13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 1,072 holding rows worth $1,512,263,000.
- Accession
- 0001512647-15-000004
- Filer
- CIK 1512647
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,072 entries on the cover page, a total value of $1,512,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,512,263,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,900 | $156,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 20,106 | $154,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 11,800 | $153,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 24,496 | $151,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,523 | $148,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,015 | $144,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10,107 | $144,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,273 | $141,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,156 | $140,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 24,730 | $140,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,049 | $138,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,000 | $137,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 12,718 | $134,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,725 | $130,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,000 | $130,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 11,387 | $127,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,177 | $125,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,343 | $124,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 28,268 | $123,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 16,427 | $120,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,451 | $120,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 45,319 | $115,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 14,895 | $114,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 20,900 | $114,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 20,407 | $114,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,224 | $106,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 17,070 | $105,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 12,986 | $105,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $104,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,722 | $95,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,845 | $95,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 21,900 | $88,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,508 | $87,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,514 | $86,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,300 | $83,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 22,604 | $83,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 10,270 | $83,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 28,986 | $81,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 23,129 | $74,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 10,746 | $71,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 13,150 | $68,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 82,000 | $65,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 20,000 | $64,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,773 | $63,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 47,600 | $63,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,222 | $62,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 12,376 | $61,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 10,813 | $56,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 18,000 | $53,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,248 | $53,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 12,500 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,400 | $48,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,232 | $47,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,000 | $45,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 12,201 | $33,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 20,000 | $33,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 31,050 | $27,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 10,366 | $25,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $24,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 20,000 | $24,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 45,000 | $22,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 25,000 | $21,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $19,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 20,500 | $15,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 13,500 | $14,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 14,093 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 17,000 | $13,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 15,000 | $12,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 11,200 | $11,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 10,000 | $9,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $7,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 11,904 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-15-000004 | this filing | 2015-05-15 | acceptance time not in the bulk data set |