13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 1,095 holding rows worth $1,978,718,000.
- Accession
- 0001512647-17-000001
- Filer
- CIK 1512647
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,095 entries on the cover page, a total value of $1,978,718,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,978,718,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HD SUPPLY HLDGS INC | 40416M105 | COM | 4,732 | $201,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 11,540 | $201,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 20,317 | $200,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 29,020 | $200,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 9,172 | $200,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 14,855 | $197,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,435 | $196,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 18,264 | $194,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,500 | $194,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,692 | $191,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,363 | $186,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 16,269 | $186,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 23,079 | $185,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 16,187 | $185,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 11,968 | $182,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 14,019 | $179,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,920 | $178,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,443 | $172,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 12,855 | $171,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 23,782 | $171,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,793 | $171,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 24,222 | $171,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,262 | $170,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,981 | $169,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 17,466 | $167,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 19,000 | $164,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,132 | $164,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,487 | $159,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,730 | $157,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 17,917 | $156,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,370 | $155,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,000 | $153,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,664 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,262 | $151,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,052 | $147,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,763 | $146,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 12,365 | $146,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 27,150 | $146,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,865 | $145,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,359 | $145,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,026 | $142,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,998 | $142,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,056 | $139,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 10,010 | $139,000 | thousands by filing date | |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 130,000 | $138,000 | thousands by filing date | principal |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $137,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,834 | $137,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 10,188 | $133,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,264 | $131,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 11,094 | $131,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 22,252 | $130,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,366 | $129,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 28,448 | $127,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,141 | $126,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,994 | $116,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,130 | $113,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,162 | $110,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,956 | $110,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 12,850 | $110,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 10,850 | $108,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 11,781 | $108,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 29,178 | $105,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 13,000 | $105,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,408 | $101,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 30,000 | $101,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 13,588 | $100,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,373 | $96,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 28,100 | $96,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,612 | $96,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 61,000 | $95,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,464 | $93,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,650 | $88,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 138,707 | $88,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,569 | $77,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,600 | $77,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 10,691 | $76,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 28,000 | $75,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 15,000 | $72,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,669 | $71,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 38,212 | $70,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $69,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 15,000 | $67,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,000 | $63,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,716 | $63,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,106 | $61,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,500 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,788 | $43,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 27,500 | $37,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,341 | $35,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $31,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 34,500 | $18,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,000 | $16,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 19,000 | $14,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 21,500 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-17-000001 | this filing | 2017-02-13 | acceptance time not in the bulk data set |