13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 860 holding rows worth $106,016,077 by the sum of the rows.
- Accession
- 0001519113-14-000004
- Filer
- CIK 1519113
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 861 entries on the cover page, a total value of $135,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $106,016,077 with VALUE read as dollars, detected, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $135,411,000, 28% more than the sum of the rows, $106,016,077. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAN JOAQUIN HILLSCALIF TRANSNCORRIDOR AGY | 798111AH3 | FIXED INCOME | 25,000 | $23,992 | dollars, detected | principal |
| PUERTO RICO COMWLTH | 745220EZ2 | Fixed Income | 40,000 | $23,813 | dollars, detected | principal |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 500 | $23,710 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,110 | $23,706 | dollars, detected | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 200 | $23,506 | dollars, detected | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,000 | $23,330 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 357 | $23,177 | dollars, detected | |
| TRUSTMARK CORP | 898402102 | COM | 1,000 | $23,035 | dollars, detected | |
| WOONSOCKET R I | 980898YF1 | Fixed Income | 25,000 | $22,569 | dollars, detected | principal |
| FAIRMONT W VA WTRWKSREV | 305459ES4 | FIXED INCOME | 20,000 | $22,561 | dollars, detected | principal |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,000 | $22,520 | dollars, detected | |
| EL PASO CORP SR NT144A | 28336LBQ1 | FIXED INCOME | 20,000 | $22,050 | dollars, detected | principal |
| PUERTO RICO COMWLTH | 74514LBM8 | Fixed Income | 30,000 | $22,034 | dollars, detected | principal |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,200 | $22,008 | dollars, detected | |
| Energold Drilling Corp | 29268A103 | COM | 16,350 | $21,948 | dollars, detected | |
| BORDENTOWN N J SEWAUTH REV RFDG-SER H | 099647FE4 | FIXED INCOME | 20,000 | $21,888 | dollars, detected | principal |
| Charles Schwab Corp | 808513105 | COM | 743 | $21,837 | dollars, detected | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,600 | $21,808 | dollars, detected | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,022 | $21,800 | dollars, detected | |
| PUERTO RICO COMWLTH | 74514LB89 | Fixed Income | 30,000 | $21,741 | dollars, detected | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 1,315 | $21,658 | dollars, detected | |
| PUERTO RICO COMWLTHAQUEDUCT & SWR | 745160RC7 | FIXED INCOME | 30,000 | $21,362 | dollars, detected | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 5,000 | $21,300 | dollars, detected | |
| ALLY FINL INC | 361860208 | COM | 800 | $21,288 | dollars, detected | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 2,000 | $21,280 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 575 | $21,246 | dollars, detected | |
| PENNSYLVANIA HSG FINAGY SINGLE FAMILY | 708796SK4 | FIXED INCOME | 20,000 | $21,230 | dollars, detected | principal |
| NEW JERSEY BLDG AUTHST BLDG REV | 645771TU0 | FIXED INCOME | 20,000 | $21,096 | dollars, detected | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,000 | $21,070 | dollars, detected | |
| STRAFFORD CNTY N H | 852422BH6 | FIXED INCOME | 20,000 | $20,996 | dollars, detected | principal |
| ATHERSYS INC | 04744L106 | COM | 15,000 | $20,850 | dollars, detected | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 500 | $20,840 | dollars, detected | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 552 | $20,444 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,933 | $20,354 | dollars, detected | |
| STAFFORD TWP N JRFDG | 852529JP2 | FIXED INCOME | 20,000 | $20,148 | dollars, detected | principal |
| HARRIS CNTY-HOUSTONTEX SPORTS AUTH | 413893BH0 | FIXED INCOME | 20,000 | $20,011 | dollars, detected | principal |
| RIVIERA BEACH FLAUTIL SPL DIST WTR &SWR REV | 769595AQ2 | FIXED INCOME | 20,000 | $20,002 | dollars, detected | principal |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 943 | $19,917 | dollars, detected | |
| GOLDMAN SACHS GROUP INC FR | 38143CAS0 | Fixed Income | 20,000 | $19,626 | dollars, detected | principal |
| PRAXAIR INC | 74005P104 | COM | 152 | $19,608 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,500 | $19,500 | dollars, detected | |
| ACTAVIS PLC | G0083B108 | SHS | 80 | $19,302 | dollars, detected | |
| BAXANO SURGICAL | 071773105 | COM | 105,000 | $19,215 | dollars, detected | |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LHL4 | FIXED INCOME | 25,000 | $19,173 | dollars, detected | principal |
| MERCK & CO INC | 589331AT4 | Fixed Income | 20,000 | $19,084 | dollars, detected | principal |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 173 | $19,008 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNERS | 494550BQ8 | Fixed Income | 20,000 | $18,992 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 7451904B1 | Fixed Income | 25,000 | $18,803 | dollars, detected | principal |
| BANK OF AMERICA | 060505831 | PFD | 750 | $18,652 | dollars, detected | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 700 | $18,648 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $18,625 | dollars, detected | |
| PUERTO RICO PUB FINCORP | 745291SX3 | FIXED INCOME | 15,000 | $18,617 | dollars, detected | principal |
| KELLANOVA | 487836108 | COM | 300 | $18,480 | dollars, detected | |
| EMERALD OIL INC | 29101U209 | COM NEW | 3,000 | $18,450 | dollars, detected | |
| FIRST TENN BK N AMEMPHIS TENN SUB NT | 337158AD1 | FIXED INCOME | 18,000 | $18,210 | dollars, detected | principal |
| GENWORTH FINL INCFIXED RT SR NT | 37247DAP1 | FIXED INCOME | 15,000 | $18,198 | dollars, detected | principal |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 500 | $18,170 | dollars, detected | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 300 | $18,153 | dollars, detected | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $17,910 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 100 | $17,819 | dollars, detected | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,100 | $17,787 | dollars, detected | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,300 | $17,771 | dollars, detected | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 605 | $17,572 | dollars, detected | |
| SEARS ROEBUCK ACCE 7 PFD DUE 07/15/42SUBJ TO XTRO REDEMPTION | 812404408 | PREFERRED DEBT | 1,300 | $16,940 | dollars, detected | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 500 | $16,810 | dollars, detected | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 400 | $16,064 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 297 | $16,044 | dollars, detected | |
| American Tower Corporation | 03027X100 | COM | 170 | $15,917 | dollars, detected | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 248 | $15,716 | dollars, detected | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $15,536 | dollars, detected | |
| PUERTO RICO COMWLTHPUB IMPT | 74514LDC8 | FIXED INCOME | 20,000 | $15,527 | dollars, detected | principal |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,500 | $15,525 | dollars, detected | |
| IMPERIAL CALIF CTFSPARTN WASTEWTRTREATMENT | 452637EB3 | FIXED INCOME | 15,000 | $15,514 | dollars, detected | principal |
| RUBIDOUX CALIF CMNTYSVCS DIST CTFS PARTNRFDG-WTR | 781145BA4 | FIXED INCOME | 15,000 | $15,495 | dollars, detected | principal |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $15,480 | dollars, detected | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 250 | $15,462 | dollars, detected | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 500 | $15,345 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $15,330 | dollars, detected | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $15,300 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $15,216 | dollars, detected | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 163 | $15,216 | dollars, detected | |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 600 | $15,150 | dollars, detected | |
| STOCKTON CALIF PUB FING AUTH WTR | 861398AH8 | Fixed Income | 15,000 | $15,094 | dollars, detected | principal |
| NEWMONT CORP | 651639106 | COM | 654 | $15,075 | dollars, detected | |
| PIONEER NURSING HOMEHEALTH DIST | 723814BN8 | FIXED INCOME | 15,000 | $15,021 | dollars, detected | principal |
| HUDSON CITY BANCORP | 443683107 | COM | 1,522 | $14,801 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,699 | $14,791 | dollars, detected | |
| ISHARES TR | 464287168 | COM | 200 | $14,772 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 308 | $14,760 | dollars, detected | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 800 | $14,656 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 228 | $14,619 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 424 | $14,537 | dollars, detected | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 932 | $14,502 | dollars, detected | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 1,000 | $14,500 | dollars, detected | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,000 | $14,470 | dollars, detected | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 750 | $14,333 | dollars, detected | |
| LEUCADIA NATL CORP | 527288104 | COM | 600 | $14,304 | dollars, detected | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $14,280 | dollars, detected | |
| CINTAS CORP COM | 172908105 | Stock | 200 | $14,118 | dollars, detected | |
| NORTHEAST BANCORP | 663904209 | COM | 1,500 | $13,890 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,000 | $13,760 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 627 | $13,757 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 15,000 | $13,721 | dollars, detected | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 254 | $13,683 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,250 | $13,638 | dollars, detected | |
| MYOS CORP | 554051201 | Cmn | 950 | $13,480 | dollars, detected | |
| BAYONNE N J SCH BDS 2004 | 072887F98 | Fixed Income Securities | 13,000 | $13,439 | dollars, detected | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 250 | $13,398 | dollars, detected | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 150 | $13,318 | dollars, detected | |
| Castle Brands Inc | 148435100 | COM | 10,000 | $13,100 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 968 | $13,097 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 250 | $13,052 | dollars, detected | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $12,888 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,000 | $12,840 | dollars, detected | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,000 | $12,790 | dollars, detected | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 228 | $12,633 | dollars, detected | |
| NEWCASTLE INVT CORPNEW PFD SER D | 65105M405 | EQUITIES | 500 | $12,580 | dollars, detected | |
| VWO | 922042858 | SHS | 300 | $12,513 | dollars, detected | |
| ISTAR INC | 45031U101 | COMMON STOCK | 925 | $12,488 | dollars, detected | |
| PUERTO RICO MUN FIN AGY REF BDS | 745277QN6 | Fixed Income | 20,000 | $12,319 | dollars, detected | principal |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 750 | $12,172 | dollars, detected | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,000 | $12,070 | dollars, detected | |
| GENWORTH FINL INCFIXED RT NT | 37247DAM8 | FIXED INCOME | 10,000 | $11,988 | dollars, detected | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $11,970 | dollars, detected | |
| EL PASO ENERGY CORP MEDIUM TERM NTS MEDIUM | 28368EAA4 | Fixed Income | 10,000 | $11,950 | dollars, detected | principal |
| PUERTO RICO ELEC PWR AUTH PWR | 74526QA28 | Fixed Income | 20,000 | $11,879 | dollars, detected | principal |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 114 | $11,816 | dollars, detected | |
| 38259p508 | COM | 20 | $11,768 | dollars, detected | ||
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $11,640 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $11,515 | dollars, detected | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 500 | $11,375 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 10,000 | $11,373 | dollars, detected | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 798 | $11,300 | dollars, detected | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 400 | $11,056 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 750 | $11,055 | dollars, detected | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,332 | $11,016 | dollars, detected | |
| BROOKFIELD ASSETMGMT INC NT | 112585AB0 | FIXED INCOME | 10,000 | $10,964 | dollars, detected | principal |
| HARRIS CNTY TEXCULTURAL ED FACS FINCORP | 414008AQ5 | FIXED INCOME | 10,000 | $10,953 | dollars, detected | principal |
| WILLIS NORTH AMERINC GTD SR NT | 970648AD3 | FIXED INCOME | 10,000 | $10,931 | dollars, detected | principal |
| CHESAPEAKE ENERGY CORP | 165167CG0 | Fixed Income | 10,000 | $10,875 | dollars, detected | principal |
| WILDWOOD N J GENIMPT-WTR SWR UTILBNDS | 968206PT3 | FIXED INCOME | 10,000 | $10,842 | dollars, detected | principal |
| VERIZON COMMUNICATIONS SENIOR NOTE M/W | 92343VBQ6 | SENIOR NOTE M/W | 10,000 | $10,818 | dollars, detected | principal |
| HOST HOTELS &RESORTS L P SR NT | 44107TAK2 | FIXED INCOME | 10,000 | $10,681 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190MS4 | Fixed Income | 20,000 | $10,625 | dollars, detected | principal |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 419 | $10,498 | dollars, detected | |
| LINKEDIN CORP | 53578A108 | COM | 50 | $10,390 | dollars, detected | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 300 | $10,368 | dollars, detected | |
| NEW JERSEY HEALTHCARE FACS FING AUTHREV | 64579FHJ5 | Fixed Income | 10,000 | $10,341 | dollars, detected | principal |
| TWITTER INC | 90184L102 | COM | 200 | $10,316 | dollars, detected | |
| MIRAMAR FLA UTIL SYSREV IMPT FGIC-NATLRE | 604636BG4 | FIXED INCOME | 10,000 | $10,313 | dollars, detected | principal |
| HARVEST-MONROVIA WTRSWR | 41754MAW3 | Fixed Income | 10,000 | $10,194 | dollars, detected | principal |
| NEW JERSEY ST TPK AUTH | 6461393P8 | Fixed Income | 10,000 | $10,180 | dollars, detected | principal |
| NORTH BERGEN TWP N JBRD ED CTFS | 65765NCD7 | FIXED INCOME | 10,000 | $10,149 | dollars, detected | principal |
| MIRAMAR FLA UTIL SYS REV IMPT | 604636BR0 | Fixed Income | 10,000 | $10,118 | dollars, detected | principal |
| MELROSE PARK ILL WTRREV SER A | 585693AV6 | FIXED INCOME | 10,000 | $10,117 | dollars, detected | principal |
| KEYSTONE PA SCH DISTSER A | 493562DC3 | FIXED INCOME | 10,000 | $10,097 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REVPENNICHUCK WTRWKS 4.600% 01/01/30 B/EDTD 01/01/05 CLB | 644684AE2 | Fixed Income | 10,000 | $10,076 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REV 4.700% 10/01/35 B/EDTD 10/20/05 CLB | 644684AH5 | Fixed Income | 10,000 | $10,034 | dollars, detected | principal |
| SAN BERNARDINO CALIFMUN WTR DEPT SWR REVCTFS | 796760AQ9 | FIXED INCOME | 10,000 | $10,027 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR | 644684AR3 | FIXED INCOME | 10,000 | $10,024 | dollars, detected | principal |
| EASTERN CONN RESRECOVERY AUTH SOLIDWASTE | 276318AN2 | FIXED INCOME | 10,000 | $10,018 | dollars, detected | principal |
| BAUXITE ARK WTR REV WTR | 071764AB0 | Fixed Income | 10,000 | $10,015 | dollars, detected | principal |
| STOCKTON CALIF CTFSPARTN RFDG-WASTEWTRSYS PROJ-SER A 4.125% 09/01/22 B/EDTD 06/03/03 CLB | 861340FC6 | Fixed Income | 10,000 | $10,015 | dollars, detected | principal |
| ALASKA INDL DEV &EXPT AUTH | 011908DE7 | FIXED INCOME | 10,000 | $10,009 | dollars, detected | principal |
| STOCKTON CALIF REVCTFS PARTNRFDG-WASTEWTR SYSPROJ-SER A 5.200% 09/01/29 B/EDTD 02/25/98 CLB | 861407BK9 | Fixed Income | 10,000 | $10,009 | dollars, detected | principal |
| PULASKI CNTY ARKSUBN SAN SWR | 745405BH2 | FIXED INCOME | 10,000 | $10,008 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REVPENNICHUCK-BC-4-RMK 5.375% 10/01/35 B/EDTD 10/20/05 PRF | 644684AS1 | Fixed Income | 10,000 | $10,008 | dollars, detected | principal |
| PALMDALE CALIF WTRDIST REV CTFS PARTNFGIC | 69674MBN0 | FIXED INCOME | 10,000 | $10,001 | dollars, detected | principal |
| HUDSON CNTY N J IMPT AUTH WATERFRONT IMPT | 443728BB5 | Fixed Income | 10,000 | $10,000 | dollars, detected | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 311 | $9,938 | dollars, detected | |
| CLEAN HARBORS INCCLEAN HBRS INC GTDFXD | 184496AL1 | FIXED INCOME | 10,000 | $9,912 | dollars, detected | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 800 | $9,904 | dollars, detected | |
| CLIFTON BANCORP INC | 186873105 | COM | 782 | $9,846 | dollars, detected | |
| CORNING INC | 219350105 | COM | 503 | $9,739 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $9,730 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53 | $9,729 | dollars, detected | |
| CABLEVISION SYS CORP SR | 12686CBB4 | Fixed Income | 10,000 | $9,675 | dollars, detected | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,500 | $9,660 | dollars, detected | |
| Southern Company | 842587107 | COM | 220 | $9,638 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 200 | $9,556 | dollars, detected | |
| BIRCHCLIFF ENERGY LTD | 090697103 | COM | 1,000 | $9,495 | dollars, detected | |
| PEABODY ENERGY CORPGTD FIXED RT SR NT | 704549AH7 | FIXED INCOME | 10,000 | $9,350 | dollars, detected | principal |
| AMERENENERGYGENERATING CO FIXEDRATE | 02360XAM9 | FIXED INCOME | 10,000 | $9,325 | dollars, detected | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $9,180 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190ZN1 | Fixed Income | 10,000 | $9,164 | dollars, detected | principal |
| PENNEY J C INC | 708160106 | COM | 900 | $9,036 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 550 | $8,992 | dollars, detected | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 250 | $8,948 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $8,885 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 200 | $8,840 | dollars, detected | |
| PUERTO RICO COMWLTHHWY & TRANSN AUTH | 745190CP1 | FIXED INCOME | 15,000 | $8,749 | dollars, detected | principal |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 200 | $8,600 | dollars, detected | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 700 | $8,596 | dollars, detected | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 500 | $8,595 | dollars, detected | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,500 | $8,580 | dollars, detected | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 250 | $8,568 | dollars, detected | |
| BAKER HUGHES INC | 057224107 | COM | 131 | $8,528 | dollars, detected | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 300 | $8,490 | dollars, detected | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,360 | $8,364 | dollars, detected | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 294 | $8,350 | dollars, detected | |
| D R HORTON INC COM | 23331A109 | Stock | 400 | $8,208 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 300 | $8,028 | dollars, detected | |
| CALLAWAY CNTY MONEIGHBORHOOD IMPTDIST | 131159AX3 | FIXED INCOME | 8,000 | $8,025 | dollars, detected | principal |
| HOVNANIAN ENTERPRISES SER A 7. | 442487112 | PFD | 500 | $7,945 | dollars, detected | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 119 | $7,793 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 120 | $7,793 | dollars, detected | |
| VIVUS INC | 928551100 | COM | 2,000 | $7,720 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 100 | $7,694 | dollars, detected | |
| Entergy MISS 1st MTG | 29364N876 | Preferred Stock | 300 | $7,653 | dollars, detected | |
| AMYRIS INC | 03236M101 | COM | 2,000 | $7,580 | dollars, detected | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 535 | $7,525 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190SG4 | Fixed Income | 10,000 | $7,520 | dollars, detected | principal |
| PUERTO RICO COMWLTH AQUEDUCT | 745160QA2 | Fixed Income | 10,000 | $7,450 | dollars, detected | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 577 | $7,449 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $7,395 | dollars, detected | |
| PUERTO RICO COMWLTH | 74514LPT8 | Fixed Income | 10,000 | $7,389 | dollars, detected | principal |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 315 | $7,371 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 316 | $7,322 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 500 | $7,285 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 300 | $7,284 | dollars, detected | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 250 | $7,188 | dollars, detected | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,500 | $7,171 | dollars, detected | |
| EDGIO INC | 53261M104 | COM | 3,000 | $7,005 | dollars, detected | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200 | $6,944 | dollars, detected | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 650 | $6,896 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 145 | $6,711 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 512 | $6,513 | dollars, detected | |
| EL PASO NAT GAS CODEB | 283695AZ7 | FIXED INCOME | 5,000 | $6,438 | dollars, detected | principal |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 615 | $6,371 | dollars, detected | |
| ASHFORD HOSPITALITYTR INC PFD SER ACALLABLE | 044103208 | EQUITIES | 250 | $6,370 | dollars, detected | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 250 | $6,330 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 600 | $6,306 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 100 | $6,103 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 500 | $6,030 | dollars, detected | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 200 | $5,988 | dollars, detected | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 325 | $5,980 | dollars, detected | |
| METLIFE INC | 59156R504 | Common Stock | 250 | $5,980 | dollars, detected | |
| PUERTO RICO COMWLTH | 745220JQ7 | Fixed Income | 10,000 | $5,952 | dollars, detected | principal |
| UNIVERSITY P R UNIV REVS REV BDS SERIES-Q | 914811PR9 | Fixed Income | 10,000 | $5,904 | dollars, detected | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 359 | $5,870 | dollars, detected | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50 | $5,866 | dollars, detected | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 300 | $5,838 | dollars, detected | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $5,750 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 80 | $5,748 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 150 | $5,717 | dollars, detected | |
| AMERICAN EXPRESS CONT | 025816AX7 | FIXED INCOME | 5,000 | $5,629 | dollars, detected | principal |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 400 | $5,628 | dollars, detected | |
| PIONEER NAT RES COSR NT | 723787AG2 | FIXED INCOME | 5,000 | $5,582 | dollars, detected | principal |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 414 | $5,539 | dollars, detected | |
| U S G CORP | 903293405 | COM NEW | 200 | $5,498 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 100 | $5,350 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190YY8 | Fixed Income | 10,000 | $5,308 | dollars, detected | principal |
| WENDYS INTL | 950590AG4 | Bond | 5,000 | $5,275 | dollars, detected | principal |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 275 | $5,272 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 325 | $5,252 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 60 | $5,191 | dollars, detected | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,400 | $5,138 | dollars, detected | |
| OXFORD ALA WTRWKS &SWR BRD WTR | 691404HN0 | FIXED INCOME | 5,000 | $5,057 | dollars, detected | principal |
| STOCKTON CALIF PUB FING AUTH WTR | 861398AJ4 | Fixed Income | 5,000 | $5,037 | dollars, detected | principal |
| QWEST CORP | 74913G501 | PFD | 200 | $5,032 | dollars, detected | |
| ETNA GREEN INDWTRWKS REV | 297704AW8 | FIXED INCOME | 5,000 | $5,010 | dollars, detected | principal |
| WEST IRON CNTY MICH | 953387BJ5 | Fixed Income | 5,000 | $5,001 | dollars, detected | principal |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 100 | $4,938 | dollars, detected | |
| HARRISBURG PA AUTH WTR REV | 41473MHA4 | Fixed Income | 5,000 | $4,923 | dollars, detected | principal |
| RITEAID CORP | 767754104 | COM | 1,000 | $4,840 | dollars, detected | |
| CVR Partners, LP | 126633106 | LTD | 350 | $4,806 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,500 | $4,635 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 380 | $4,617 | dollars, detected | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $4,452 | dollars, detected | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 200 | $4,004 | dollars, detected | |
| WILLIAMS COS INC NT | 969457BM1 | FIXED INCOME | 3,000 | $3,807 | dollars, detected | principal |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 159 | $3,775 | dollars, detected | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 150 | $3,640 | dollars, detected | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 50 | $3,632 | dollars, detected | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 475 | $3,577 | dollars, detected | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50 | $3,570 | dollars, detected | |
| Washington Prime Group | 939647103 | COM | 197 | $3,444 | dollars, detected | |
| POST HLDGS INC | 737446104 | COM | 100 | $3,318 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 800 | $3,312 | dollars, detected | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 333 | $3,230 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 50 | $3,220 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $3,170 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 111 | $3,166 | dollars, detected | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60 | $3,088 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $2,932 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $2,764 | dollars, detected | |
| Telefonica SA | 879382109 | Common Stock - Foreign US$ | 171 | $2,647 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 220 | $2,574 | dollars, detected | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 578 | $2,566 | dollars, detected | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 54 | $2,537 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 60 | $2,515 | dollars, detected | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 250 | $2,492 | dollars, detected | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 100 | $2,465 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 150 | $2,406 | dollars, detected | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 95 | $2,383 | dollars, detected | |
| Suntrust Bank Inc. 1/4000 Prd | 867914509 | PRD | 100 | $2,164 | dollars, detected | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 95 | $2,126 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 51 | $2,092 | dollars, detected | |
| BAYONNE N J SCH BDS 2004 | 072887H39 | Fixed Income | 2,000 | $2,068 | dollars, detected | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 600 | $2,022 | dollars, detected | |
| LINENS N THINGS INC/ LINENS N THINGSCTR INC FLTG RT SRSECD NT 5.868% 01/15/14 B/EDTD 02/14/06 CLB | 53567WAC7 | Fixed Income | 40,000 | $2,010 | dollars, detected | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 400 | $2,004 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30 | $1,902 | dollars, detected | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 200 | $1,894 | dollars, detected | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 250 | $1,882 | dollars, detected | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $1,750 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 45 | $1,678 | dollars, detected | |
| KINROSS GOLD CORP | 496902404 | COM | 500 | $1,650 | dollars, detected | |
| AINSWORTH LMBR COLTD COM NEWISIN#CA0089142024 | 008914202 | Equities | 670 | $1,625 | dollars, detected | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 581 | $1,563 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,477 | dollars, detected | |
| Homefed | 43739d307 | COM | 27 | $1,404 | dollars, detected | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 500 | $1,400 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 95 | $1,374 | dollars, detected | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $1,371 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 50 | $1,370 | dollars, detected | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 445 | $1,349 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 27 | $1,274 | dollars, detected | |
| SIZMEK INC | 83013P105 | COM | 145 | $1,122 | dollars, detected | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 70 | $1,095 | dollars, detected | |
| STARZ | 85571Q102 | COM SER A | 27 | $893 | dollars, detected | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 200 | $890 | dollars, detected | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 238 | $873 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 50 | $846 | dollars, detected | |
| MMA Capital Management LLC | 55315D105 | COM | 88 | $818 | dollars, detected | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12 | $627 | dollars, detected | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $611 | dollars, detected | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 45 | $576 | dollars, detected | |
| DISCOVERY INC | 25470F104 | COM SER A | 15 | $567 | dollars, detected | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 60 | $550 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $547 | dollars, detected | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $423 | dollars, detected | |
| ACTUA CORPORATION | 005094107 | COM | 25 | $400 | dollars, detected | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 8 | $304 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7 | $298 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 105 | $290 | dollars, detected | |
| LENDINGTREE INC NEW | 894675107 | COM | 8 | $287 | dollars, detected | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 8 | $271 | dollars, detected | |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 2,555 | $256 | dollars, detected | |
| PCCW LTD | Y6802P120 | COM | 400 | $251 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36 | $234 | dollars, detected | |
| QUANTUM CORP | 747906204 | COM DSSG | 200 | $232 | dollars, detected | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20 | $190 | dollars, detected | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 18 | $129 | dollars, detected | |
| FEDERAL HOME LN MTGCORP PARTN | 31292HKY9 | FIXED INCOME | 15,000 | $125 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 607151 | 31388KQC9 | FIXED INCOME | 10,000 | $100 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 619648 | 31389AL50 | FIXED INCOME | 20,000 | $74 | dollars, detected | principal |
| LUPAKA GOLD CORP | 550435101 | Equities | 490 | $64 | dollars, detected | |
| G N M A PASS THRU POOL 199834X | 36217P4T1 | Fixed Income | 30,000 | $61 | dollars, detected | principal |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1 | $60 | dollars, detected | |
| ADELPHIA RECOVERY TRUST | 00685R870 | TRUST | 2,600 | $52 | dollars, detected | |
| NGEX RESOURCES INC | 65339B100 | Equities | 30 | $50 | dollars, detected | |
| AICI CAP TRUST PFD | 001338201 | Pref | 400 | $44 | dollars, detected | |
| FEDERAL HOME LN MTGCORP PARTN | 31283HN43 | FIXED INCOME | 5,000 | $36 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535638 | 31384WBF6 | FIXED INCOME | 29,000 | $34 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535631 | 31384WA83 | FIXED INCOME | 27,000 | $30 | dollars, detected | principal |
| FEDERAL HOME LN MTGCORP PARTN | 31283HN27 | FIXED INCOME | 5,000 | $28 | dollars, detected | principal |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 16,874 | $25 | dollars, detected | |
| HKT TRUST AND HKT LTD | Y3R29Z107 | COM | 16 | $19 | dollars, detected | |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535740 | 31384WEM8 | FIXED INCOME | 14,000 | $13 | dollars, detected | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-14-000004 | this filing | 2014-11-12 | acceptance time not in the bulk data set |