13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 1,034 holding rows worth $1,797,707,000.
- Accession
- 0001512647-16-000012
- Filer
- CIK 1512647
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,034 entries on the cover page, a total value of $1,797,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,797,707,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,869 | $98,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,275 | $97,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,950 | $94,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 10,673 | $93,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,050 | $90,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 16,481 | $89,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,069 | $85,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 18,795 | $84,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,464 | $83,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,000 | $81,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,255 | $75,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,032 | $75,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,536 | $69,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,465 | $66,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,390 | $59,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 11,100 | $55,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 10,945 | $50,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 15,000 | $50,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 15,000 | $46,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 26,500 | $45,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 11,800 | $43,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,271 | $36,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,800 | $35,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,500 | $32,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,000 | $31,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 15,600 | $31,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 24,600 | $14,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,637 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 26,601 | $11,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $7,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 11,500 | $7,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 15,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-16-000012 | this filing | 2016-08-15 | acceptance time not in the bulk data set |