13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 870 holding rows worth $105,545,000 by the sum of the rows.
- Accession
- 0001519113-15-000004
- Filer
- CIK 1519113
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 879 entries on the cover page, a total value of $137,897,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,545,000 with VALUE read as thousands by filing date, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $137,897,000, 31% more than the sum of the rows, $105,545,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 19,475 | $2,539,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 51,743 | $2,025,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 87,300 | $1,791,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 96,966 | $1,510,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 35,175 | $1,449,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 17,262 | $1,294,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,008 | $1,261,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 134,750 | $1,247,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 52,130 | $1,242,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,083 | $1,222,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 317,383 | $1,129,000 | thousands by filing date | |
| BANC CALIF INCSR NTDIV-7.50% | 05990K304 | Equities | 44,500 | $1,127,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 23,346 | $1,094,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 79,302 | $1,084,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,274 | $1,063,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 40,230 | $1,056,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 89,363 | $975,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G308 | Equities | 34,900 | $941,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,377 | $937,000 | thousands by filing date | |
| COLONY FINL INC PFD SER A 8. | 19624R205 | PFD | 36,000 | $919,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 58,400 | $909,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 135,157 | $839,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 94,800 | $836,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,250 | $831,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,206 | $817,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,366 | $811,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,230 | $804,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,581 | $801,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,700 | $758,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,800 | $753,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 42,250 | $706,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 35,812 | $660,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,000 | $658,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,282 | $611,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 245,086 | $605,000 | thousands by filing date | |
| FIRST NIAGARA FINL GROUP INC | 33582VAC2 | Fixed Income | 530,000 | $595,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 48,090 | $593,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,500 | $592,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 35,153 | $589,000 | thousands by filing date | |
| POST HLDGS INC | 737446AB0 | Fixed Income | 580,000 | $588,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 10,639 | $571,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923884 | Equities | 23,400 | $556,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 13,334 | $547,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 63,871 | $537,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119303 | DEP SHS | 21,100 | $536,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 13,000 | $534,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,519 | $519,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 38,700 | $517,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 23,976 | $517,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 14,000 | $512,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 154,700 | $502,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,100 | $496,000 | thousands by filing date | |
| WPX ENERGY INC SR NT | 98212BAD5 | FIXED INCOME | 564,000 | $485,000 | thousands by filing date | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 31,975 | $469,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 7,825 | $447,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 37,700 | $444,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,626 | $436,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,849 | $435,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,130 | $432,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 4,475 | $424,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 47,100 | $424,000 | thousands by filing date | |
| KCAP FINL INC SR NTEXP | 48668E200 | EQUITIES | 16,912 | $422,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 28,780 | $419,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 26,500 | $413,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 31,500 | $409,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 11,225 | $401,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,762 | $400,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 39,950 | $393,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 9,777 | $393,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 20,200 | $381,000 | thousands by filing date | |
| DAVITA HEALTHCARE PARTNERS INC | 23918KAQ1 | Fixed Income | 385,000 | $378,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,374 | $377,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 19,200 | $375,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,450 | $372,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 610 | $371,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,400 | $366,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,500 | $359,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,300 | $358,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 74,041 | $351,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,864 | $349,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 31,302 | $347,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 12,450 | $340,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,425 | $338,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,550 | $338,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,172 | $335,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,050 | $333,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,476 | $332,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 58,600 | $330,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 13,500 | $329,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 31,700 | $323,000 | thousands by filing date | |
| Cedar Shopping Centers 7.25% Pfd Series B | 150602407 | com | 13,600 | $323,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 11,930 | $322,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,700 | $311,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,750 | $311,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 15,725 | $306,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,794 | $303,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 20,750 | $301,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 27,450 | $300,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,500 | $299,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 22,550 | $292,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,951 | $291,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,475 | $285,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 13,745 | $279,000 | thousands by filing date | |
| SYNOVUS FINL CORPSUB NT | 87161CAG0 | FIXED INCOME | 275,000 | $279,000 | thousands by filing date | principal |
| GENWORTH FINL INCFIXED RT SR NT | 37247DAP1 | FIXED INCOME | 285,000 | $277,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 23,250 | $276,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,825 | $275,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 48,250 | $273,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,365 | $272,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 35,500 | $271,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,051 | $269,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,250 | $266,000 | thousands by filing date | |
| DAVITA INC | 23918KAP3 | Fixed Income | 255,000 | $265,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 1,900 | $262,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,507 | $255,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,800 | $255,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,422 | $254,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,246 | $252,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 6,125 | $250,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 11,700 | $249,000 | thousands by filing date | |
| NAVISTAR INTL CORPNEW FIXED RT SR NTGTD | 63934EAM0 | FIXED INCOME | 311,000 | $249,000 | thousands by filing date | principal |
| BB & T CORP | 054937107 | COM | 6,942 | $246,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 11,000 | $241,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,550 | $235,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,900 | $233,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,700 | $233,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 10,000 | $232,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,590 | $230,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 28,356 | $229,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,000 | $226,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC SR | 52729NBX7 | Fixed Income | 224,000 | $219,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,324 | $218,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 7,259 | $214,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 15,467 | $212,000 | thousands by filing date | |
| SAN DIEGO CALIF UNI SCH DIST | 7973552F0 | Fixed Income | 200,000 | $212,000 | thousands by filing date | principal |
| NATIONSTAR MTG LLC / | 63860UAL4 | Fixed Income | 265,000 | $211,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 5,500 | $210,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 17,000 | $210,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,850 | $209,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,000 | $208,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 18,000 | $206,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 30,005 | $204,000 | thousands by filing date | |
| UNITED STATES TREASNTS | 912828PM6 | FIXED INCOME | 200,000 | $201,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 2,700 | $195,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 12,100 | $194,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,674 | $193,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,852 | $193,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 7,550 | $193,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,700 | $192,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,800 | $192,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,000 | $192,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,150 | $191,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 15,000 | $183,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 12,737 | $182,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,500 | $179,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,500 | $179,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,869 | $178,000 | thousands by filing date | |
| KOPPERS INC PA GTD SR | 500605AE0 | Fixed Income | 175,000 | $175,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 1,600 | $173,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.75 05/15/2023 | 912828VB3 | Govt Bond | 175,000 | $173,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,000 | $172,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,550 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 11,650 | $170,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 8,900 | $170,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,300 | $169,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,000 | $169,000 | thousands by filing date | |
| PLACENTIA-YORBA LINDA CALIF UNI | 725894EX3 | Fixed Income | 150,000 | $168,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 5,236 | $166,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L302 | EQUITIES | 6,500 | $164,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 57,703 | $163,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,200 | $161,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,000 | $161,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,381 | $161,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,000 | $160,000 | thousands by filing date | |
| TITAN INTL INC DEL GTD SR SECD | 88830MAH5 | Fixed Income | 190,000 | $159,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 1,100 | $158,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,250 | $155,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,600 | $154,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,132 | $154,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 26,600 | $151,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,675 | $149,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 6,050 | $149,000 | thousands by filing date | |
| VULCAN MATLS CO NT | 929160AG4 | FIXED INCOME | 138,000 | $149,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 2,150 | $148,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 112,620 | $148,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 5,850 | $148,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 15,000 | $146,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,535 | $137,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 11,000 | $137,000 | thousands by filing date | |
| PARAMOUNT CALIF UNI SCH DIST | 699211GY8 | Fixed Income | 125,000 | $135,000 | thousands by filing date | principal |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,791 | $134,000 | thousands by filing date | |
| PIONEER NAT RES COSR NT | 723787AE7 | FIXED INCOME | 130,000 | $134,000 | thousands by filing date | principal |
| YOSEMITE CALIF CMNTY COLLEGE DIST | 987388BU8 | Fixed Income | 120,000 | $134,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 2,766 | $132,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,400 | $132,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,000 | $132,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 7,055 | $131,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,632 | $130,000 | thousands by filing date | |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 5,000 | $130,000 | thousands by filing date | |
| FIRST MIDWESTBANCORP INC DEL SUBNTS | 320867AA2 | FIXED INCOME | 129,000 | $130,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 1,623 | $128,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 6,602 | $127,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,000 | $127,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 6,265 | $125,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 7,840 | $125,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 19,234 | $124,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,500 | $123,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,000 | $122,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 10,000 | $122,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,940 | $122,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 4,200 | $121,000 | thousands by filing date | |
| MGIC INVT CORP WISSR NT | 552848AA1 | FIXED INCOME | 121,000 | $121,000 | thousands by filing date | principal |
| RAYONIER INC COM | 754907103 | REIT | 5,450 | $120,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,185 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 6,117 | $120,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 5,000 | $120,000 | thousands by filing date | |
| GENWORTH FINL INC FIXED RT | 37247DAN6 | Fixed Income | 120,000 | $120,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 3,650 | $119,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,815 | $118,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 3,650 | $115,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 15,000 | $114,000 | thousands by filing date | |
| Energold Drilling Corp | 29268A103 | COM | 244,250 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,315 | $112,000 | thousands by filing date | |
| ALUM ROCK CALIF UN ELEM SCH | 022168JA7 | Fixed Income | 100,000 | $112,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,400 | $110,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 4,300 | $110,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,000 | $109,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,500 | $109,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,713 | $108,000 | thousands by filing date | |
| AMSOUTHBANCORPORATION SUBDEB | 032165AD4 | FIXED INCOME | 90,000 | $106,000 | thousands by filing date | principal |
| NEW JERSEY ECONOMICDEV AUTH | 645918ZV8 | FIXED INCOME | 100,000 | $106,000 | thousands by filing date | principal |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 7,400 | $105,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 6,000 | $105,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,100 | $103,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 8,600 | $103,000 | thousands by filing date | |
| LOS ANGELES CALIFCMNTY COLLEGE | 54438CGB2 | Fixed Income | 100,000 | $103,000 | thousands by filing date | principal |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,500 | $102,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,377 | $102,000 | thousands by filing date | |
| WILLIS NORTH AMERINC FIXED RATE GTD | 970648AE1 | FIXED INCOME | 90,000 | $102,000 | thousands by filing date | principal |
| UNIVERSITY CALIF REVS GEN-SER A | 91412GVK8 | Fixed Income | 100,000 | $102,000 | thousands by filing date | principal |
| CYS INVTS 7.75%SER A PFD | 12673A207 | ps | 4,500 | $101,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTE | 912828UN8 | Fixed Income | 100,000 | $101,000 | thousands by filing date | principal |
| CLEAN HARBORS INCCLEAN HBRS INC GTDFXD | 184496AL1 | FIXED INCOME | 100,000 | $100,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,200 | $99,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $98,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,267 | $98,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 9,855 | $97,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,807 | $96,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 900 | $95,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,580 | $95,000 | thousands by filing date | |
| BARCLAYS BK PLCCONTINGENT CAP | 06740L8C2 | FIXED INCOME | 85,000 | $95,000 | thousands by filing date | principal |
| WHITING PETE CORPGTD SR SUB NT | 966387AF9 | Fixed Income | 100,000 | $93,000 | thousands by filing date | principal |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 3,653 | $92,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 17,000 | $90,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,800 | $89,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,600 | $89,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 5,000 | $89,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 3,500 | $89,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,200 | $88,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,200 | $88,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 5,000 | $88,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 3,500 | $88,000 | thousands by filing date | |
| ZIONS BANCORPORATIONDEP SHS | 98973A104 | EQUITIES | 4,050 | $88,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,750 | $86,000 | thousands by filing date | |
| DETROIT MICH SEW DISP REV REV | 2512374Q3 | Fixed Income | 80,000 | $86,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,000 | $85,000 | thousands by filing date | |
| Maiden Holdings 8.25%Prp Cl8/2 | g5753u120 | PFD | 3,200 | $85,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,268 | $84,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J102 | COMMON | 132,118 | $84,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,975 | $83,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 4,284 | $83,000 | thousands by filing date | |
| DONNELLEY & SONS COR R DEB | 257867AC5 | FIXED INCOME | 80,000 | $83,000 | thousands by filing date | principal |
| NEW JERSEY ST EDLFACS AUTH REV | 646065ZS4 | FIXED INCOME | 75,000 | $83,000 | thousands by filing date | principal |
| NEW JERSEY ST EDLFACS AUTH REV | 646065ZT2 | FIXED INCOME | 75,000 | $83,000 | thousands by filing date | principal |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 6,397 | $83,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,000 | $82,000 | thousands by filing date | |
| HARRISBURG PA AUTHWTR REV | 41473MHE6 | Fixed Income | 80,000 | $81,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 5,000 | $80,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 16,350 | $80,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 5,000 | $80,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,500 | $79,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 730 | $78,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 3,500 | $78,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,392 | $78,000 | thousands by filing date | |
| M & I MARSHALL &ILSLEY BK MILWAUKEEWIS | 55259PAD8 | FIXED INCOME | 75,000 | $78,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 819 | $77,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 3,900 | $77,000 | thousands by filing date | |
| Valley National Bancorp | 919794206 | VLYPP | 3,000 | $76,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 4,500 | $75,000 | thousands by filing date | |
| PPL ENERGY SUPPLY LLC | 69352jan7 | FIXED | 90,000 | $74,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 395 | $72,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 12,904 | $72,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,450 | $71,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 700 | $71,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 2,000 | $71,000 | thousands by filing date | |
| POPULAR CAP TR GTD MTLYINCOME | 73317H206 | EQUITIES | 3,729 | $70,000 | thousands by filing date | |
| LOS ANGELES CALIF CMNTY COLLEGE | 54438CHK1 | Fixed Income | 65,000 | $70,000 | thousands by filing date | principal |
| THL CR SR LN FD | 87244R103 | COM | 4,500 | $69,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $68,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 3,250 | $68,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,500 | $67,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,558 | $67,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,000 | $67,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 10,000 | $67,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 6,498 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,375 | $66,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 18,500 | $66,000 | thousands by filing date | |
| LIBERTY BELL BKCHERRY HILL NJ COM | 530233105 | EQUITIES | 80,100 | $66,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 950 | $65,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 11,500 | $65,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,140 | $64,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 665 | $64,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,000 | $64,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,500 | $64,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 382 | $63,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 5,000 | $63,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 5,000 | $62,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,000 | $62,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 2,450 | $62,000 | thousands by filing date | |
| PENNANTPARK INVTCORP SR NT | 708062302 | EQUITIES | 2,500 | $62,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,000 | $62,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,000 | $61,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 500 | $61,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 7,500 | $61,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 47,000 | $61,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,407 | $60,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,100 | $60,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 500 | $60,000 | thousands by filing date | |
| VORNADO REALTY TRUST * | 929042802 | PRF | 2,400 | $60,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,000 | $59,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 35,100 | $58,000 | thousands by filing date | |
| WILLIS NORTH AMERINC GTD SR NT | 970648AD3 | FIXED INCOME | 55,000 | $58,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 600 | $57,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 519 | $57,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,410 | $57,000 | thousands by filing date | |
| PORT AUTH N Y & N JSPL OBLIG REV | 73358EEH3 | FIXED INCOME | 50,000 | $57,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,200 | $56,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,532 | $55,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 700 | $55,000 | thousands by filing date | |
| HARTFORD FINL SVCSGROUP INC SR NT | 416515AV6 | FIXED INCOME | 50,000 | $55,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 588 | $54,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 4,466 | $54,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 67,500 | $54,000 | thousands by filing date | |
| FLORIDA ST MID-BAYBRIDGE AUTH REV SERA | 342814CD0 | FIXED INCOME | 50,000 | $54,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWRAUTH PWR REV | 74526QEN8 | FIXED INCOME | 55,000 | $54,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 679 | $53,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 600 | $53,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,400 | $53,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 800 | $52,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,000 | $52,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 616 | $52,000 | thousands by filing date | |
| NEW JERSEY ECONOMICDEV AUTH | 645918ZU0 | FIXED INCOME | 50,000 | $52,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $51,000 | thousands by filing date | |
| NEW YORK N Y CITY MUN WTR FIN AUTH WTR & SWR SYS REV SECOND GEN REV BDS 2013 DD 3.125 06/15/27 B/E DTD 03/21/13 PRF | 64972GBU7 | Municipal Bond | 50,000 | $51,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTHPUB IMPT | 745145VB5 | FIXED INCOME | 50,000 | $51,000 | thousands by filing date | principal |
| SLM CORP 6% SR NTMAT 12/15/43CALLABLE 12/15/08 | 78442P304 | EQUITIES | 3,000 | $51,000 | thousands by filing date | |
| ESCALON CALIF UNI SCH | 296065CG8 | Fixed Income | 50,000 | $51,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD AUTH | 646136G96 | Fixed Income | 50,000 | $51,000 | thousands by filing date | principal |
| ALLAN HANCOCK CALIFJT CMNTY COLLEGE | 016730FN8 | Fixed Income | 50,000 | $51,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 656 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,795 | $50,000 | thousands by filing date | |
| FIRST TENN BK N AMEMPHIS TENN SUB BKNT | 337158AE9 | FIXED INCOME | 50,000 | $50,000 | thousands by filing date | principal |
| PORT AUTH N Y & N JONE | 73358TPZ8 | FIXED INCOME | 50,000 | $50,000 | thousands by filing date | principal |
| MEDFORD TWP N J BRDED RFDG | 584323HG7 | FIXED INCOME | 50,000 | $50,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSNTR FD AUTHTRANSN | 646136D40 | FIXED INCOME | 50,000 | $50,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP | 65105M306 | EQUITIES | 2,050 | $50,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,358 | $49,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.625 11/15/2022 | 912828TY6 | Govt Bond | 50,000 | $49,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 5,000 | $49,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,520 | $49,000 | thousands by filing date | |
| PLAINS ALL AMERNPIPELINE L P | 72650RAT9 | FIXED INCOME | 45,000 | $49,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 15,000 | $48,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,000 | $48,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 4,100 | $48,000 | thousands by filing date | |
| PIONEER NAT RES COSR NT | 723787AG2 | FIXED INCOME | 45,000 | $47,000 | thousands by filing date | principal |
| POPULAR INC | 733174AJ5 | Fixed Income | 50,000 | $47,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 600 | $46,000 | thousands by filing date | |
| PUERTO RICO PUB FINCORP | 745291SZ8 | FIXED INCOME | 35,000 | $46,000 | thousands by filing date | principal |
| NEW JERSEY ST EDLFACS AUTH REV | 646065LM2 | FIXED INCOME | 45,000 | $46,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 2,000 | $45,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,522 | $45,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,000 | $45,000 | thousands by filing date | |
| COLTON CALIF UTILAUTH REV WASTEWATERSYS | 197052BA0 | FIXED INCOME | 45,000 | $45,000 | thousands by filing date | principal |
| MOHAWK INDS INC SRNT | 608190AH7 | FIXED INCOME | 45,000 | $45,000 | thousands by filing date | principal |
| MONTCLAIR TWP N J GO BDS 2007 | 6122213Z2 | Fixed Income | 45,000 | $45,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,000 | $44,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $44,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,840 | $43,000 | thousands by filing date | |
| YUM BRANDS INC SR NT | 988498AC5 | FIXED INCOME | 40,000 | $43,000 | thousands by filing date | principal |
| VULCAN MATLS CONOTES | 929160AK5 | FIXED INCOME | 40,000 | $43,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 741 | $42,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 1,500 | $42,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,000 | $42,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 600 | $42,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,216 | $41,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 730 | $41,000 | thousands by filing date | |
| NORTHSTAR RLTY FINCORP | 66704R308 | EQUITIES | 1,750 | $41,000 | thousands by filing date | |
| SONAT INC DEB | 835415AH3 | FIXED INCOME | 38,000 | $41,000 | thousands by filing date | principal |
| STONEMOR PARTNERS LP SR NT | 86184FAB9 | Fixed Income | 41,000 | $41,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 80 | $40,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 50 | $40,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 296 | $40,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 1,000 | $40,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 2,000 | $40,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 497 | $40,000 | thousands by filing date | |
| INDIANA BD BK WTR | 454626JT0 | Fixed Income | 40,000 | $40,000 | thousands by filing date | principal |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 150,000 | $39,000 | thousands by filing date | |
| TCF FINL CORP DELDEP SHS REPSTG1/1000 | 872277207 | EQUITIES | 1,500 | $39,000 | thousands by filing date | |
| UNITED STS STL CORPNEW SR NT | 912909AG3 | FIXED INCOME | 50,000 | $39,000 | thousands by filing date | principal |
| UNITED STATES STEEL CORP | 912909AF5 | Fixed Income | 50,000 | $39,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,280 | $38,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,500 | $38,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 800 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,500 | $38,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,517 | $38,000 | thousands by filing date | |
| CYS INVTS INC PFDSER B | 12673A306 | EQUITIES | 1,800 | $38,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,782 | $38,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 380 | $37,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 580 | $37,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,200 | $37,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 327 | $37,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 918 | $37,000 | thousands by filing date | |
| NEW JERSEY ST TRANSNTR FD AUTH SER A | 646136VU2 | FIXED INCOME | 35,000 | $37,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,308 | $36,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 5,444 | $36,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 533 | $36,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,942 | $36,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 764 | $36,000 | thousands by filing date | |
| SEARS ROEBUCK ACCEP CORP NT 7. | 812404507 | PREFERR | 2,250 | $36,000 | thousands by filing date | |
| DYNEX CAPITAL 8.5% PFD | 26817Q704 | ps | 1,500 | $36,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 1,400 | $36,000 | thousands by filing date | |
| UNITED STATES TREASBDS TREAS | 912810FQ6 | FIXED INCOME | 20,000 | $36,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 250 | $35,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $35,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 792 | $35,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 1,750 | $35,000 | thousands by filing date | |
| STOCKTON CALIF PUBFING AUTH WTR | 861398AL9 | FIXED INCOME | 35,000 | $35,000 | thousands by filing date | principal |
| PUERTO RICO PUB BLDGS AUTH | 745235K26 | Fixed Income | 35,000 | $35,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,566 | $34,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 500 | $34,000 | thousands by filing date | |
| ONEOK PARTNERS L PSR NT | 68268NAE3 | FIXED INCOME | 30,000 | $34,000 | thousands by filing date | principal |
| CONSOL ENERGY INCGTD SR NT | 20854PAH2 | FIXED INCOME | 50,000 | $34,000 | thousands by filing date | principal |
| PUGET ENERGY INC NEWSR | 745310AD4 | FIXED INCOME | 30,000 | $34,000 | thousands by filing date | principal |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $33,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 728 | $33,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,230 | $33,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 600 | $33,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,000 | $33,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,000 | $33,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 2,500 | $33,000 | thousands by filing date | |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LA49 | FIXED INCOME | 50,000 | $33,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 250 | $32,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 428 | $32,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $32,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 600 | $32,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,015 | $32,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 2,000 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 1,250 | $32,000 | thousands by filing date | |
| INDIANA BD BK SEW WKS REV | 454625BB9 | Fixed Income | 30,000 | $32,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 299 | $31,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,488 | $31,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 242 | $30,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 219 | $30,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,000 | $30,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,500 | $30,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 1,200 | $30,000 | thousands by filing date | |
| NORTHSTAR RLTY FINCORP PFD SER A | 66704R209 | EQUITIES | 1,250 | $30,000 | thousands by filing date | |
| FLORIDA STGOVERNMENTAL UTILAUTH UTIL REVBAREFOOT | 34281PBG7 | FIXED INCOME | 30,000 | $30,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 357 | $29,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 625 | $29,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,129 | $29,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 1,500 | $29,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,200 | $29,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,000 | $29,000 | thousands by filing date | |
| KIMCO RLTY CORPFIXED RT | 49446RAJ8 | FIXED INCOME | 25,000 | $29,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 230 | $28,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,000 | $28,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 396 | $28,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,000 | $28,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 26,800 | $28,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,330 | $28,000 | thousands by filing date | |
| FREEHOLD N J REGLHIGH SCH DIST RFDGFGIC | 356478HY6 | FIXED INCOME | 25,000 | $28,000 | thousands by filing date | principal |
| PIONEER NAT RES COFIXED RT NTS | 723787AJ6 | FIXED INCOME | 25,000 | $28,000 | thousands by filing date | principal |
| ROSEVILLE CALIF NATGAS FING AUTH GASREV | 777863AT8 | FIXED INCOME | 25,000 | $28,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 6,498 | $28,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 900 | $27,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 300 | $27,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 1,000 | $27,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 2,000 | $27,000 | thousands by filing date | |
| SOUTH JERSEY TRANSNAUTH N J TRANSN SYS | 838536EB2 | FIXED INCOME | 25,000 | $27,000 | thousands by filing date | principal |
| NEW JERSEY ST TPKAUTH TPK REV | 646139X75 | FIXED INCOME | 25,000 | $27,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 368 | $26,000 | thousands by filing date | |
| GLOUCESTER CNTY N JIMPT AUTH GTD SOLIDWASTE | 37970MCX5 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTHPUB IMPT | 74514LLZ8 | FIXED INCOME | 40,000 | $26,000 | thousands by filing date | principal |
| WILLIAMS COS INC NT | 969457BG4 | FIXED INCOME | 26,000 | $26,000 | thousands by filing date | principal |
| SOUTH JERSEY TRANSNAUTH N J TRANSN SYS | 838536EQ9 | FIXED INCOME | 25,000 | $26,000 | thousands by filing date | principal |
| GANNETT SPINCO INC | 36473H104 | COM | 1,750 | $25,000 | thousands by filing date | |
| GENWORTH FINL INC SRNT | 37247DAK2 | FIXED INCOME | 25,000 | $25,000 | thousands by filing date | principal |
| COLTON CALIF UTILAUTH REV WASTEWATERSYS | 197052AW3 | FIXED INCOME | 25,000 | $25,000 | thousands by filing date | principal |
| ILLINOIS ST GO BDS 2012A | 452152JF9 | Fixed Income | 25,000 | $25,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-15-000004 | this filing | 2015-11-13 | acceptance time not in the bulk data set |