13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 755 holding rows worth $127,385,000 by the sum of the rows.
- Accession
- 0001519113-17-000003
- Filer
- CIK 1519113
- Filed
- 2017-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 755 entries on the cover page, a total value of $157,696,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,385,000 with VALUE read as thousands by filing date, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $157,696,000, 24% more than the sum of the rows, $127,385,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KELLANOVA | 487836108 | COM | 300 | $21,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 605 | $21,000 | thousands by filing date | |
| PENNSYLVANIA HSG FINAGY SINGLE FAMILY | 708796SK4 | FIXED INCOME | 20,000 | $21,000 | thousands by filing date | principal |
| BORDENTOWN N J SEWAUTH REV RFDG-SER H | 099647FE4 | FIXED INCOME | 20,000 | $21,000 | thousands by filing date | principal |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 1,400 | $21,000 | thousands by filing date | |
| VALLEY NATL BANCORP FXD RT SUB | 919794AB3 | Fixed Income | 20,000 | $21,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 253 | $20,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $20,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 800 | $20,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,200 | $20,000 | thousands by filing date | |
| Reckitt Benckiser Group PLC | G74079107 | COM | 200 | $20,000 | thousands by filing date | |
| GENWORTH FINL INCFIXED RT NT | 37247DAM8 | FIXED INCOME | 20,000 | $20,000 | thousands by filing date | principal |
| MERCK & CO INC | 589331AT4 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES L P / ICAHN | 451102BF3 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC FR | 38143CAS0 | Fixed Income | 20,000 | $20,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 200 | $19,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 223 | $19,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 1,000 | $19,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 353 | $19,000 | thousands by filing date | |
| PUERTO RICO PUB FINCORP | 745291SX3 | FIXED INCOME | 15,000 | $19,000 | thousands by filing date | principal |
| US Treasury 1.625 02/15/26 02/15/2026 1.625 | 912828P46 | Fixed Income | 20,000 | $19,000 | thousands by filing date | principal |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 283 | $18,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 456 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 203 | $18,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 700 | $18,000 | thousands by filing date | |
| PUERTO RICO COMWLTH | 74514LBM8 | Fixed Income | 30,000 | $18,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 48128GD98 | Fixed Income | 20,000 | $18,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W103 | COM | 500 | $17,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,000 | $17,000 | thousands by filing date | |
| PUERTO RICO COMWLTH | 74514LB89 | Fixed Income | 30,000 | $17,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 191 | $16,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 500 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,225 | $16,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $16,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 150 | $16,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 600 | $16,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 900 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,000 | $16,000 | thousands by filing date | |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 600 | $16,000 | thousands by filing date | |
| RUBIDOUX CALIF CMNTYSVCS DIST CTFS PARTNRFDG-WTR | 781145BA4 | FIXED INCOME | 15,000 | $16,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 6,000 | $16,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 336 | $15,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 320 | $15,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 250 | $15,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 442 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 228 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 884 | $15,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,500 | $15,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 280 | $15,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 200 | $15,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 250 | $15,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,500 | $15,000 | thousands by filing date | |
| IMPERIAL CALIF CTFSPARTN WASTEWTRTREATMENT | 452637EB3 | FIXED INCOME | 15,000 | $15,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LHL4 | FIXED INCOME | 25,000 | $15,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| RANGE RES CORP GTD | 75281AAN9 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| STOCKTON CALIF PUB FING AUTH WTR | 861398AH8 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| HARRISBURG PA AUTH WTR REV | 41473MHS5 | Fixed Income | 15,000 | $15,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 258 | $14,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 150 | $14,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $14,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 318 | $14,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,000 | $14,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,000 | $14,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 932 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 300 | $14,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,499 | $14,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 320 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 968 | $13,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 337 | $13,000 | thousands by filing date | |
| SEARS ROEBUCK ACCEP CORP NT 7. | 812404507 | PREFERR | 1,450 | $13,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 341 | $13,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 500 | $13,000 | thousands by filing date | |
| BRISTOW GROUP INC SR NT | 110394AE3 | Fixed Income | 20,000 | $13,000 | thousands by filing date | principal |
| COLONY NORTHSTAR INC | 19625W302 | Equities | 500 | $13,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53 | $12,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 300 | $12,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 125 | $12,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $12,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,800 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 750 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 114 | $12,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 8,145 | $12,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,100 | $12,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,000 | $12,000 | thousands by filing date | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 461 | $12,000 | thousands by filing date | |
| PUERTO RICO COMWLTHPUB IMPT | 74514LDC8 | FIXED INCOME | 20,000 | $12,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWR AUTH PWR | 74526QA28 | Fixed Income | 20,000 | $12,000 | thousands by filing date | principal |
| PAYCHEX INC | 704326107 | COM | 200 | $11,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,500 | $11,000 | thousands by filing date | |
| HARRIS CNTY TEXCULTURAL ED FACS FINCORP | 414008AQ5 | FIXED INCOME | 10,000 | $11,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190ZN1 | Fixed Income | 10,000 | $11,000 | thousands by filing date | principal |
| VERIZON COMMUNICATIONS SENIOR NOTE M/W | 92343VBQ6 | SENIOR NOTE M/W | 10,000 | $11,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 150 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 75 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 912 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 120 | $10,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 400 | $10,000 | thousands by filing date | |
| EASTERN CONN RESRECOVERY AUTH SOLIDWASTE | 276318AN2 | FIXED INCOME | 10,000 | $10,000 | thousands by filing date | principal |
| MEDIA BORO PA RFDG | 58439EDC9 | FIXED INCOME | 10,000 | $10,000 | thousands by filing date | principal |
| MIRAMAR FLA UTIL SYSREV IMPT FGIC-NATLRE | 604636BG4 | FIXED INCOME | 10,000 | $10,000 | thousands by filing date | principal |
| HUDSON CNTY N J IMPT AUTH WATERFRONT IMPT | 443728BB5 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| JPMORGAN CHASE FINL CO LLC | 46625HJJ0 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190SG4 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| NEW JERSEY ST TPK AUTH | 6461393P8 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| BAUXITE ARK WTR REV WTR | 071764AB0 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP SR | 12686CBB4 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| DAVITA INC GTD SR NT | 23918KAR9 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| HARRISBURG PA AUTH WTR REV | 41473MHR7 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| MIRAMAR FLA UTIL SYS REV IMPT | 604636BR0 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| CHEMTURA CORP GTD FXD RT SR | 163893AD2 | Fixed Income | 10,000 | $10,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 250 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 315 | $9,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 300 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 90 | $9,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 650 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,800 | $9,000 | thousands by filing date | |
| PUERTO RICO MUN FIN AGY REF BDS | 745277QN6 | Fixed Income | 20,000 | $9,000 | thousands by filing date | principal |
| DOLPHIN SUBSIDIARY II | 256882AD3 | Fixed Income | 8,000 | $9,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 316 | $8,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 550 | $8,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 75 | $8,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $8,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 535 | $8,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 100 | $8,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100 | $8,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 131 | $8,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,760 | $8,000 | thousands by filing date | |
| PUERTO RICO COMWLTH AQUEDUCT | 745160QA2 | Fixed Income | 10,000 | $8,000 | thousands by filing date | principal |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $7,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 80 | $7,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 100 | $7,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 480 | $7,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 400 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 174 | $7,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 200 | $7,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 500 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,199 | $7,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 750 | $7,000 | thousands by filing date | |
| SEARS ROEBUCK ACCE 7 PFD DUE 07/15/42SUBJ TO XTRO REDEMPTION | 812404408 | PREFERRED DEBT | 750 | $7,000 | thousands by filing date | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 250 | $7,000 | thousands by filing date | |
| DRIVE SHACK | 262077308 | COM | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 100 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $6,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 300 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 750 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 512 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 156 | $6,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 700 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 145 | $6,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 500 | $6,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 2,500 | $6,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 1,000 | $6,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 414 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 418 | $6,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 2,000 | $6,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 250 | $6,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 200 | $6,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 250 | $6,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 250 | $6,000 | thousands by filing date | |
| EL PASO NAT GAS CODEB | 283695AZ7 | FIXED INCOME | 5,000 | $6,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH | 74514LPT8 | Fixed Income | 10,000 | $6,000 | thousands by filing date | principal |
| ITT INC COM | 45073V108 | Stock | 114 | $5,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 336 | $5,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60 | $5,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 195 | $5,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 77 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $5,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 666 | $5,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 375 | $5,000 | thousands by filing date | |
| QWEST CORP | 74913G501 | PFD | 200 | $5,000 | thousands by filing date | |
| AMERICAN EXPRESS CONT | 025816AX7 | FIXED INCOME | 5,000 | $5,000 | thousands by filing date | principal |
| PIONEER NURSING HOMEHEALTH DIST | 723814BN8 | FIXED INCOME | 5,000 | $5,000 | thousands by filing date | principal |
| PULASKI CNTY ARKSUBN SAN SWR | 745405BH2 | FIXED INCOME | 5,000 | $5,000 | thousands by filing date | principal |
| MELROSE PARK ILL WTRREV SER A | 585693AV6 | FIXED INCOME | 5,000 | $5,000 | thousands by filing date | principal |
| WENDYS INTL | 950590AG4 | Bond | 5,000 | $5,000 | thousands by filing date | principal |
| UNIVERSITY P R UNIV REVS REV BDS SERIES-Q | 914811PR9 | Fixed Income | 10,000 | $5,000 | thousands by filing date | principal |
| ONEOK INC NEW FIXED RT NTS | 682680AQ6 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| WEST IRON CNTY MICH | 953387BJ5 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| UNITED UTILS PLC NT | 91311QAE5 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| STOCKTON CALIF PUB FING AUTH WTR | 861398AJ4 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| HARRISBURG PA AUTH WTR REV | 41473MHA4 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| E TRADE FINL CORP FIXED RT | 269246BM5 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 83 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 380 | $4,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 453 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $4,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,500 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 90 | $4,000 | thousands by filing date | |
| CALLAWAY CNTY MONEIGHBORHOOD IMPTDIST | 131159AX3 | FIXED INCOME | 4,000 | $4,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J102 | COMMON | 20,000 | $4,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 50 | $3,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 750 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 475 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 333 | $3,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 406 | $3,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 240 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 23 | $3,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 88 | $3,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 220 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 93 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 107 | $3,000 | thousands by filing date | |
| AMERENENERGYGENERATING CO FIXEDRATE | 02360XAM9 | FIXED INCOME | 10,000 | $3,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH HWY | 745190YY8 | Fixed Income | 10,000 | $3,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH | 745220EZ2 | Fixed Income | 40,000 | $3,000 | thousands by filing date | principal |
| ESCROW GCB PENN VA CORP | 707ESCAC3 | Fixed Income | 76,000 | $3,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 500 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50 | $2,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 1,500 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 22 | $2,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 400 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 87 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50 | $2,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 50 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 175 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 45 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 97 | $2,000 | thousands by filing date | |
| PUERTO RICO COMWLTH HWY | 745190MS4 | Fixed Income | 20,000 | $2,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 42 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 581 | $1,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 105 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 29 | $1,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 8 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 22 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 60 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 21 | $1,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 95 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 29 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 519 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 250 | $1,000 | thousands by filing date | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 500 | $1,000 | thousands by filing date | |
| PUERTO RICO COMWLTHHWY & TRANSN AUTH | 745190CP1 | FIXED INCOME | 15,000 | $1,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 14 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 22 | $1,000 | thousands by filing date | |
| PUERTO RICO COMWLTH | 745220JQ7 | Fixed Income | 10,000 | $1,000 | thousands by filing date | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSTORY SYS INC COM | 185066107 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-17-000003 | this filing | 2017-08-15 | acceptance time not in the bulk data set |