13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 1,171 holding rows worth $2,592,892,000.
- Accession
- 0001512647-18-000002
- Filer
- CIK 1512647
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,171 entries on the cover page, a total value of $2,592,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,592,892,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,423 | $220,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 9,435 | $219,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 18,593 | $219,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,930 | $218,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,912 | $216,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,376 | $216,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 14,337 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,652 | $215,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,929 | $215,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 665 | $214,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,162 | $214,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,093 | $214,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 13,550 | $214,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 18,278 | $214,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,113 | $213,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,241 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 6,955 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,248 | $210,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,630 | $210,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,480 | $210,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,737 | $210,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,501 | $209,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,311 | $209,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,903 | $209,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 13,067 | $209,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 6,969 | $209,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,011 | $208,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,572 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,257 | $208,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 4,659 | $208,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,474 | $208,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 12,633 | $207,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 14,846 | $206,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,057 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,453 | $206,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,100 | $205,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,080 | $205,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,518 | $205,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,225 | $204,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,528 | $204,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 7,945 | $204,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 22,426 | $204,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 6,415 | $203,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,311 | $202,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,164 | $202,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,186 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 16,170 | $201,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,669 | $201,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,718 | $200,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,520 | $200,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,969 | $200,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 879 | $200,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,050 | $200,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,510 | $200,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 7,076 | $200,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,817 | $197,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 65,600 | $197,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,447 | $196,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 61,200 | $196,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,936 | $195,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 12,120 | $195,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,360 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,655 | $189,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,439 | $189,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 36,039 | $187,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,978 | $187,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,896 | $182,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,998 | $181,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,559 | $181,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 34,811 | $180,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,916 | $179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,171 | $177,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13,569 | $177,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,470 | $176,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 12,876 | $176,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,398 | $175,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 27,995 | $175,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,118 | $172,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,760 | $171,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,050 | $171,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,354 | $169,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,737 | $168,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,306 | $167,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 56,261 | $165,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,254 | $165,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 19,940 | $163,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,569 | $163,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,320 | $162,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 14,310 | $162,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 158,000 | $158,000 | thousands by filing date | principal |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,719 | $154,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,625 | $154,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 26,925 | $152,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 21,197 | $151,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,959 | $150,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,563 | $149,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,408 | $148,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,247 | $147,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 13,000 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,262 | $144,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,168 | $143,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,396 | $140,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,633 | $139,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,702 | $138,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,397 | $137,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,209 | $137,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 51,000 | $136,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,738 | $132,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $130,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 26,994 | $130,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 217,000 | $130,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,738 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,459 | $128,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,401 | $128,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 125,000 | $128,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 60,500 | $127,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,350 | $121,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,075 | $119,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 10,000 | $117,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,323 | $116,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 18,700 | $114,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 46,573 | $113,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 14,506 | $112,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,482 | $110,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,000 | $110,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,202 | $104,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 41,152 | $102,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,307 | $102,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,263 | $101,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,705 | $97,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 21,047 | $96,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,423 | $92,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,980 | $92,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,896 | $89,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,163 | $85,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $85,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 17,753 | $80,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 23,000 | $71,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $70,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,563 | $68,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,819 | $68,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 35,550 | $67,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 20,019 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,000 | $62,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 23,799 | $61,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,900 | $57,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,000 | $55,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,523 | $54,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 54,000 | $54,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,192 | $50,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,350 | $48,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,379 | $47,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 15,300 | $43,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,250 | $32,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 33,212 | $32,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,774 | $31,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 18,650 | $28,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,500 | $19,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $16,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 10,000 | $15,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,000 | $13,000 | thousands by filing date | put |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 40,000 | $10,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $7,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,400 | $7,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 800 | $6,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A150 | RIGHT 05/15/2018 | 27,995 | $4,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $2,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,000 | $2,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 500 | $1,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 500 | $1,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-18-000002 | this filing | 2018-05-11 | acceptance time not in the bulk data set |