13F-HR filed by Highlander Capital Management, LLC
Highlander Capital Management, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 839 holding rows worth $99,776,276 by the sum of the rows.
- Accession
- 0001519113-13-000005
- Filer
- CIK 1519113
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 843 entries on the cover page, a total value of $121,236,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,776,276 with VALUE read as dollars, detected, 13F file number 028-14486. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $121,236,000, 22% more than the sum of the rows, $99,776,276. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UMPQUA HOLDINGS | 904214103 | COM | 1,315 | $21,329 | dollars, detected | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,000 | $21,200 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 754 | $21,187 | dollars, detected | |
| FAIRMONT W VA WTRWKSREV | 305459ES4 | FIXED INCOME | 20,000 | $21,177 | dollars, detected | principal |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100 | $21,083 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 227 | $21,004 | dollars, detected | |
| QUANTUM CORP | 747906204 | COM DSSG | 15,200 | $20,976 | dollars, detected | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 500 | $20,935 | dollars, detected | |
| BORDENTOWN N J SEWAUTH REV RFDG-SER H | 099647FE4 | FIXED INCOME | 20,000 | $20,888 | dollars, detected | principal |
| NEW JERSEY BLDG AUTHST BLDG REV | 645771TU0 | FIXED INCOME | 20,000 | $20,799 | dollars, detected | principal |
| iShares TIPS Bond ETF | 464287176 | SHS | 184 | $20,715 | dollars, detected | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 2,300 | $20,654 | dollars, detected | |
| PUERTO RICO COMWLTHAQUEDUCT & SWR | 745160RC7 | FIXED INCOME | 30,000 | $20,640 | dollars, detected | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,200 | $20,616 | dollars, detected | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,000 | $20,460 | dollars, detected | |
| STAFFORD TWP N JRFDG | 852529JP2 | FIXED INCOME | 20,000 | $20,356 | dollars, detected | principal |
| PENNSYLVANIA HSG FINAGY SINGLE FAMILY | 708796SK4 | FIXED INCOME | 20,000 | $20,333 | dollars, detected | principal |
| FORD MTR CO COM | 345370860 | Stock | 1,200 | $20,244 | dollars, detected | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 248 | $20,162 | dollars, detected | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,300 | $19,929 | dollars, detected | |
| HARRIS CNTY-HOUSTONTEX SPORTS AUTH | 413893BH0 | FIXED INCOME | 20,000 | $19,863 | dollars, detected | principal |
| RIVIERA BEACH FLAUTIL SPL DIST WTR &SWR REV | 769595AQ2 | FIXED INCOME | 20,000 | $19,853 | dollars, detected | principal |
| PUERTO RICO COMWLTH | 74514LB89 | Fixed Income | 30,000 | $19,642 | dollars, detected | principal |
| PUERTO RICO COMWLTHRFDG-PUB IMPT | 74514LHL4 | FIXED INCOME | 25,000 | $19,482 | dollars, detected | principal |
| DELL INC | 24702R101 | COM | 1,400 | $19,251 | dollars, detected | |
| STRAFFORD CNTY N H | 852422BH6 | FIXED INCOME | 20,000 | $19,150 | dollars, detected | principal |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 1,000 | $19,070 | dollars, detected | |
| GOLDMAN SACHS GROUP INC FR | 38143CAS0 | Fixed Income | 20,000 | $19,061 | dollars, detected | principal |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 700 | $18,935 | dollars, detected | |
| FIRST TENN BK N AMEMPHIS TENN SUB NT | 337158AD1 | FIXED INCOME | 18,000 | $18,721 | dollars, detected | principal |
| KINDER MORGAN ENERGY PARTNERS | 494550BQ8 | Fixed Income | 20,000 | $18,647 | dollars, detected | principal |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 276 | $18,611 | dollars, detected | |
| VIVUS INC | 928551100 | COM | 2,000 | $18,600 | dollars, detected | |
| MERCK & CO INC | 589331AT4 | Fixed Income | 20,000 | $18,589 | dollars, detected | principal |
| American Tower Corporation | 03027X100 | COM | 250 | $18,532 | dollars, detected | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 900 | $18,522 | dollars, detected | |
| SIGMA ALDRICH CORP | 826552101 | COM | 216 | $18,441 | dollars, detected | |
| STOCKTON CALIF PUBFING AUTH WTR | 861398AL9 | FIXED INCOME | 20,000 | $18,437 | dollars, detected | principal |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $18,410 | dollars, detected | |
| PUERTO RICO PUB FINCORP | 745291SX3 | FIXED INCOME | 15,000 | $18,284 | dollars, detected | principal |
| PRAXAIR INC | 74005P104 | COM | 152 | $18,272 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 906 | $18,062 | dollars, detected | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,022 | $18,058 | dollars, detected | |
| BANK OF AMERICA | 060505831 | PFD | 750 | $18,045 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 357 | $17,987 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 475 | $17,917 | dollars, detected | |
| GENWORTH FINL INCFIXED RT SR NT | 37247DAP1 | FIXED INCOME | 15,000 | $17,729 | dollars, detected | principal |
| KELLANOVA | 487836108 | COM | 300 | $17,619 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,000 | $17,580 | dollars, detected | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 500 | $17,525 | dollars, detected | |
| 38259p508 | COM | 20 | $17,518 | dollars, detected | ||
| PUERTO RICO COMWLTH HWY | 7451904B1 | Fixed Income | 25,000 | $17,294 | dollars, detected | principal |
| SEARS ROEBUCK ACCE 7 PFD DUE 07/15/42SUBJ TO XTRO REDEMPTION | 812404408 | PREFERRED DEBT | 1,300 | $17,265 | dollars, detected | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 400 | $16,888 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 500 | $16,585 | dollars, detected | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,300 | $16,510 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 800 | $16,472 | dollars, detected | |
| LEUCADIA NATL CORP | 527288104 | COM | 600 | $16,344 | dollars, detected | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 1,000 | $16,170 | dollars, detected | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 4,000 | $16,080 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,000 | $15,880 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $15,705 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 50 | $15,632 | dollars, detected | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 250 | $15,580 | dollars, detected | |
| PUERTO RICO COMWLTHPUB IMPT | 74514LDC8 | FIXED INCOME | 20,000 | $15,544 | dollars, detected | principal |
| BAYONNE N J SCH | 072887XG2 | FIXED INCOME | 15,000 | $15,496 | dollars, detected | principal |
| CELGENE CORP | 151020104 | COM | 100 | $15,414 | dollars, detected | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $15,400 | dollars, detected | |
| RUBIDOUX CALIF CMNTYSVCS DIST CTFS PARTNRFDG-WTR | 781145BA4 | FIXED INCOME | 15,000 | $15,316 | dollars, detected | principal |
| PUERTO RICO MUN FIN AGY REF BDS | 745277QN6 | Fixed Income | 20,000 | $15,315 | dollars, detected | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 840 | $15,254 | dollars, detected | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 605 | $15,175 | dollars, detected | |
| NEW JERSEY ST EDLFACS AUTH REV | 64605LJV1 | FIXED INCOME | 15,000 | $15,121 | dollars, detected | principal |
| GOODFIELD ILL ALTREV SOURCE | 382164AY7 | FIXED INCOME | 15,000 | $15,034 | dollars, detected | principal |
| NEW JERSEY ST EDLFACS AUTH REVFAIRLEIGH DICKINSONUNIV-SER D 5.250% 07/01/32 B/EDTD 12/01/02 CLB | 64605LAK4 | Fixed Income Securities | 15,000 | $15,001 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190MS4 | Fixed Income | 20,000 | $14,984 | dollars, detected | principal |
| MICROS SYS INC | 594901100 | COM | 300 | $14,982 | dollars, detected | |
| IMPERIAL CALIF CTFSPARTN WASTEWTRTREATMENT | 452637EB3 | FIXED INCOME | 15,000 | $14,930 | dollars, detected | principal |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 600 | $14,898 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,644 | $14,865 | dollars, detected | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 932 | $14,837 | dollars, detected | |
| NORFOLK VA PKG SYSREV RFDG-SER B 4.500% 02/01/29 B/EDTD 10/28/04 PRF | 655899CG5 | Fixed Income Securities | 15,000 | $14,754 | dollars, detected | principal |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 1,000 | $14,700 | dollars, detected | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 600 | $14,514 | dollars, detected | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 297 | $14,443 | dollars, detected | |
| PIONEER NURSING HOMEHEALTH DIST | 723814BN8 | FIXED INCOME | 15,000 | $14,410 | dollars, detected | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300 | $14,373 | dollars, detected | |
| HUNTINGTON PFD CAPINC EXCHANGEABLEPERP | 44667X208 | EQUITIES | 500 | $14,372 | dollars, detected | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 1,000 | $14,280 | dollars, detected | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,699 | $14,197 | dollars, detected | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,000 | $14,160 | dollars, detected | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,250 | $14,100 | dollars, detected | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,000 | $14,100 | dollars, detected | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $14,080 | dollars, detected | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 2,000 | $13,900 | dollars, detected | |
| ALLY FINANCIAL INC | 36186C400 | PREFERRED | 550 | $13,871 | dollars, detected | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,000 | $13,870 | dollars, detected | |
| PUERTO RICO ELEC PWR AUTH PWR | 74526QA28 | Fixed Income | 20,000 | $13,750 | dollars, detected | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 411 | $13,660 | dollars, detected | |
| SEADRILL ORD | G7945E105 | COM | 300 | $13,524 | dollars, detected | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $13,420 | dollars, detected | |
| ONCOTHYREON INC | 682324108 | COM | 6,500 | $13,390 | dollars, detected | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,000 | $13,220 | dollars, detected | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $13,196 | dollars, detected | |
| PUERTO RICO COMWLTHHWY & TRANSN AUTH | 745190CP1 | FIXED INCOME | 15,000 | $13,123 | dollars, detected | principal |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $13,000 | dollars, detected | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 5,000 | $12,850 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $12,848 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $12,770 | dollars, detected | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 500 | $12,710 | dollars, detected | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 627 | $12,671 | dollars, detected | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $12,635 | dollars, detected | |
| NEWCASTLE INVT CORPNEW PFD SER D | 65105M405 | EQUITIES | 500 | $12,379 | dollars, detected | |
| LINKEDIN CORP | 53578A108 | COM | 50 | $12,303 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 968 | $12,090 | dollars, detected | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 750 | $11,992 | dollars, detected | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 227 | $11,941 | dollars, detected | |
| GENWORTH FINL INCFIXED RT NT | 37247DAM8 | FIXED INCOME | 10,000 | $11,790 | dollars, detected | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 240 | $11,702 | dollars, detected | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 500 | $11,600 | dollars, detected | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,332 | $11,588 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 550 | $11,495 | dollars, detected | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 500 | $11,465 | dollars, detected | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 228 | $11,297 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 900 | $11,258 | dollars, detected | |
| ISTAR INC | 45031U101 | COMMON STOCK | 925 | $11,137 | dollars, detected | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 175 | $11,135 | dollars, detected | |
| LEUCADIA NATL CORPSR NT | 527288BD5 | FIXED INCOME | 10,000 | $11,100 | dollars, detected | principal |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 10,000 | $11,080 | dollars, detected | principal |
| WILLIS NORTH AMERINC GTD SR NT | 970648AD3 | FIXED INCOME | 10,000 | $11,038 | dollars, detected | principal |
| NUCOR CORP COM | 670346105 | Stock | 225 | $11,030 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 798 | $10,972 | dollars, detected | |
| WILDWOOD N J GENIMPT-WTR SWR UTILBNDS | 968206PT3 | FIXED INCOME | 10,000 | $10,955 | dollars, detected | principal |
| HARRIS CNTY TEXCULTURAL ED FACS FINCORP | 414008AQ5 | FIXED INCOME | 10,000 | $10,897 | dollars, detected | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 250 | $10,838 | dollars, detected | |
| HOST HOTELS &RESORTS L P SR NT | 44107TAK2 | FIXED INCOME | 10,000 | $10,827 | dollars, detected | principal |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 400 | $10,808 | dollars, detected | |
| VERIZON COMMUNICATIONS SENIOR NOTE M/W | 92343VBQ6 | SENIOR NOTE M/W | 10,000 | $10,635 | dollars, detected | principal |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 800 | $10,576 | dollars, detected | |
| PALMDALE CALIF WTRDIST REV CTFS PARTNFGIC | 69674MBN0 | FIXED INCOME | 10,000 | $10,478 | dollars, detected | principal |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,000 | $10,460 | dollars, detected | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 800 | $10,400 | dollars, detected | |
| CHESAPEAKE ENERGY CORP | 165167CG0 | Fixed Income | 10,000 | $10,375 | dollars, detected | principal |
| GENWORTH FINL INC NT 5.750% 06/15/14 B/EDTD 06/15/04 | 37247DAE6 | Fixed Income Securities | 10,000 | $10,333 | dollars, detected | principal |
| MIRAMAR FLA UTIL SYSREV IMPT FGIC-NATLRE | 604636BG4 | FIXED INCOME | 10,000 | $10,276 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190DH8 | Fixed Income | 15,000 | $10,274 | dollars, detected | principal |
| CINTAS CORP COM | 172908105 | Stock | 200 | $10,240 | dollars, detected | |
| SOUTH BRUNSWICK TWPN J BRD ED | 836802MC9 | FIXED INCOME | 10,000 | $10,232 | dollars, detected | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $10,230 | dollars, detected | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 332 | $10,143 | dollars, detected | |
| KEYSTONE PA SCH DISTSER A | 493562DC3 | FIXED INCOME | 10,000 | $10,119 | dollars, detected | principal |
| JANUS CAP GROUP INCSR NT | 47102XAC9 | FIXED INCOME | 10,000 | $10,093 | dollars, detected | principal |
| MELROSE PARK ILL WTRREV SER A | 585693AV6 | FIXED INCOME | 10,000 | $10,091 | dollars, detected | principal |
| PALMDALE CALIF SCHDIST CTFS PARTN RFDG | 696736EE3 | FIXED INCOME | 10,000 | $10,054 | dollars, detected | principal |
| NORTH BERGEN TWP N JBRD ED CTFS | 65765NCD7 | FIXED INCOME | 10,000 | $10,031 | dollars, detected | principal |
| NICEVILLE FLA WTR &SWR REV RFDG | 653692HG1 | FIXED INCOME | 10,000 | $10,026 | dollars, detected | principal |
| ST LUCIE CNTY FLAWTR & SWR REV | 792090BK7 | FIXED INCOME | 10,000 | $10,016 | dollars, detected | principal |
| EASTERN CONN RESRECOVERY AUTH SOLIDWASTE | 276318AN2 | FIXED INCOME | 10,000 | $10,009 | dollars, detected | principal |
| BAUXITE ARK WTR REV WTR | 071764AB0 | Fixed Income | 10,000 | $10,008 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR | 644684AR3 | FIXED INCOME | 10,000 | $10,006 | dollars, detected | principal |
| DADE CNTY FLA RESRECOVERY FAC REVRFDG | 23354NAS2 | FIXED INCOME | 10,000 | $10,000 | dollars, detected | principal |
| PULASKI CNTY ARKSUBN SAN SWR | 745405BH2 | FIXED INCOME | 10,000 | $10,000 | dollars, detected | principal |
| SLM CORP MEDIUM TERMNTS R | 78442FBG2 | FIXED INCOME | 10,000 | $10,000 | dollars, detected | principal |
| HUDSON CNTY N J IMPT AUTH WATERFRONT IMPT | 443728BB5 | Fixed Income | 10,000 | $10,000 | dollars, detected | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 875 | $9,931 | dollars, detected | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 800 | $9,912 | dollars, detected | |
| NEW JERSEY HEALTHCARE FACS FING AUTHREV | 64579FHJ5 | Fixed Income | 10,000 | $9,911 | dollars, detected | principal |
| OCOEE FLA WTR & SWRSYS REV | 67556HCB3 | FIXED INCOME SECURITIES | 10,000 | $9,882 | dollars, detected | principal |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 419 | $9,860 | dollars, detected | |
| PEABODY ENERGY CORPGTD FIXED RT SR NT | 704549AH7 | FIXED INCOME | 10,000 | $9,850 | dollars, detected | principal |
| SAN BERNARDINO CALIFMUN WTR DEPT SWR REVCTFS | 796760AQ9 | FIXED INCOME | 10,000 | $9,817 | dollars, detected | principal |
| CABLEVISION SYS CORP SR | 12686CBB4 | Fixed Income | 10,000 | $9,800 | dollars, detected | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REVPENNICHUCK WTRWKS 4.600% 01/01/30 B/EDTD 01/01/05 CLB | 644684AE2 | Fixed Income | 10,000 | $9,734 | dollars, detected | principal |
| MIRAMAR FLA UTIL SYS REV IMPT | 604636BR0 | Fixed Income | 10,000 | $9,733 | dollars, detected | principal |
| ALASKA INDL DEV &EXPT AUTH | 011908DE7 | FIXED INCOME | 10,000 | $9,716 | dollars, detected | principal |
| CLEAN HARBORS INCCLEAN HBRS INC GTDFXD | 184496AL1 | FIXED INCOME | 10,000 | $9,662 | dollars, detected | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 254 | $9,617 | dollars, detected | |
| NV ENERGY INC | 67073Y106 | COM | 400 | $9,444 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 500 | $9,340 | dollars, detected | |
| QUICKSILVER RES INCFIXED RT SR NT 9.125% 08/15/19 B/EDTD 08/14/09 CLB | 74837RAG9 | Fixed Income Securities | 10,000 | $9,150 | dollars, detected | principal |
| Southern Company | 842587107 | COM | 220 | $9,092 | dollars, detected | |
| CALLAWAY CNTY MONEIGHBORHOOD IMPTDIST | 131159AX3 | FIXED INCOME | 9,000 | $9,082 | dollars, detected | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 1,500 | $8,925 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 175 | $8,780 | dollars, detected | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 375 | $8,693 | dollars, detected | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 650 | $8,678 | dollars, detected | |
| NEW JERSEY ST TPK AUTH | 6461393P8 | Fixed Income | 10,000 | $8,662 | dollars, detected | principal |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 300 | $8,658 | dollars, detected | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,058 | $8,644 | dollars, detected | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 550 | $8,630 | dollars, detected | |
| STERIS CORP | 859152100 | COMMON STOCK | 200 | $8,592 | dollars, detected | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 200 | $8,430 | dollars, detected | |
| LIBERTY BELL BKCHERRY HILL NJ COM | 530233105 | EQUITIES | 7,700 | $8,393 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 53 | $8,385 | dollars, detected | |
| CHEUNG KONG HOLDINGS LTD | 166744201 | COM | 550 | $8,376 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 100 | $8,358 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $8,260 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 525 | $8,132 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 200 | $8,128 | dollars, detected | |
| HERCULES CAPITAL INC | 427096508 | COM | 532 | $8,113 | dollars, detected | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 200 | $8,076 | dollars, detected | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 535 | $7,937 | dollars, detected | |
| CORPORATE BACKED TRCTFS 2003-16BOEING CO BKD | 21988K305 | EQUITIES | 310 | $7,886 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 119 | $7,728 | dollars, detected | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 700 | $7,693 | dollars, detected | |
| AMERENENERGYGENERATING CO FIXEDRATE | 02360XAM9 | FIXED INCOME | 10,000 | $7,650 | dollars, detected | principal |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 150 | $7,522 | dollars, detected | |
| Entergy MISS 1st MTG | 29364N876 | Preferred Stock | 300 | $7,517 | dollars, detected | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 120 | $7,516 | dollars, detected | |
| GMAC LLC Pub Income Nt Pines7.3% Due 03/09/ | 36186C202 | Pfd Stk | 300 | $7,515 | dollars, detected | |
| GMAC LLC 7.375% Sr Notes | 36186C509 | Pfd Stk | 300 | $7,494 | dollars, detected | |
| PUERTO RICO COMWLTH AQUEDUCT | 745160QA2 | Fixed Income | 10,000 | $7,481 | dollars, detected | principal |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 300 | $7,404 | dollars, detected | |
| PUERTO RICO COMWLTH HWY | 745190ZN1 | Fixed Income | 10,000 | $7,393 | dollars, detected | principal |
| CORNING INC | 219350105 | COM | 503 | $7,347 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 512 | $7,311 | dollars, detected | |
| HOVNANIAN ENTERPRISES SER A 7. | 442487112 | PFD | 500 | $7,230 | dollars, detected | |
| CITIGROUP INC 8.125% $2.03125 PFD | 172967572 | PREFERRED | 250 | $7,112 | dollars, detected | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 273 | $7,105 | dollars, detected | |
| UNIVERSITY P R UNIV REVS REV BDS SERIES-Q | 914811PR9 | Fixed Income | 10,000 | $7,011 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190YY8 | Fixed Income | 10,000 | $6,960 | dollars, detected | principal |
| PUERTO RICO COMWLTH | 74514LPT8 | Fixed Income | 10,000 | $6,924 | dollars, detected | principal |
| PUERTO RICO COMWLTH HWY | 745190SG4 | Fixed Income | 10,000 | $6,849 | dollars, detected | principal |
| BIRCHCLIFF ENERGY LTD | 090697103 | COM | 1,000 | $6,841 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 145 | $6,764 | dollars, detected | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 274 | $6,568 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 315 | $6,565 | dollars, detected | |
| Delcath Systems Inc | 24661p104 | COM | 20,000 | $6,556 | dollars, detected | |
| ASHFORD HOSPITALITYTR INC PFD SER ACALLABLE | 044103208 | EQUITIES | 250 | $6,444 | dollars, detected | |
| BAKER HUGHES INC | 057224107 | COM | 131 | $6,436 | dollars, detected | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 250 | $6,430 | dollars, detected | |
| PUERTO RICO COMWLTH | 745220JQ7 | Fixed Income | 10,000 | $6,416 | dollars, detected | principal |
| EL PASO NAT GAS CODEB | 283695AZ7 | FIXED INCOME | 5,000 | $6,366 | dollars, detected | principal |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 250 | $6,140 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 500 | $6,100 | dollars, detected | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 615 | $6,088 | dollars, detected | |
| ISHARES | 464286848 | EXCHANGE TRADED | 500 | $5,960 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 384 | $5,944 | dollars, detected | |
| AMERICAN EXPRESS CONT | 025816AX7 | FIXED INCOME | 5,000 | $5,829 | dollars, detected | principal |
| EDGIO INC | 53261M104 | COM | 3,000 | $5,790 | dollars, detected | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 359 | $5,766 | dollars, detected | |
| PIONEER NAT RES COSR NT | 723787AG2 | FIXED INCOME | 5,000 | $5,764 | dollars, detected | principal |
| METLIFE INC | 59156R504 | Common Stock | 250 | $5,750 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 325 | $5,619 | dollars, detected | |
| PEPCO HOLDINGS INC | 713291102 | COM | 300 | $5,538 | dollars, detected | |
| CBS CORP NEW | 124857202 | CL B | 100 | $5,516 | dollars, detected | |
| UBS AG | H89231338 | SHS | 262 | $5,376 | dollars, detected | |
| E.ON AG ADR | 268780103 | ADR | 300 | $5,340 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 80 | $5,291 | dollars, detected | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 414 | $5,278 | dollars, detected | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 400 | $5,272 | dollars, detected | |
| AMEREN CORP COM | 023608102 | Stock | 150 | $5,226 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 175 | $5,224 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 100 | $5,175 | dollars, detected | |
| RUTGERS ST UNIV N JSER E FGIC-MBIA RE | 783186LJ6 | FIXED INCOME | 5,000 | $5,125 | dollars, detected | principal |
| EASTERN CONN RESRECOVERY AUTH SOLIDWASTE | 276318AB8 | FIXED INCOME | 5,000 | $5,018 | dollars, detected | principal |
| ETNA GREEN INDWTRWKS REV | 297704AW8 | FIXED INCOME | 5,000 | $5,014 | dollars, detected | principal |
| CORPORATE BKD TRCERTS 2004-4 GOLDMANSACHS I DEB | 21988K875 | EQUITIES | 224 | $5,006 | dollars, detected | |
| QWEST CORP | 74913G501 | PFD | 200 | $4,806 | dollars, detected | |
| OXFORD ALA WTRWKS &SWR BRD WTR | 691404HN0 | FIXED INCOME | 5,000 | $4,694 | dollars, detected | principal |
| AMYRIS INC | 03236M101 | COM | 2,000 | $4,620 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,500 | $4,575 | dollars, detected | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 380 | $4,309 | dollars, detected | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $4,228 | dollars, detected | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 525 | $4,100 | dollars, detected | |
| POST HLDGS INC | 737446104 | COM | 100 | $4,037 | dollars, detected | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 50,000 | $4,000 | dollars, detected | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 200 | $3,990 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200 | $3,981 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 575 | $3,743 | dollars, detected | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 475 | $3,658 | dollars, detected | |
| WILLIAMS COS INC NT | 969457BM1 | FIXED INCOME | 3,000 | $3,656 | dollars, detected | principal |
| EXTERRAN HLDGS INC | 30225X103 | COM | 130 | $3,584 | dollars, detected | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,000 | $3,540 | dollars, detected | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 333 | $3,330 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 60 | $3,326 | dollars, detected | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 578 | $3,092 | dollars, detected | |
| ENCANA CORP | 292505104 | COM | 175 | $3,033 | dollars, detected | |
| iShares Gold Trust | 464285105 | ISHARES | 220 | $2,836 | dollars, detected | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 62 | $2,822 | dollars, detected | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60 | $2,777 | dollars, detected | |
| Telefonica SA | 879382109 | Common Stock - Foreign US$ | 171 | $2,664 | dollars, detected | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $2,589 | dollars, detected | |
| AINSWORTH LMBR COLTD COM NEWISIN#CA0089142024 | 008914202 | Equities | 670 | $2,582 | dollars, detected | |
| DISCOVER FINL SVCS | 254709108 | COM | 50 | $2,527 | dollars, detected | |
| ENERPLUS CORP | 292766102 | COM | 150 | $2,488 | dollars, detected | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 91 | $2,404 | dollars, detected | |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 95 | $2,388 | dollars, detected | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 1,200 | $2,340 | dollars, detected | |
| Suntrust Bank Inc. 1/4000 Prd | 867914509 | PRD | 100 | $2,146 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 400 | $2,124 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 100 | $2,099 | dollars, detected | |
| DIGITAL GENERATION INC | 25400B108 | COM | 145 | $1,875 | dollars, detected | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25 | $1,828 | dollars, detected | |
| ARKADOS GROUP INCCOM | 040725103 | EQUITIES | 25,515 | $1,786 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 91 | $1,693 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 100 | $1,666 | dollars, detected | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 600 | $1,632 | dollars, detected | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 412 | $1,455 | dollars, detected | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 30 | $1,320 | dollars, detected | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 500 | $1,225 | dollars, detected | |
| MYOS CORP COM | 554051102 | EQUITIES | 10,000 | $1,200 | dollars, detected | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $1,133 | dollars, detected | |
| Energold Drilling Corp | 29268A103 | COM | 600 | $1,092 | dollars, detected | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 200 | $1,070 | dollars, detected | |
| Homefed | 43739d307 | COM | 27 | $964 | dollars, detected | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 70 | $925 | dollars, detected | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $886 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 204 | $853 | dollars, detected | |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 2,555 | $766 | dollars, detected | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 581 | $761 | dollars, detected | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 300 | $714 | dollars, detected | |
| FAR EAST ENERGY CORPCOM | 307325100 | EQUITIES | 5,000 | $575 | dollars, detected | |
| CRIMSON WINE GROUP LTD COM | 22662X100 | COM | 60 | $573 | dollars, detected | |
| Municipal Mtg & Eqty | 62624B101 | Com | 440 | $572 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 105 | $499 | dollars, detected | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 45 | $439 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $436 | dollars, detected | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 12 | $411 | dollars, detected | |
| ICG GROUP INC | 44928D108 | COM | 25 | $355 | dollars, detected | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 211 | $257 | dollars, detected | |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 619648 | 31389AL50 | FIXED INCOME | 20,000 | $221 | dollars, detected | principal |
| LSI CORPORATION | 502161102 | COM | 28 | $219 | dollars, detected | |
| LENDINGTREE INC NEW | 894675107 | COM | 8 | $210 | dollars, detected | |
| PCCW LTD | Y6802P120 | COM | 400 | $177 | dollars, detected | |
| FEDERAL HOME LN MTGCORP PARTN | 31292HKY9 | FIXED INCOME | 15,000 | $160 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 607151 | 31388KQC9 | FIXED INCOME | 10,000 | $147 | dollars, detected | principal |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 18 | $125 | dollars, detected | |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535638 | 31384WBF6 | FIXED INCOME | 29,000 | $91 | dollars, detected | principal |
| ACCENTIA BIOPHARMACEUTICALS | 00430L103 | COMMON STOCK | 16,874 | $84 | dollars, detected | |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535631 | 31384WA83 | FIXED INCOME | 27,000 | $84 | dollars, detected | principal |
| G N M A PASS THRU POOL 199834X | 36217P4T1 | Fixed Income | 30,000 | $84 | dollars, detected | principal |
| FEDERAL HOME LN MTGCORP PARTN | 31283HN43 | FIXED INCOME | 5,000 | $44 | dollars, detected | principal |
| FNMA GTD MTG PASSTHRU CTFSPOOL # 535740 | 31384WEM8 | FIXED INCOME | 14,000 | $42 | dollars, detected | principal |
| AICI CAP TRUST PFD | 001338201 | Pref | 400 | $42 | dollars, detected | |
| FEDERAL HOME LN MTGCORP PARTN | 31283HN27 | FIXED INCOME | 5,000 | $36 | dollars, detected | principal |
| ADELPHIA RECOVERY TRUST | 00685R870 | TRUST | 2,600 | $19 | dollars, detected | |
| HKT TRUST AND HKT LTD | Y3R29Z107 | COM | 16 | $15 | dollars, detected | |
| AHM INVESTMENT CORP | 02660R107 | COMMON STOCK | 1,000 | $13 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519113-13-000005 | this filing | 2013-11-12 | acceptance time not in the bulk data set |