13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 1,002 holding rows worth $1,332,325,000.
- Accession
- 0001512647-14-000003
- Filer
- CIK 1512647
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,002 entries on the cover page, a total value of $1,332,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,332,325,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 49,000 | $536,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 23,469 | $536,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 66,805 | $533,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 27,611 | $531,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 58,343 | $531,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 6,853 | $528,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,570 | $524,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,481 | $523,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 61,945 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 12,675 | $520,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,305 | $515,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 5,598 | $511,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 11,587 | $510,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,765 | $508,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,968 | $507,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,301 | $504,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,290 | $501,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 9,891 | $500,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 9,759 | $499,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 6,490 | $496,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 14,812 | $496,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,391 | $494,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 14,068 | $494,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,540 | $493,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 11,577 | $490,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 19,624 | $487,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 45,615 | $486,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,352 | $485,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 19,592 | $484,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 53,600 | $483,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 13,604 | $482,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 5,409 | $481,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,822 | $481,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 13,283 | $481,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 35,488 | $481,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,634 | $481,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 14,495 | $480,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,558 | $478,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,743 | $475,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 37,330 | $472,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 33,180 | $470,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,705 | $469,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,898 | $468,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 26,316 | $468,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 41,300 | $466,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 13,624 | $465,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,676 | $463,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,659 | $463,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 16,124 | $462,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,603 | $462,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,134 | $461,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 23,667 | $460,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,210 | $459,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,687 | $458,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 7,675 | $457,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,286 | $457,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 18,000 | $456,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 8,182 | $455,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 15,422 | $453,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 5,950 | $453,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,464 | $451,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 74,777 | $451,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 66,410 | $451,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,136 | $450,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,301 | $447,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 34,955 | $445,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 9,720 | $444,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 30,509 | $444,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 10,463 | $442,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,464 | $438,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 9,208 | $438,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,742 | $438,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,561 | $438,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,915 | $433,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 7,665 | $433,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,560 | $429,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 8,738 | $427,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,203 | $427,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,200 | $424,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 22,426 | $424,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,015 | $421,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,773 | $420,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 23,440 | $418,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,206 | $416,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 13,551 | $416,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 16,409 | $416,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 14,765 | $416,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,235 | $415,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,603 | $415,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,953 | $414,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,507 | $414,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 6,156 | $414,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,680 | $413,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,543 | $413,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 4,090 | $409,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,210 | $408,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 8,024 | $405,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,336 | $404,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 57,978 | $404,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 6,137 | $403,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 19,767 | $400,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,698 | $399,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,982 | $399,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 71,650 | $399,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,714 | $398,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 20,200 | $398,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,905 | $397,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,485 | $395,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 48,889 | $393,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 15,112 | $392,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,935 | $390,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,365 | $388,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 29,100 | $387,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,185 | $385,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,942 | $384,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 40,608 | $383,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,397 | $381,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 13,476 | $381,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 11,295 | $379,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 3,487 | $379,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,663 | $378,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,048 | $377,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,539 | $376,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 46,234 | $375,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 7,649 | $374,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,438 | $373,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 6,928 | $372,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,485 | $370,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,737 | $369,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,171 | $369,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 15,869 | $369,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,452 | $367,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 39,994 | $367,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,332 | $364,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,995 | $364,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,299 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,316 | $363,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,864 | $362,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,200 | $361,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,962 | $360,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 6,200 | $360,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,701 | $358,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,980 | $358,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,320 | $358,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,183 | $357,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 14,062 | $356,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 35,164 | $355,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 25,069 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,677 | $352,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,710 | $352,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 22,021 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,100 | $349,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,501 | $348,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,216 | $347,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,837 | $347,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 29,000 | $347,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,568 | $347,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 10,871 | $347,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,881 | $346,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26,308 | $346,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 43,217 | $345,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,767 | $344,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 4,684 | $344,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 5,172 | $342,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 35,373 | $340,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 25,829 | $338,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,948 | $337,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,867 | $337,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,153 | $336,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 35,167 | $336,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,064 | $335,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,978 | $334,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,760 | $333,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,565 | $333,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,179 | $333,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,944 | $333,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,196 | $332,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,049 | $331,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,910 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 8,824 | $331,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,708 | $330,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,466 | $330,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,324 | $330,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,836 | $330,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 7,045 | $330,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,818 | $329,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 39,923 | $329,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 23,560 | $329,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,417 | $327,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,624 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,413 | $323,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 16,091 | $323,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,222 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,400 | $321,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,322 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 14,748 | $319,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,882 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 13,184 | $318,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 32,386 | $318,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,932 | $317,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 22,614 | $317,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,439 | $313,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 15,700 | $313,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 10,244 | $312,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,357 | $312,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,495 | $312,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 5,837 | $311,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,441 | $310,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,013 | $308,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 4,149 | $308,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 6,354 | $308,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,544 | $307,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 10,750 | $307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,965 | $306,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 36,998 | $306,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,866 | $305,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 14,950 | $304,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12,886 | $303,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,580 | $302,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,265 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,861 | $300,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 9,525 | $300,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,448 | $299,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,773 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,794 | $297,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 45,515 | $297,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 15,850 | $297,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,861 | $296,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,443 | $296,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,904 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 9,454 | $294,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 6,415 | $294,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,455 | $292,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,824 | $292,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,927 | $291,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,566 | $291,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,030 | $291,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,525 | $289,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,176 | $289,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 14,700 | $288,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 9,068 | $286,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,487 | $285,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,140 | $285,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,618 | $284,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,853 | $284,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 22,146 | $283,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 34,110 | $283,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,835 | $282,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 640 | $280,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,864 | $280,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 15,017 | $280,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,887 | $279,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 13,747 | $278,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 9,328 | $277,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,745 | $276,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 26,020 | $276,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 13,609 | $274,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,692 | $273,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,088 | $273,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,315 | $273,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 29,016 | $273,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 15,425 | $273,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,376 | $271,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,047 | $271,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,505 | $271,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 21,942 | $271,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,296 | $270,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,031 | $268,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 29,509 | $268,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,095 | $267,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 31,220 | $267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 10,724 | $267,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,161 | $266,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 34,241 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,699 | $266,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,956 | $265,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,984 | $264,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,510 | $264,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 4,661 | $263,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,567 | $262,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 28,052 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,196 | $261,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 81,515 | $260,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 16,612 | $260,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 20,300 | $260,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,929 | $259,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 17,826 | $257,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 6,329 | $256,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 9,006 | $256,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,761 | $255,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,374 | $254,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 9,724 | $254,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 9,084 | $254,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,628 | $251,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 4,190 | $251,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 4,228 | $251,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,143 | $250,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,526 | $249,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,960 | $248,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,931 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 17,110 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 5,100 | $246,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,276 | $244,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,125 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,461 | $244,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,843 | $243,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,438 | $242,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,959 | $242,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,787 | $241,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,119 | $241,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 34,324 | $241,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 18,378 | $241,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,743 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 10,417 | $240,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,378 | $239,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,254 | $239,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,436 | $239,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 11,097 | $238,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,436 | $237,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,693 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 7,092 | $237,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,837 | $235,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,100 | $235,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 4,328 | $235,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 16,650 | $235,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,657 | $234,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,562 | $234,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 4,837 | $234,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 18,497 | $234,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 16,196 | $232,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 17,347 | $232,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 25,799 | $230,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,006 | $230,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 12,148 | $230,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 21,742 | $230,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,200 | $229,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,009 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,761 | $229,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,347 | $228,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,839 | $228,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,710 | $226,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,791 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,327 | $226,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 7,810 | $226,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 6,083 | $226,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,533 | $226,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 9,506 | $225,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,445 | $225,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,172 | $224,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,110 | $223,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,692 | $222,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 12,272 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,096 | $219,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 23,457 | $217,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,479 | $217,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,582 | $216,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 12,455 | $216,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 4,393 | $216,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,997 | $216,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 7,878 | $216,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,500 | $215,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,245 | $215,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 8,495 | $215,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 4,536 | $215,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,408 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,457 | $212,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,242 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 4,711 | $212,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,610 | $211,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,523 | $210,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 3,883 | $210,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 10,521 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 17,197 | $209,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,809 | $207,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,160 | $206,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 7,684 | $206,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 3,800 | $206,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,605 | $204,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 27,917 | $204,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 19,370 | $204,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 71,375 | $204,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,676 | $203,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,057 | $203,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,676 | $202,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,105 | $202,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 2,539 | $202,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,833 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,714 | $200,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,525 | $200,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,179 | $200,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 17,324 | $199,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 11,185 | $195,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 17,824 | $190,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 10,150 | $189,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 15,000 | $188,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,972 | $185,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 11,348 | $184,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 10,000 | $183,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 12,575 | $182,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 13,451 | $180,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,895 | $177,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 29,691 | $177,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,972 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,731 | $173,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,392 | $172,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,874 | $172,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,000 | $172,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 15,536 | $170,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 13,000 | $169,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 13,816 | $169,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,288 | $167,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 23,300 | $166,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 18,000 | $165,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 11,839 | $164,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,320 | $164,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,884 | $164,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 11,995 | $163,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 13,243 | $163,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,750 | $162,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 13,694 | $159,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,200 | $156,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 20,100 | $154,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,129 | $153,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,109 | $152,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,970 | $152,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,100 | $148,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,222 | $148,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 13,013 | $147,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 20,624 | $147,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 16,050 | $144,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 20,966 | $142,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 10,000 | $136,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 10,600 | $134,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 21,000 | $134,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,020 | $132,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 27,461 | $124,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,170 | $121,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,817 | $120,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,974 | $120,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 28,382 | $119,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 10,891 | $118,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 17,380 | $117,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,090 | $116,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,404 | $114,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,000 | $112,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,970 | $111,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,200 | $111,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,083 | $109,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 38,340 | $109,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 10,878 | $108,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 17,115 | $108,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 33,000 | $105,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 12,134 | $105,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 33,800 | $102,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,230 | $102,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,501 | $101,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 26,373 | $100,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 45,000 | $98,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 20,000 | $96,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,000 | $93,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 15,276 | $92,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 13,964 | $92,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 47,600 | $91,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 19,050 | $91,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,287 | $90,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,395 | $89,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 14,693 | $87,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 16,629 | $82,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 32,600 | $78,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 19,150 | $78,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,803 | $71,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 24,019 | $70,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 66,000 | $69,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 21,203 | $68,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 65,000 | $68,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,004 | $66,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,000 | $61,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 10,733 | $61,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 20,500 | $61,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 17,629 | $57,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 45,000 | $55,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 20,000 | $55,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,367 | $54,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 12,386 | $54,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 12,000 | $51,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 21,806 | $51,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,930 | $50,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 12,416 | $48,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 16,925 | $48,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 18,611 | $44,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 39,000 | $42,000 | thousands by filing date | principal |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 10,250 | $41,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 40,000 | $41,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $35,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $28,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 19,955 | $25,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 12,568 | $24,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,110 | $22,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $16,000 | thousands by filing date | principal |
| CAMAC ENERGY INC | 131745101 | COM | 19,476 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-14-000003 | this filing | 2014-05-15 | acceptance time not in the bulk data set |