13F-HR filed by Smart Portfolios, LLC
Smart Portfolios, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-17, with 132 holding rows worth $161,678,000.
- Accession
- 0001513227-18-000004
- Filer
- CIK 1513227
- Filed
- 2018-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 152 entries on the cover page, a total value of $161,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,678,000 with VALUE read as thousands by filing date, 13F file number 028-14414. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSTRATEGIC WEALTH MANAGEMENT INC /ADV028-15527
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 451,616 | $23,041,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 85,563 | $9,648,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 257,080 | $8,347,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 86,309 | $8,275,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30,271 | $8,003,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 306,677 | $7,769,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 129,272 | $7,759,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 266,809 | $7,727,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 83,229 | $7,512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 52,321 | $7,405,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 131,620 | $6,231,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 45,051 | $5,704,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 53,769 | $5,116,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 124,383 | $5,100,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 126,104 | $5,061,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 23,452 | $5,044,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 102,190 | $4,794,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 68,900 | $4,201,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 140,374 | $3,358,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 73,685 | $3,084,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,750 | $1,997,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 15,115 | $1,536,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 10,250 | $1,363,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,578 | $981,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,526 | $838,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 31,012 | $716,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,617 | $615,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,839 | $536,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 305 | $368,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,358 | $329,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,014 | $328,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,720 | $325,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 6,005 | $325,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,100 | $320,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,693 | $292,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,565 | $277,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,000 | $266,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,073 | $240,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,200 | $237,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,928 | $227,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,669 | $221,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,252 | $209,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,000 | $204,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 732 | $201,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,478 | $198,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,906 | $198,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,490 | $188,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 15,990 | $185,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 800 | $181,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,514 | $178,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,935 | $173,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,600 | $172,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,023 | $172,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,168 | $161,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,275 | $159,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 653 | $153,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,725 | $136,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 3,043 | $126,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 105 | $125,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,075 | $125,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 600 | $123,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 600 | $122,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 500 | $104,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,200 | $104,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,353 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,600 | $97,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,000 | $94,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,952 | $90,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,500 | $84,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,035 | $83,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 724 | $81,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,787 | $79,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,808 | $77,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,500 | $77,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,198 | $77,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 600 | $73,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 600 | $68,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 19,000 | $67,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 21,000 | $67,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,018 | $59,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 476 | $55,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 624 | $55,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,382 | $49,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,698 | $49,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 429 | $46,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 600 | $43,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 385 | $43,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 2,250 | $43,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 760 | $41,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 864 | $40,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 487 | $40,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,115 | $37,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $33,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 584 | $31,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $30,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 408 | $29,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 250 | $28,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,074 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 700 | $27,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13 | $26,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 304 | $25,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $24,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,500 | $23,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 282 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 426 | $21,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 306 | $21,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 400 | $20,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 350 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 996 | $18,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 218 | $15,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 107 | $12,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 515 | $12,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 487 | $11,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 109 | $8,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50 | $8,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 81 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 624 | $7,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 488 | $6,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 28 | $5,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 2,200 | $5,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 50 | $4,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 230 | $4,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 106 | $3,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 26 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 52 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 130 | $2,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 29 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 40 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 25 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001513227-18-000004 | this filing | 2018-10-17 | acceptance time not in the bulk data set |