13F-HR filed by Wharton Business Group, LLC
Wharton Business Group, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-07, with 148 holding rows worth $1,186,763,000.
- Accession
- 0001513126-14-000001
- Filer
- CIK 1513126
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 148 entries on the cover page, a total value of $1,186,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,186,763,000 with VALUE read as thousands by filing date, 13F file number 028-14403. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,059,134 | $61,705,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,826,299 | $60,578,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 714,038 | $58,801,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,249,376 | $51,399,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 760,711 | $47,408,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 871,525 | $40,395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 769,393 | $39,262,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,487,630 | $38,500,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,000,385 | $36,844,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,022,611 | $36,548,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 57,399 | $32,202,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 184,348 | $25,988,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 277,161 | $25,723,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 525,320 | $24,548,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,826,587 | $24,056,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 406,371 | $22,143,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 235,976 | $21,429,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,322,560 | $19,071,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 432,816 | $18,923,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 184,368 | $16,318,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 426,412 | $16,315,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 93,921 | $15,779,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 753,250 | $15,110,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 263,853 | $15,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 214,625 | $14,281,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 107,332 | $13,407,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 457,939 | $13,010,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 179,022 | $12,648,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 593,196 | $12,611,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 698,997 | $12,435,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 155,744 | $12,386,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 122,280 | $12,193,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 128,883 | $11,771,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 60,987 | $11,439,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 305,000 | $10,834,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 490,932 | $10,113,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 257,711 | $9,546,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 208,914 | $9,424,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,579,892 | $9,100,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 105,970 | $8,796,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 96,045 | $8,655,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 241,896 | $8,186,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 168,860 | $7,982,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 457,215 | $7,745,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 93,385 | $7,668,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 439,835 | $7,334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 75,460 | $6,638,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 107,438 | $5,674,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 147,336 | $5,653,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 56,675 | $5,518,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 143,553 | $5,418,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 119,961 | $5,342,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 102,045 | $4,905,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 26,655 | $4,478,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 95,458 | $4,424,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 65,284 | $4,222,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 155,375 | $4,033,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 89,845 | $3,899,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 241,782 | $3,817,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 90,239 | $3,772,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 34,260 | $3,706,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 127,773 | $3,676,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 24,205 | $3,598,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 80,265 | $3,586,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 52,515 | $3,482,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 67,246 | $3,283,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 55,315 | $3,163,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 30,910 | $3,125,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 67,060 | $2,977,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 57,700 | $2,927,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 49,997 | $2,924,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 37,969 | $2,714,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 167,535 | $2,711,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 32,525 | $2,706,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,387 | $2,654,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 50,270 | $2,548,000 | thousands by filing date | |
| 38259p508 | COM | 2,259 | $2,532,000 | thousands by filing date | ||
| GENERAL ELEC CO | 369604103 | COM | 89,103 | $2,498,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 99,205 | $2,457,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 55,475 | $2,334,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 51,530 | $2,312,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 63,683 | $2,299,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 53,130 | $2,196,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 37,282 | $2,180,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 40,600 | $2,167,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 49,500 | $2,100,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,450 | $2,067,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 74,835 | $1,961,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 20,772 | $1,900,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50,375 | $1,885,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 36,538 | $1,829,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 24,165 | $1,816,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 53,480 | $1,800,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 19,300 | $1,792,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 23,428 | $1,763,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 26,372 | $1,583,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,291 | $1,547,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,186 | $1,480,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 35,390 | $1,343,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 9,172 | $1,294,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 27,870 | $1,265,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,972 | $1,209,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,797 | $1,205,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,447 | $1,097,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 48,880 | $1,069,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,427 | $1,064,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 67,530 | $1,051,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 32,750 | $1,013,000 | thousands by filing date | |
| ISHARES TR | 464289594 | CMN | 18,500 | $988,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,767 | $986,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 30,475 | $956,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 25,605 | $949,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 11,574 | $752,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 30,090 | $729,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 88,837 | $705,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 27,922 | $680,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 27,210 | $657,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 19,836 | $654,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,438 | $646,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 21,500 | $627,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,829 | $594,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,605 | $575,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 4,395 | $393,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 13,562 | $391,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 12,346 | $390,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,660 | $384,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,000 | $380,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 12,850 | $366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,482 | $356,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,980 | $321,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 3,256 | $305,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 12,398 | $301,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,215 | $259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 7,250 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,844 | $250,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,993 | $247,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 18,985 | $244,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 16,887 | $242,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,995 | $235,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,665 | $232,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,807 | $226,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,820 | $223,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,340 | $211,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 4,280 | $204,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 20,160 | $195,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,322 | $173,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 19,395 | $141,000 | thousands by filing date | |
| GRIZZLY GOLD CORP | 398693101 | COM | 60,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001513126-14-000001 | this filing | 2014-02-07 | acceptance time not in the bulk data set |