13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 1,142 holding rows worth $2,232,153,000.
- Accession
- 0001512647-15-000006
- Filer
- CIK 1512647
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,142 entries on the cover page, a total value of $2,232,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,232,153,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 2,905 | $209,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 11,466 | $209,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 26,993 | $209,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 18,247 | $208,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,867 | $208,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 28,747 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,100 | $207,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,741 | $207,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,173 | $207,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,879 | $206,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 24,601 | $206,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 4,432 | $205,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,333 | $204,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,737 | $204,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,138 | $204,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,197 | $204,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 8,922 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,414 | $203,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 9,023 | $203,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 15,485 | $203,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,211 | $202,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,548 | $202,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,087 | $202,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,966 | $202,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 7,876 | $202,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 9,566 | $201,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,578 | $200,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,795 | $200,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,938 | $200,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 40,560 | $200,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,126 | $199,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 11,553 | $199,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 13,257 | $199,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,575 | $197,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 28,074 | $197,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,690 | $196,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,113 | $196,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,650 | $191,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,108 | $190,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 10,739 | $189,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,300 | $186,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 34,690 | $184,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,325 | $183,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,977 | $183,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,950 | $181,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,278 | $180,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 34,544 | $176,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 19,634 | $176,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 26,857 | $176,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 10,000 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,668 | $170,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,178 | $169,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,022 | $169,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,041 | $168,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 11,310 | $167,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 14,983 | $167,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 20,059 | $165,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,455 | $164,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,487 | $164,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,120 | $164,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,785 | $163,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,766 | $160,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,596 | $160,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,236 | $160,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,456 | $159,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 14,696 | $156,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,759 | $155,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,974 | $155,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,200 | $155,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,292 | $149,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 11,000 | $143,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,222 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,339 | $141,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 20,106 | $141,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 17,600 | $141,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,000 | $139,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,787 | $139,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,032 | $136,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,669 | $136,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 33,041 | $130,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,520 | $128,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,982 | $126,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,375 | $125,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 10,120 | $124,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 42,711 | $123,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,006 | $121,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 18,468 | $121,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,341 | $118,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 18,652 | $117,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 12,570 | $117,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,828 | $116,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,543 | $116,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $116,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,865 | $115,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,913 | $112,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,343 | $111,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,550 | $110,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,729 | $107,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 19,615 | $107,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,499 | $104,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,500 | $99,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 17,811 | $98,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 24,814 | $90,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,501 | $88,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,845 | $82,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 11,026 | $81,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,317 | $81,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,314 | $80,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,300 | $80,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 10,746 | $71,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,900 | $69,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 32,800 | $65,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,476 | $61,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 47,600 | $61,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,601 | $58,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 20,000 | $56,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,123 | $56,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 10,813 | $53,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,704 | $53,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,136 | $51,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 12,500 | $51,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 51,000 | $50,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,000 | $48,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,400 | $45,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 82,000 | $43,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 18,000 | $42,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,300 | $41,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,291 | $39,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,082 | $36,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 30,750 | $34,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $33,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 12,201 | $32,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 45,000 | $21,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 20,000 | $21,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 10,366 | $19,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 20,848 | $18,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 13,000 | $10,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 15,000 | $7,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 10,000 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $3,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 11,200 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-15-000006 | this filing | 2015-08-13 | acceptance time not in the bulk data set |