13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 1,093 holding rows worth $1,930,507,000.
- Accession
- 0001512647-16-000010
- Filer
- CIK 1512647
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,093 entries on the cover page, a total value of $1,930,507,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,930,507,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,650 | $171,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 10,084 | $170,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,456 | $169,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,200 | $168,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 18,527 | $168,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,207 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,730 | $167,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 26,364 | $167,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 28,647 | $166,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,783 | $166,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 10,508 | $166,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,256 | $164,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,422 | $162,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 10,443 | $162,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 30,943 | $161,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,674 | $158,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 16,282 | $157,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,035 | $155,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,119 | $153,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 18,209 | $153,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,657 | $151,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 31,528 | $150,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 16,772 | $150,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,032 | $149,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,611 | $147,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,971 | $146,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,797 | $140,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 14,300 | $138,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,697 | $133,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 11,863 | $131,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,190 | $128,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,525 | $128,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,070 | $127,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,700 | $126,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,045 | $121,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,420 | $119,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,101 | $119,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,872 | $118,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,002 | $116,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,330 | $113,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 13,175 | $113,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 48,939 | $113,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,629 | $111,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,594 | $110,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,000 | $108,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,982 | $106,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 12,556 | $103,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 42,711 | $101,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,808 | $98,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 18,387 | $98,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,233 | $98,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $94,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,951 | $94,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,379 | $92,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,000 | $91,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,100 | $89,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 23,325 | $89,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,885 | $87,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,069 | $85,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 15,105 | $83,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,833 | $82,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,000 | $81,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,731 | $80,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,500 | $77,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,550 | $70,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,149 | $68,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $62,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 10,806 | $62,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 16,948 | $59,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 35,963 | $59,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 45,658 | $58,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 10,095 | $57,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,944 | $57,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,308 | $56,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,841 | $50,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30,239 | $44,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,482 | $41,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 13,225 | $40,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 11,800 | $40,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 16,100 | $36,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,400 | $33,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,000 | $31,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $29,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 12,201 | $28,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 19,000 | $23,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 44,750 | $22,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,690 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 24,600 | $12,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 13,075 | $12,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 29,350 | $5,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 15,000 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-16-000010 | this filing | 2016-02-16 | acceptance time not in the bulk data set |