13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 1,134 holding rows worth $2,241,666,000.
- Accession
- 0001512647-17-000003
- Filer
- CIK 1512647
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,134 entries on the cover page, a total value of $2,241,666,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,241,666,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 47,866 | $212,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,783 | $211,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,772 | $210,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,860 | $210,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 814 | $210,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,311 | $210,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,455 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,820 | $209,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,902 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 7,676 | $209,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,000 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,250 | $208,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,711 | $208,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,671 | $208,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,550 | $207,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,047 | $207,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,679 | $207,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,382 | $207,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,114 | $206,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,237 | $206,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,759 | $205,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,026 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 3,960 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,619 | $204,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,693 | $204,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,380 | $204,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,864 | $204,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,951 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,760 | $203,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,106 | $203,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 85,475 | $203,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,847 | $201,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 8,700 | $201,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 5,999 | $201,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,560 | $201,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 5,911 | $200,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,841 | $200,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 20,426 | $200,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 14,902 | $197,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 50,000 | $196,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,281 | $194,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,126 | $190,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 14,184 | $190,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,117 | $190,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 14,251 | $189,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 10,159 | $188,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 28,469 | $188,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,170 | $188,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,811 | $187,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,262 | $186,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,050 | $185,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 20,531 | $184,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 11,449 | $184,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 12,348 | $183,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 16,192 | $182,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,071 | $177,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 24,841 | $176,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,812 | $175,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,290 | $174,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 24,727 | $174,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 25,717 | $172,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,408 | $171,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,106 | $170,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,867 | $168,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,668 | $167,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 16,893 | $166,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 10,577 | $166,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 43,312 | $165,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,856 | $162,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,525 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,262 | $157,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,866 | $157,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 44,000 | $157,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,096 | $156,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,013 | $155,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,296 | $154,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,462 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,717 | $152,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,982 | $151,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,632 | $146,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,141 | $144,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,508 | $143,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 19,869 | $142,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,188 | $141,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,576 | $139,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,890 | $138,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $138,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 24,585 | $138,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,805 | $137,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,834 | $137,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,738 | $137,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,441 | $134,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 18,650 | $130,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 125,000 | $130,000 | thousands by filing date | principal |
| ENCANA CORP | 292505104 | COM | 13,351 | $119,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 41,000 | $116,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 22,000 | $114,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,262 | $110,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 18,512 | $102,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,000 | $101,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 10,500 | $101,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 61,000 | $99,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,200 | $95,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,945 | $90,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 19,634 | $89,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,051 | $88,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,686 | $87,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,004 | $87,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,744 | $87,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,000 | $86,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $80,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,000 | $72,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,713 | $72,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,450 | $71,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,883 | $67,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,506 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,000 | $65,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,217 | $65,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,416 | $65,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,800 | $58,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,434 | $57,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 38,212 | $49,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 27,500 | $44,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 35,550 | $43,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,057 | $39,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,000 | $28,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 10,000 | $27,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 27,000 | $17,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $15,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,000 | $13,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 2,900 | $10,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,000 | $9,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 21,500 | $9,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-17-000003 | this filing | 2017-08-14 | acceptance time not in the bulk data set |