13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-08, with 1,154 holding rows worth $2,652,242,000.
- Accession
- 0001512647-18-000003
- Filer
- CIK 1512647
- Filed
- 2018-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,154 entries on the cover page, a total value of $2,652,242,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,652,242,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,556 | $228,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,810 | $228,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,059 | $228,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3,216 | $228,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,772 | $227,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 10,419 | $227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 8,208 | $227,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,789 | $226,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,700 | $226,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 12,457 | $226,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,213 | $225,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 4,997 | $225,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,451 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,735 | $224,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,216 | $223,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,560 | $223,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,701 | $223,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 35,000 | $223,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,369 | $222,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,519 | $222,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 9,840 | $222,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,141 | $221,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,763 | $221,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 9,968 | $221,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,734 | $220,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 7,484 | $220,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,343 | $219,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,642 | $219,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,065 | $217,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,063 | $217,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,710 | $217,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,011 | $216,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,157 | $216,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,153 | $216,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,252 | $216,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,594 | $213,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,515 | $212,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,078 | $212,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,737 | $212,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,075 | $211,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,819 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,244 | $209,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 6,818 | $209,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,049 | $207,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 474 | $206,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,600 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 8,810 | $205,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,693 | $204,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 31,969 | $204,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,493 | $204,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 7,693 | $203,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,915 | $201,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 11,754 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,480 | $201,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,049 | $200,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,890 | $200,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,597 | $200,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 13,946 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 14,914 | $195,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,936 | $194,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 12,099 | $193,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,607 | $190,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,718 | $188,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,505 | $187,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,441 | $187,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 35,912 | $187,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 19,426 | $186,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 31,279 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,218 | $182,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,916 | $181,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,543 | $181,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,352 | $181,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 40,773 | $181,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 30,283 | $179,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 28,725 | $175,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 34,762 | $174,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 54,200 | $172,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,050 | $171,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 249,800 | $170,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,737 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 11,375 | $161,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 158,000 | $158,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,138 | $157,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,678 | $157,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,536 | $157,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,900 | $156,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,492 | $155,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,254 | $153,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,930 | $152,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,616 | $150,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 43,731 | $147,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,597 | $146,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,928 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,262 | $144,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,168 | $143,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100,500 | $135,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,738 | $134,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 11,648 | $131,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 11,045 | $129,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,699 | $126,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $126,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,323 | $126,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,350 | $123,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,746 | $119,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 44,000 | $117,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,000 | $116,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 24,222 | $115,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,686 | $113,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 13,970 | $112,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,832 | $109,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,705 | $102,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,825 | $99,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,050 | $97,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 11,000 | $97,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,960 | $94,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,784 | $91,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 25,000 | $86,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,480 | $82,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,491 | $81,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,000 | $81,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,242 | $77,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,225 | $74,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,930 | $71,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $64,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,690 | $61,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,315 | $59,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,050 | $53,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,789 | $53,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 19,950 | $52,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 50,000 | $50,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L207 | COM NEW | 35,000 | $48,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,000 | $47,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,380 | $38,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,923 | $35,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 15,000 | $34,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 18,650 | $28,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,531 | $26,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,212 | $24,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 11,019 | $22,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,525 | $21,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $17,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 40,000 | $10,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,100 | $6,000 | thousands by filing date | put |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 15,000 | $5,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $4,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 400 | $2,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 15,839 | $2,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BANK OF THE OZARKS | 063904106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-18-000003 | this filing | 2018-08-08 | acceptance time not in the bulk data set |