13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 1,536 holding rows worth $2,513,557,000.
- Accession
- 0001512647-18-000001
- Filer
- CIK 1512647
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,536 entries on the cover page, a total value of $2,513,557,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,513,557,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENUINE PARTS CO COM | 372460105 | Stock | 2,324 | $221,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,542 | $221,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 12,111 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,507 | $221,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,936 | $221,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,816 | $220,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,846 | $220,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,799 | $220,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,672 | $220,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,086 | $219,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,407 | $218,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,534 | $218,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 25,143 | $218,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,361 | $217,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 18,355 | $217,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 21,818 | $217,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $216,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,316 | $216,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 4,700 | $216,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,169 | $215,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 13,216 | $215,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,841 | $214,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 5,889 | $213,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 4,800 | $213,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,265 | $212,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,539 | $211,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,476 | $211,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,954 | $210,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 15,141 | $210,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 52,501 | $210,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,203 | $210,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 13,039 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,999 | $209,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,304 | $209,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,921 | $209,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,683 | $208,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,882 | $207,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,398 | $207,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,879 | $206,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,772 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,590 | $206,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,187 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,529 | $206,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,100 | $205,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,492 | $205,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,426 | $205,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,652 | $204,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 11,148 | $204,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 61,200 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,779 | $203,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,552 | $203,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,320 | $203,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,724 | $202,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,282 | $201,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,602 | $201,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,111 | $201,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 6,259 | $200,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,802 | $200,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,538 | $200,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 15,279 | $199,000 | thousands by filing date | |
| ISHARES TR | 46435G797 | CURR HD INTL HI | 7,144 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,457 | $198,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,159 | $197,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,898 | $196,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 18,371 | $196,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,502 | $195,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,304 | $195,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,070 | $195,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,978 | $194,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 45,671 | $194,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,533 | $193,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,669 | $193,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 38,488 | $193,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 5,228 | $192,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 7,457 | $192,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,740 | $191,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 16,635 | $190,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,896 | $190,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 36,039 | $190,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 3,970 | $189,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 10,410 | $189,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,845 | $189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 15,388 | $187,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,412 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,083 | $184,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,791 | $184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 2,571 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 2,975 | $183,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,372 | $182,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,354 | $182,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,050 | $182,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,407 | $181,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,269 | $181,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 5,275 | $181,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,490 | $180,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,117 | $180,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 19,951 | $177,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,737 | $177,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,416 | $176,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,194 | $176,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,996 | $176,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,147 | $175,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 62,000 | $175,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,683 | $174,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,853 | $174,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 28,335 | $174,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,353 | $173,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,873 | $173,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,123 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 9,700 | $173,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,380 | $173,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,702 | $170,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,649 | $170,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 2,702 | $169,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 5,337 | $169,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 15,927 | $168,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,073 | $167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,374 | $166,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,201 | $166,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,854 | $165,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 10,465 | $164,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 50,000 | $163,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,398 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,741 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 701 | $160,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,684 | $159,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 158,000 | $159,000 | thousands by filing date | principal |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,278 | $158,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,556 | $158,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 21,197 | $157,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,273 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,262 | $155,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,604 | $155,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,985 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,706 | $153,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,540 | $152,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,554 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,717 | $151,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,168 | $151,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,567 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,142 | $148,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,740 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 8,997 | $148,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,683 | $147,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,222 | $147,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,476 | $147,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,738 | $142,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $141,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 7,319 | $141,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 2,012 | $141,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,641 | $141,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,243 | $140,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,211 | $140,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,180 | $139,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 233 | $139,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 4,123 | $138,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,177 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 4,902 | $136,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 874 | $134,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1,590 | $134,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 15,686 | $132,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,129 | $132,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,760 | $132,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 18,650 | $132,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,006 | $131,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,088 | $131,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 5,604 | $129,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 125,000 | $128,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,519 | $126,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,483 | $123,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 19,054 | $123,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 2,669 | $121,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 4,700 | $120,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,000 | $120,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,156 | $119,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,165 | $117,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 2,800 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,257 | $116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,896 | $116,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 5,602 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 5,074 | $114,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,067 | $113,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,047 | $113,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,392 | $111,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 2,154 | $111,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,850 | $110,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 4,412 | $110,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 707 | $109,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,000 | $108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,505 | $107,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 11,510 | $105,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,705 | $105,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 18,362 | $105,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,921 | $103,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 4,100 | $103,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 7,619 | $103,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,073 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 975 | $102,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,166 | $102,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,000 | $102,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,172 | $101,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,980 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 4,372 | $99,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,371 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,762 | $98,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 71 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,122 | $94,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,831 | $94,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 11,150 | $94,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,531 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 855 | $93,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $93,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,515 | $91,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,153 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 730 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 5,863 | $90,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 3,600 | $90,000 | thousands by filing date | principal |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 3,500 | $90,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 937 | $89,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,885 | $89,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 3,500 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,267 | $88,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 3,500 | $88,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,163 | $87,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,582 | $86,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,324 | $85,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,765 | $83,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 2,825 | $83,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 3,052 | $82,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 3,203 | $80,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 575 | $80,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 12,234 | $80,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,422 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 737 | $77,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 2,950 | $77,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 3,049 | $76,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,170 | $75,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,429 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,956 | $75,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,271 | $75,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,977 | $74,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 60,000 | $74,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,664 | $74,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 589 | $72,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 11,169 | $72,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 17,306 | $72,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 881 | $71,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 588 | $71,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,439 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 2,600 | $71,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 1,017 | $71,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,783 | $70,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 657 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,587 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,400 | $68,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,230 | $68,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 574 | $66,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 580 | $65,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 933 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,399 | $65,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,404 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,140 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,500 | $65,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 1,000 | $65,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 71,500 | $65,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,350 | $65,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,971 | $64,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,262 | $64,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 18,880 | $64,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,067 | $63,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,036 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,665 | $62,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 687 | $62,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,299 | $61,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,602 | $61,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 2,179 | $60,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 925 | $59,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,507 | $59,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 990 | $59,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,001 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 733 | $58,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 35,550 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,089 | $57,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,379 | $57,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,400 | $57,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 1,139 | $57,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,350 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 2,590 | $55,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,214 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 302 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,089 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,662 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 434 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 848 | $52,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 3,413 | $52,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,555 | $51,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 2,150 | $51,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 1,950 | $51,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,306 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,116 | $50,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 2,000 | $49,000 | thousands by filing date | principal |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 985 | $49,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 629 | $49,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,410 | $49,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 671 | $49,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 953 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,775 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,910 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 386 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 700 | $47,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 346 | $47,000 | thousands by filing date | |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 1,831 | $47,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,671 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 677 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 1,334 | $46,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 1,940 | $46,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 19,000 | $46,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 847 | $44,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 13,045 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 475 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 901 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 1,063 | $42,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 12,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 378 | $41,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,092 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,126 | $41,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 626 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 783 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 445 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 255 | $40,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 38,212 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 995 | $39,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,049 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 3,400 | $39,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 22,650 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 762 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 685 | $38,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,621 | $37,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 3,966 | $37,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 326 | $35,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 802 | $35,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,000 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 489 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 385 | $34,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 301 | $34,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,328 | $34,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,775 | $33,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 321 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 290 | $32,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 14,702 | $32,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 895 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,067 | $31,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 510 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 870 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,113 | $31,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,464 | $31,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 629 | $30,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,000 | $30,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 939 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,158 | $30,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 1,115 | $30,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 500 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 462 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,195 | $29,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,048 | $28,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 815 | $28,000 | thousands by filing date | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 779 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,500 | $28,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 729 | $27,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 441 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,053 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,044 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 441 | $27,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,093 | $27,000 | thousands by filing date | principal |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 593 | $26,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,983 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 1,354 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 624 | $25,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 860 | $25,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 600 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 941 | $25,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,153 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 531 | $24,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,144 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 987 | $24,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 182 | $23,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,500 | $23,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 816 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 316 | $22,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 400 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 720 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 676 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 764 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 304 | $21,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,093 | $21,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 353 | $21,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 620 | $21,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 457 | $21,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 245 | $20,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 614 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 592 | $20,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 578 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $19,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 545 | $19,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,853 | $19,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,006 | $18,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 277 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 528 | $18,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 313 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 840 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 661 | $18,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 152 | $17,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 512 | $16,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 135 | $16,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 481 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 216 | $15,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 345 | $15,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 500 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 149 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 578 | $15,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 420 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 198 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 576 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 200 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 724 | $14,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 750 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 225 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 537 | $14,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 10,000 | $14,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 525 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 503 | $14,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 368 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 495 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 200 | $13,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 226 | $13,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 245 | $12,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,800 | $12,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 376 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 319 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 273 | $12,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 431 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 287 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 235 | $12,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 285 | $12,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 120 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 163 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 267 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 175 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 106 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 100 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 461 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 500 | $11,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 187 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 455 | $11,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 175 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 275 | $10,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 212 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 405 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 556 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 300 | $10,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 670 | $10,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W820 | INT RT HD EMRG | 387 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 400 | $9,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 114 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 208 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 561 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 310 | $8,000 | thousands by filing date | principal |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 283 | $8,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $7,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 285 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 125 | $7,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,300 | $7,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 104 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 225 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 300 | $7,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 300 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 280 | $7,000 | thousands by filing date | principal |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 260 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 229 | $7,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 55 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 176 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 65 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 101 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 213 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 199 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33739Q606 | HEITMAN GLOBAL | 300 | $6,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 105 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 104 | $5,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 197 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 100 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 285 | $5,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 212 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 98 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 105 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 118 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 96 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 102 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 132 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-18-000001 | this filing | 2018-02-08 | acceptance time not in the bulk data set |