13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-07, with 840 holding rows worth $105,776,824 by the sum of the rows.
- Accession
- 0001519113-14-000001
- Filer
- CIK 1519113
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 841 entries on the cover page, a total value of $132,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,776,824 with VALUE read as dollars, detected, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $132,658,000, 25% more than the sum of the rows, $105,776,824. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FAIRMONT W VA WTRWKSREV | 305459ES4 | FIXED INCOME | 20,000 | $21,063 | dollars, detected | principal |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 1,600 | $20,896 | dollars, detected | |
| BORDENTOWN N J SEWAUTH REV RFDG-SER H | 099647FE4 | FIXED INCOME | 20,000 | $20,854 | dollars, detected | principal |
| NEW JERSEY BLDG AUTHST BLDG REV | 645771TU0 | FIXED INCOME | 20,000 | $20,720 | dollars, detected | principal |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,200 | $20,592 | dollars, detected | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,000 | $20,400 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 216 | $20,373 | dollars, detected | |
| PENNSYLVANIA HSG FINAGY SINGLE FAMILY | 708796SK4 | FIXED INCOME | 20,000 | $20,299 | dollars, detected | principal |
| STAFFORD TWP N JRFDG | 852529JP2 | FIXED INCOME | 20,000 | $20,259 | dollars, detected | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 184 | $20,222 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 500 | $20,220 | dollars, detected | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,300 | $20,137 | dollars, detected | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,300 | $20,033 | dollars, detected | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 500 | $20,030 | dollars, detected | |
| HARRIS CNTY-HOUSTONTEX SPORTS AUTH | 413893BH0 | FIXED INCOME | 20,000 | $19,963 | dollars, detected | principal |
| American Tower Corporation | 03027X100 | COM | 250 | $19,955 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 50 | $19,940 | dollars, detected | |
| RIVIERA BEACH FLAUTIL SPL DIST WTR &SWR REV | 769595AQ2 | FIXED INCOME | 20,000 | $19,877 | dollars, detected | principal |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,022 | $19,868 | dollars, detected | |
| PLY GEM HLDGS INC | 72941W100 | COM | 1,100 | $19,833 | dollars, detected | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 248 | $19,825 | dollars, detected | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 6,000 | $19,800 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 152 | $19,765 | dollars, detected | |
| PUERTO RICO COMWLTH | 74514LBM8 | Fixed Income | 30,000 | $19,448 | dollars, detected | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,200 | $19,440 | dollars, detected | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 276 | $19,334 | dollars, detected | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 1,000 | $19,250 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,933 | $19,233 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 475 | $19,109 | dollars, detected | |
| STRAFFORD CNTY N H | 852422BH6 | FIXED INCOME | 20,000 | $19,055 | dollars, detected | principal |
| SUSSEX BANCORP | 869245100 | COMMON | 2,488 | $18,909 | dollars, detected | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 1,000 | $18,890 | dollars, detected | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 700 | $18,858 | dollars, detected | |
| GOLDMAN SACHS GROUP INC FR | 38143CAS0 | Fixed Income | 20,000 | $18,838 | dollars, detected | principal |
| PUERTO RICO COMWLTHAQUEDUCT & SWR | 745160RC7 | FIXED INCOME | 30,000 | $18,725 | dollars, detected | principal |
| FIRST TENN BK N AMEMPHIS TENN SUB NT | 337158AD1 | FIXED INCOME | 18,000 | $18,690 | dollars, detected | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,200 | $18,516 | dollars, detected | |
| PUERTO RICO COMWLTH | 74514LB89 | Fixed Income | 30,000 | $18,447 | dollars, detected | principal |
| KINDER MORGAN ENERGY PARTNERS | 494550BQ8 | Fixed Income | 20,000 | $18,364 | dollars, detected | principal |
| KELLANOVA | 487836108 | COM | 300 | $18,321 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 913 | $18,281 | dollars, detected | |
| MERCK & CO INC | 589331AT4 | Fixed Income | 20,000 | $18,269 | dollars, detected | principal |
| Eli Lilly and Company | 532457108 | COM | 357 | $18,227 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,000 | $18,210 | dollars, detected | |
| VIVUS INC | 928551100 | COM | 2,000 | $18,160 | dollars, detected | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $18,115 | dollars, detected | |
| BANK OF AMERICA | 060505831 | PFD | 750 | $18,068 | dollars, detected | |
| GENWORTH FINL INCFIXED RT SR NT | 37247DAP1 | FIXED INCOME | 15,000 | $17,850 | dollars, detected | principal |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $17,652 | dollars, detected | |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LHL4 | FIXED INCOME | 25,000 | $17,506 | dollars, detected | principal |
| PUERTO RICO PUB FINCORP | 745291SX3 | FIXED INCOME | 15,000 | $17,424 | dollars, detected | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 1,900 | $17,404 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 754 | $17,365 | dollars, detected | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $17,270 | dollars, detected | |
| MICROS SYS INC | 594901100 | COM | 300 | $17,211 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,000 | $17,120 | dollars, detected | |
| LEUCADIA NATL CORP | 527288104 | COM | 600 | $17,004 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 100 | $16,897 | dollars, detected | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,300 | $16,120 | dollars, detected | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 1,000 | $16,120 | dollars, detected | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 2,000 | $15,940 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 607 | $15,782 | dollars, detected | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,000 | $15,430 | dollars, detected | |
| BAYONNE N J SCH | 072887XG2 | FIXED INCOME | 15,000 | $15,375 | dollars, detected | principal |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,000 | $15,270 | dollars, detected | |
| RUBIDOUX CALIF CMNTYSVCS DIST CTFS PARTNRFDG-WTR | 781145BA4 | FIXED INCOME | 15,000 | $15,238 | dollars, detected | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 605 | $15,187 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 297 | $15,162 | dollars, detected | |
| NEW JERSEY ST EDLFACS AUTH REV | 64605LJV1 | FIXED INCOME | 15,000 | $15,063 | dollars, detected | principal |
| NORFOLK VA PKG SYSREV RFDG-SER B 4.500% 02/01/29 B/EDTD 10/28/04 PRF | 655899CG5 | Fixed Income Securities | 15,000 | $15,045 | dollars, detected | principal |
| NEW JERSEY ST EDLFACS AUTH REVFAIRLEIGH DICKINSONUNIV-SER D 5.250% 07/01/32 B/EDTD 12/01/02 CLB | 64605LAK4 | Fixed Income Securities | 15,000 | $15,000 | dollars, detected | principal |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 932 | $14,977 | dollars, detected | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $14,973 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 7451904B1 | Fixed Income | 25,000 | $14,860 | dollars, detected | principal |
| IMPERIAL CALIF CTFSPARTN WASTEWTRTREATMENT | 452637EB3 | FIXED INCOME | 15,000 | $14,700 | dollars, detected | principal |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,699 | $14,683 | dollars, detected | |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 600 | $14,640 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,250 | $14,500 | dollars, detected | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $14,500 | dollars, detected | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 400 | $14,400 | dollars, detected | |
| PIONEER NURSING HOMEHEALTH DIST | 723814BN8 | FIXED INCOME | 15,000 | $14,379 | dollars, detected | principal |
| PUERTO RICO COMWLTHPUB IMPT | 74514LDC8 | FIXED INCOME | 20,000 | $14,315 | dollars, detected | principal |
| HUDSON CITY BANCORP | 443683107 | COM | 1,516 | $14,299 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 414 | $14,272 | dollars, detected | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 250 | $14,230 | dollars, detected | |
| SEARS ROEBUCK ACCE 7 PFD DUE 07/15/42SUBJ TO XTRO REDEMPTION | 812404408 | PREFERRED DEBT | 1,300 | $14,201 | dollars, detected | |
| ALLY FINANCIAL INC | 36186C400 | PREFERRED | 550 | $13,948 | dollars, detected | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,000 | $13,900 | dollars, detected | |
| SIEMENS A G - ADR | 826197501 | COM | 100 | $13,851 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $13,848 | dollars, detected | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $13,710 | dollars, detected | |
| PUERTO RICO MUN FIN AGY REF BDS | 745277QN6 | Fixed Income | 20,000 | $13,662 | dollars, detected | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 240 | $13,543 | dollars, detected | |
| ACTAVIS PLC | G0083B108 | SHS | 80 | $13,440 | dollars, detected | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $13,404 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $13,278 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,000 | $13,240 | dollars, detected | |
| ISTAR INC | 45031U101 | COMMON STOCK | 925 | $13,200 | dollars, detected | |
| ENBRIDGE INC COM | 29250N105 | Stock | 302 | $13,198 | dollars, detected | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 500 | $13,125 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $12,880 | dollars, detected | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,000 | $12,780 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190MS4 | Fixed Income | 20,000 | $12,744 | dollars, detected | principal |
| TWITTER INC | 90184L102 | COM | 200 | $12,730 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 798 | $12,481 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 627 | $12,401 | dollars, detected | |
| SEADRILL ORD | G7945E105 | COM | 300 | $12,324 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 875 | $12,259 | dollars, detected | |
| NEWCASTLE INVT CORPNEW PFD SER D | 65105M405 | EQUITIES | 500 | $12,250 | dollars, detected | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $12,185 | dollars, detected | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 175 | $12,035 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 225 | $12,010 | dollars, detected | |
| PUERTO RICO ELEC PWR AUTH PWR | 74526QA28 | Fixed Income | 20,000 | $11,942 | dollars, detected | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $11,940 | dollars, detected | |
| CINTAS CORP COM | 172908105 | Stock | 200 | $11,918 | dollars, detected | |
| GENWORTH FINL INCFIXED RT NT | 37247DAM8 | FIXED INCOME | 10,000 | $11,906 | dollars, detected | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 600 | $11,766 | dollars, detected | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 228 | $11,765 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 250 | $11,685 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 968 | $11,655 | dollars, detected | |
| ONCOTHYREON INC | 682324108 | COM | 6,500 | $11,440 | dollars, detected | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 750 | $11,212 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 900 | $11,114 | dollars, detected | |
| LEUCADIA NATL CORPSR NT | 527288BD5 | FIXED INCOME | 10,000 | $11,100 | dollars, detected | principal |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,332 | $11,082 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 10,000 | $11,050 | dollars, detected | principal |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 400 | $11,024 | dollars, detected | |
| WILDWOOD N J GENIMPT-WTR SWR UTILBNDS | 968206PT3 | FIXED INCOME | 10,000 | $10,976 | dollars, detected | principal |
| HOST HOTELS &RESORTS L P SR NT | 44107TAK2 | FIXED INCOME | 10,000 | $10,959 | dollars, detected | principal |
| WILLIS NORTH AMERINC GTD SR NT | 970648AD3 | FIXED INCOME | 10,000 | $10,855 | dollars, detected | principal |
| LINKEDIN CORP | 53578A108 | COM | 50 | $10,842 | dollars, detected | |
| PUERTO RICO COMWLTHHWY & TRANSN AUTH | 745190CP1 | FIXED INCOME | 15,000 | $10,832 | dollars, detected | principal |
| HARRIS CNTY TEXCULTURAL ED FACS FINCORP | 414008AQ5 | FIXED INCOME | 10,000 | $10,775 | dollars, detected | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,500 | $10,770 | dollars, detected | |
| CHESAPEAKE ENERGY CORP | 165167CG0 | Fixed Income | 10,000 | $10,725 | dollars, detected | principal |
| VERIZON COMMUNICATIONS SENIOR NOTE M/W | 92343VBQ6 | SENIOR NOTE M/W | 10,000 | $10,706 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 15,000 | $10,613 | dollars, detected | principal |
| AMYRIS INC | 03236M101 | COM | 2,000 | $10,580 | dollars, detected | |
| PEABODY ENERGY CORPGTD FIXED RT SR NT | 704549AH7 | FIXED INCOME | 10,000 | $10,525 | dollars, detected | principal |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 375 | $10,443 | dollars, detected | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 800 | $10,392 | dollars, detected | |
| PALMDALE CALIF WTRDIST REV CTFS PARTNFGIC | 69674MBN0 | FIXED INCOME | 10,000 | $10,354 | dollars, detected | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 332 | $10,305 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 550 | $10,290 | dollars, detected | |
| MIRAMAR FLA UTIL SYSREV IMPT FGIC-NATLRE | 604636BG4 | FIXED INCOME | 10,000 | $10,255 | dollars, detected | principal |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 800 | $10,240 | dollars, detected | |
| GENWORTH FINL INC NT 5.750% 06/15/14 B/EDTD 06/15/04 | 37247DAE6 | Fixed Income Securities | 10,000 | $10,208 | dollars, detected | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 254 | $10,203 | dollars, detected | |
| MELROSE PARK ILL WTRREV SER A | 585693AV6 | FIXED INCOME | 10,000 | $10,185 | dollars, detected | principal |
| SOUTH BRUNSWICK TWPN J BRD ED | 836802MC9 | FIXED INCOME | 10,000 | $10,170 | dollars, detected | principal |
| QUICKSILVER RES INCFIXED RT SR NT 9.125% 08/15/19 B/EDTD 08/14/09 CLB | 74837RAG9 | Fixed Income Securities | 10,000 | $10,150 | dollars, detected | principal |
| CLEAN HARBORS INCCLEAN HBRS INC GTDFXD | 184496AL1 | FIXED INCOME | 10,000 | $10,100 | dollars, detected | principal |
| KEYSTONE PA SCH DISTSER A | 493562DC3 | FIXED INCOME | 10,000 | $10,078 | dollars, detected | principal |
| JANUS CAP GROUP INCSR NT | 47102XAC9 | FIXED INCOME | 10,000 | $10,036 | dollars, detected | principal |
| PALMDALE CALIF SCHDIST CTFS PARTN RFDG | 696736EE3 | FIXED INCOME | 10,000 | $10,020 | dollars, detected | principal |
| ST LUCIE CNTY FLAWTR & SWR REV | 792090BK7 | FIXED INCOME | 10,000 | $10,015 | dollars, detected | principal |
| NICEVILLE FLA WTR &SWR REV RFDG | 653692HG1 | FIXED INCOME | 10,000 | $10,013 | dollars, detected | principal |
| EASTERN CONN RESRECOVERY AUTH SOLIDWASTE | 276318AN2 | FIXED INCOME | 10,000 | $10,009 | dollars, detected | principal |
| BAUXITE ARK WTR REV WTR | 071764AB0 | Fixed Income | 10,000 | $10,006 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR | 644684AR3 | FIXED INCOME | 10,000 | $10,005 | dollars, detected | principal |
| NORTH BERGEN TWP N JBRD ED CTFS | 65765NCD7 | FIXED INCOME | 10,000 | $10,004 | dollars, detected | principal |
| STOCKTON CALIF REVCTFS PARTNRFDG-WASTEWTR SYSPROJ-SER A 5.200% 09/01/29 B/EDTD 02/25/98 CLB | 861407BK9 | Fixed Income | 10,000 | $9,999 | dollars, detected | principal |
| PULASKI CNTY ARKSUBN SAN SWR | 745405BH2 | FIXED INCOME | 10,000 | $9,923 | dollars, detected | principal |
| SAN BERNARDINO CALIFMUN WTR DEPT SWR REVCTFS | 796760AQ9 | FIXED INCOME | 10,000 | $9,899 | dollars, detected | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,083 | $9,823 | dollars, detected | |
| NEW JERSEY HEALTHCARE FACS FING AUTHREV | 64579FHJ5 | Fixed Income | 10,000 | $9,816 | dollars, detected | principal |
| HUDSON CNTY N J IMPT AUTH WATERFRONT IMPT | 443728BB5 | Fixed Income | 10,000 | $9,799 | dollars, detected | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,500 | $9,750 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $9,650 | dollars, detected | |
| MIRAMAR FLA UTIL SYS REV IMPT | 604636BR0 | Fixed Income | 10,000 | $9,649 | dollars, detected | principal |
| ALASKA INDL DEV &EXPT AUTH | 011908DE7 | FIXED INCOME | 10,000 | $9,648 | dollars, detected | principal |
| STOCKTON CALIF CTFSPARTN RFDG-WASTEWTRSYS PROJ-SER A 4.125% 09/01/22 B/EDTD 06/03/03 CLB | 861340FC6 | Fixed Income | 10,000 | $9,643 | dollars, detected | principal |
| STERIS CORP | 859152100 | COMMON STOCK | 200 | $9,610 | dollars, detected | |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REVPENNICHUCK WTRWKS 4.600% 01/01/30 B/EDTD 01/01/05 CLB | 644684AE2 | Fixed Income | 10,000 | $9,608 | dollars, detected | principal |
| CABLEVISION SYS CORP SR | 12686CBB4 | Fixed Income | 10,000 | $9,575 | dollars, detected | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53 | $9,395 | dollars, detected | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 419 | $9,390 | dollars, detected | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 150 | $9,382 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 175 | $9,343 | dollars, detected | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,400 | $9,268 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 119 | $9,243 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 200 | $9,106 | dollars, detected | |
| Southern Company | 842587107 | COM | 220 | $9,077 | dollars, detected | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 200 | $9,042 | dollars, detected | |
| CALLAWAY CNTY MONEIGHBORHOOD IMPTDIST | 131159AX3 | FIXED INCOME | 9,000 | $9,029 | dollars, detected | principal |
| CORNING INC | 219350105 | COM | 503 | $8,973 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 250 | $8,905 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 100 | $8,734 | dollars, detected | |
| HERCULES CAPITAL INC | 427096508 | COM | 532 | $8,725 | dollars, detected | |
| CHEUNG KONG HOLDINGS LTD | 166744201 | COM | 550 | $8,682 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 211 | $8,623 | dollars, detected | |
| NEW JERSEY ST TPK AUTH | 6461393P8 | Fixed Income | 10,000 | $8,413 | dollars, detected | principal |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 300 | $8,358 | dollars, detected | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 200 | $8,268 | dollars, detected | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 700 | $8,155 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 120 | $8,135 | dollars, detected | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 445 | $7,992 | dollars, detected | |
| AMERENENERGYGENERATING CO FIXEDRATE | 02360XAM9 | FIXED INCOME | 10,000 | $7,900 | dollars, detected | principal |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 535 | $7,819 | dollars, detected | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 577 | $7,651 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190ZN1 | Fixed Income | 10,000 | $7,628 | dollars, detected | principal |
| GMAC LLC 7.375% Sr Notes | 36186C509 | Pfd Stk | 300 | $7,617 | dollars, detected | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 279 | $7,525 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 300 | $7,464 | dollars, detected | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 800 | $7,400 | dollars, detected | |
| Entergy MISS 1st MTG | 29364N876 | Preferred Stock | 300 | $7,395 | dollars, detected | |
| BAKER HUGHES INC | 057224107 | COM | 131 | $7,243 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 525 | $7,234 | dollars, detected | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 273 | $7,141 | dollars, detected | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 250 | $7,125 | dollars, detected | |
| HOVNANIAN ENTERPRISES SER A 7. | 442487112 | PFD | 500 | $7,024 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 512 | $6,989 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 315 | $6,902 | dollars, detected | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 650 | $6,890 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 145 | $6,880 | dollars, detected | |
| BIRCHCLIFF ENERGY LTD | 090697103 | COM | 1,000 | $6,844 | dollars, detected | |
| PUERTO RICO COMWLTH AQUEDUCT | 745160QA2 | Fixed Income | 10,000 | $6,820 | dollars, detected | principal |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 325 | $6,529 | dollars, detected | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 359 | $6,469 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 500 | $6,426 | dollars, detected | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,500 | $6,390 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 100 | $6,374 | dollars, detected | |
| ASHFORD HOSPITALITYTR INC PFD SER ACALLABLE | 044103208 | EQUITIES | 250 | $6,312 | dollars, detected | |
| PUERTO RICO COMWLTH | 74514LPT8 | Fixed Income | 10,000 | $6,283 | dollars, detected | principal |
| EL PASO NAT GAS CODEB | 283695AZ7 | FIXED INCOME | 5,000 | $6,279 | dollars, detected | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 384 | $6,275 | dollars, detected | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 250 | $6,176 | dollars, detected | |
| ISHARES | 464286848 | EXCHANGE TRADED | 500 | $6,070 | dollars, detected | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200 | $6,050 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190YY8 | Fixed Income | 10,000 | $6,006 | dollars, detected | principal |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 615 | $5,966 | dollars, detected | |
| EDGIO INC | 53261M104 | COM | 3,000 | $5,940 | dollars, detected | |
| PUERTO RICO COMWLTH | 745220JQ7 | Fixed Income | 10,000 | $5,904 | dollars, detected | principal |
| ARES CAPITAL CORP | 04010L103 | COM | 325 | $5,775 | dollars, detected | |
| AMERICAN EXPRESS CONT | 025816AX7 | FIXED INCOME | 5,000 | $5,768 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190SG4 | Fixed Income | 10,000 | $5,754 | dollars, detected | principal |
| PEPCO HOLDINGS INC | 713291102 | COM | 300 | $5,739 | dollars, detected | |
| PIONEER NAT RES COSR NT | 723787AG2 | FIXED INCOME | 5,000 | $5,701 | dollars, detected | principal |
| KOHLS CORP | 500255104 | COM | 100 | $5,675 | dollars, detected | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 400 | $5,636 | dollars, detected | |
| E.ON AG ADR | 268780103 | ADR | 300 | $5,546 | dollars, detected | |
| UNIVERSITY P R UNIV REVS REV BDS SERIES-Q | 914811PR9 | Fixed Income | 10,000 | $5,444 | dollars, detected | principal |
| AMEREN CORP COM | 023608102 | Stock | 150 | $5,424 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 500 | $5,375 | dollars, detected | |
| METLIFE INC | 59156R504 | Common Stock | 250 | $5,262 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 80 | $5,165 | dollars, detected | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 414 | $5,134 | dollars, detected | |
| RUTGERS ST UNIV N JSER E FGIC-MBIA RE | 783186LJ6 | FIXED INCOME | 5,000 | $5,072 | dollars, detected | principal |
| UBS AG | H89231338 | SHS | 262 | $5,044 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 175 | $5,014 | dollars, detected | |
| ETNA GREEN INDWTRWKS REV | 297704AW8 | FIXED INCOME | 5,000 | $5,012 | dollars, detected | principal |
| EASTERN CONN RESRECOVERY AUTH SOLIDWASTE | 276318AB8 | FIXED INCOME | 5,000 | $5,000 | dollars, detected | principal |
| POST HLDGS INC | 737446104 | COM | 100 | $4,927 | dollars, detected | |
| WENDYS INTL | 950590AG4 | Bond | 5,000 | $4,925 | dollars, detected | principal |
| BIRMINGHAM JEFFERSONALA CIVIC CTR AUTHSPL TAX SER A 4.500% 07/01/23 B/EDTD 12/20/05 PRF | 091156LA5 | Fixed Income | 5,000 | $4,839 | dollars, detected | principal |
| OXFORD ALA WTRWKS &SWR BRD WTR | 691404HN0 | FIXED INCOME | 5,000 | $4,672 | dollars, detected | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 575 | $4,663 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,500 | $4,605 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 380 | $4,598 | dollars, detected | |
| STOCKTON CALIF PUB FING AUTH WTR | 861398AJ4 | Fixed Income | 5,000 | $4,531 | dollars, detected | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $4,457 | dollars, detected | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 130 | $4,446 | dollars, detected | |
| QWEST CORP | 74913G501 | PFD | 200 | $4,374 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200 | $4,372 | dollars, detected | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 525 | $4,079 | dollars, detected | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 50 | $4,060 | dollars, detected | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 475 | $3,862 | dollars, detected | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $3,725 | dollars, detected | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 200 | $3,678 | dollars, detected | |
| SYMANTEC CORP | 871503108 | COM | 150 | $3,537 | dollars, detected | |
| WILLIAMS COS INC NT | 969457BM1 | FIXED INCOME | 3,000 | $3,503 | dollars, detected | principal |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60 | $3,262 | dollars, detected | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 333 | $3,177 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 175 | $3,159 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100 | $3,157 | dollars, detected | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $3,095 | dollars, detected | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 95 | $2,958 | dollars, detected | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 62 | $2,882 | dollars, detected | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 578 | $2,803 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 50 | $2,798 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 100 | $2,798 | dollars, detected | |
| Telefonica SA | 879382109 | Common Stock - Foreign US$ | 171 | $2,788 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $2,756 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 60 | $2,729 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 150 | $2,727 | dollars, detected | |
| AINSWORTH LMBR COLTD COM NEWISIN#CA0089142024 | 008914202 | Equities | 670 | $2,630 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 220 | $2,570 | dollars, detected | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 95 | $2,238 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 95 | $2,196 | dollars, detected | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 600 | $2,136 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 400 | $2,072 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,884 | dollars, detected | |
| Suntrust Bank Inc. 1/4000 Prd | 867914509 | PRD | 100 | $1,855 | dollars, detected | |
| DIGITAL GENERATION INC | 25400B108 | COM | 145 | $1,847 | dollars, detected | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 581 | $1,749 | dollars, detected | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 50 | $1,654 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30 | $1,583 | dollars, detected | |
| LINENS N THINGS INC/ LINENS N THINGSCTR INC FLTG RT SRSECD NT 5.868% 01/15/14 B/EDTD 02/14/06 CLB | 53567WAC7 | Fixed Income | 40,000 | $1,503 | dollars, detected | principal |
| MYOS CORP COM | 554051102 | EQUITIES | 10,000 | $1,500 | dollars, detected | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 1,200 | $1,476 | dollars, detected | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 311 | $1,369 | dollars, detected | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $1,283 | dollars, detected | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 500 | $1,242 | dollars, detected | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 70 | $1,121 | dollars, detected | |
| Homefed | 43739d307 | COM | 27 | $988 | dollars, detected | |
| Energold Drilling Corp | 29268A103 | COM | 600 | $932 | dollars, detected | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 200 | $928 | dollars, detected | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 200 | $904 | dollars, detected | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $804 | dollars, detected | |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 2,555 | $613 | dollars, detected | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $540 | dollars, detected | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 60 | $530 | dollars, detected | |
| Municipal Mtg & Eqty | 62624B101 | Com | 440 | $491 | dollars, detected | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 45 | $482 | dollars, detected | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12 | $475 | dollars, detected | |
| ICG GROUP INC | 44928D108 | COM | 25 | $466 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $465 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 105 | $350 | dollars, detected | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 211 | $323 | dollars, detected | |
| LENDINGTREE INC NEW | 894675107 | COM | 8 | $263 | dollars, detected | |
| QUANTUM CORP | 747906204 | COM DSSG | 200 | $240 | dollars, detected | |
| PCCW LTD | Y6802P120 | COM | 400 | $179 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36 | $167 | dollars, detected | |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 619648 | 31389AL50 | FIXED INCOME | 20,000 | $158 | dollars, detected | principal |
| FEDERAL HOME LN MTGCORP PARTN | 31292HKY9 | FIXED INCOME | 15,000 | $148 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 607151 | 31388KQC9 | FIXED INCOME | 10,000 | $135 | dollars, detected | principal |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 18 | $114 | dollars, detected | |
| G N M A PASS THRU POOL 199834X | 36217P4T1 | Fixed Income | 30,000 | $79 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535638 | 31384WBF6 | FIXED INCOME | 29,000 | $74 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535631 | 31384WA83 | FIXED INCOME | 27,000 | $69 | dollars, detected | principal |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 16,874 | $47 | dollars, detected | |
| FEDERAL HOME LN MTGCORP PARTN | 31283HN43 | FIXED INCOME | 5,000 | $42 | dollars, detected | principal |
| AICI CAP TRUST PFD | 001338201 | Pref | 400 | $42 | dollars, detected | |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535740 | 31384WEM8 | FIXED INCOME | 14,000 | $33 | dollars, detected | principal |
| FEDERAL HOME LN MTGCORP PARTN | 31283HN27 | FIXED INCOME | 5,000 | $31 | dollars, detected | principal |
| ADELPHIA RECOVERY TRUST | 00685R870 | TRUST | 2,600 | $24 | dollars, detected | |
| HKT TRUST AND HKT LTD | Y3R29Z107 | COM | 16 | $16 | dollars, detected | |
| AHM INVESTMENT CORP | 02660R107 | COMMON STOCK | 1,000 | $4 | dollars, detected | |
| VALENCE TECHNOLOGY INC BANKRUPTCY EFF: 03/07/14 | 918914102 | COMMON STOCK | 200 | $1 | dollars, detected | |
| RADIO UNICACOMMUNICATIONS CORPCOM | 75040Q106 | Equities | 7,700 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-14-000001 | this filing | 2014-02-07 | acceptance time not in the bulk data set |