SWR | 745160RC7 | FIXED INCOME | 30,000 | $24,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 302 | $23,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,750 | $23,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,000 | $23,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 200 | $23,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 1,000 | $23,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 350 | $22,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 416 | $22,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 146 | $22,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,017 | $22,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 705 | $22,000 | thousands by filing date | |
| FAIRMONT W VA WTRWKSREV | 305459ES4 | FIXED INCOME | 20,000 | $22,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LA49 | FIXED INCOME | 50,000 | $22,000 | thousands by filing date | principal |
| STRAFFORD CNTY N H | 852422BH6 | FIXED INCOME | 20,000 | $22,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 1,500 | $21,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $21,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $21,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 532 | $21,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,602 | $21,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $21,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,000 | $21,000 | thousands by filing date | |
| BORDENTOWN N J SEWAUTH REV RFDG-SER H | 099647FE4 | FIXED INCOME | 20,000 | $21,000 | thousands by filing date | principal |
| VALLEY NATL BANCORP FXD RT SUB | 919794AB3 | Fixed Income | 20,000 | $21,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORPORATION | 552848AF0 | Fixed Income | 20,000 | $21,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 253 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 203 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 511 | $20,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,300 | $20,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 250 | $20,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 353 | $20,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 225 | $20,000 | thousands by filing date | |
| PENNSYLVANIA HSG FINAGY SINGLE FAMILY | 708796SK4 | FIXED INCOME | 20,000 | $20,000 | thousands by filing date | principal |
| GENWORTH FINL INCFIXED RT NT | 37247DAM8 | FIXED INCOME | 20,000 | $20,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-18-000002 | this filing | 2018-05-16 | acceptance time not in the bulk data set |