13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 1,003 holding rows worth $1,718,383,000.
- Accession
- 0001512647-13-000008
- Filer
- CIK 1512647
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,003 entries on the cover page, a total value of $1,718,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,718,383,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MBS ETF | 464288588 | SHS | 304,207 | $32,283,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 284,494 | $30,347,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 247,781 | $28,119,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 118,702 | $26,860,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,767 | $26,747,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 652,350 | $25,833,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 202,248 | $24,535,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 545,107 | $21,871,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 203,313 | $21,397,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 339,386 | $18,305,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 180,900 | $15,571,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 454,593 | $15,431,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 122,115 | $14,848,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 114,265 | $14,761,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134,732 | $14,082,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 569,008 | $13,682,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 199,593 | $13,220,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 171,603 | $12,512,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 118,438 | $12,115,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 129,483 | $11,756,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 62,181 | $11,567,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 239,414 | $11,470,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 353,956 | $11,316,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 293,679 | $11,156,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 763,534 | $10,439,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 101,806 | $10,381,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 121,143 | $10,236,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 206,130 | $10,132,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 396,536 | $9,861,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 209,582 | $9,804,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 788,696 | $9,665,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 210,452 | $9,659,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 113,779 | $9,619,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 101,046 | $9,408,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 180,893 | $9,079,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 457,146 | $9,067,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 188,300 | $9,031,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,642 | $9,031,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 312,781 | $9,018,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 331,960 | $8,588,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 425,616 | $8,485,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 124,844 | $8,148,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 125,409 | $8,006,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 95,582 | $7,918,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 120,306 | $7,829,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 149,518 | $7,765,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,333 | $7,627,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 97,427 | $7,623,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 126,849 | $7,534,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 220,893 | $7,333,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 133,345 | $7,263,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 83,311 | $7,247,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,468,879 | $7,203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 152,448 | $7,174,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 88,345 | $7,101,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 160,438 | $7,068,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 93,771 | $7,051,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 151,423 | $7,018,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 169,059 | $6,997,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 164,524 | $6,820,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 83,504 | $6,776,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 61,818 | $6,689,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 57,143 | $6,688,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 125,945 | $6,638,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 174,516 | $6,623,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 77,095 | $6,607,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 77,003 | $6,564,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 159,329 | $6,454,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 99,601 | $6,451,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 167,079 | $6,384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 207,915 | $6,362,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 154,539 | $6,303,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 209,320 | $6,285,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 92,677 | $6,239,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 175,165 | $6,162,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 266,767 | $6,131,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 128,048 | $6,097,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 261,837 | $6,063,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 213,925 | $6,053,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 409,146 | $6,038,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 81,666 | $5,964,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 92,533 | $5,955,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 83,820 | $5,864,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 85,572 | $5,784,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 342,641 | $5,738,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 187,036 | $5,724,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 52,680 | $5,690,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 84,871 | $5,615,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 36,227 | $5,581,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 151,026 | $5,540,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 93,035 | $5,409,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 602,076 | $5,279,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 982,183 | $5,245,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 37,515 | $5,225,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 78,135 | $5,194,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 45,427 | $5,181,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 93,949 | $5,149,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 55,840 | $5,121,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 73,354 | $5,098,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 96,955 | $5,009,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 213,424 | $5,001,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 50,003 | $4,970,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 93,428 | $4,891,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 78,985 | $4,888,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 137,826 | $4,737,000 | thousands by filing date | |
| MGC | 921910873 | COM | 80,373 | $4,613,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 58,188 | $4,595,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 102,505 | $4,552,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 56,421 | $4,510,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 39,690 | $4,340,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 278,794 | $4,320,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 37,503 | $4,265,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 52,888 | $4,215,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 363,297 | $4,203,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 125,601 | $4,163,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 67,018 | $4,082,000 | thousands by filing date | |
| 38259p508 | COM | 4,464 | $3,935,000 | thousands by filing date | ||
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 62,817 | $3,834,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 76,305 | $3,826,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 55,160 | $3,796,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 31,727 | $3,780,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,255 | $3,757,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 69,902 | $3,755,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 34,249 | $3,670,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 91,657 | $3,653,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 111,552 | $3,557,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 87,381 | $3,489,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 39,176 | $3,394,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 66,123 | $3,354,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 28,027 | $3,351,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 52,767 | $3,349,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 197,872 | $3,332,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 147,093 | $3,321,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 31,055 | $3,287,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 356,732 | $3,276,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 215,411 | $3,265,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 54,394 | $3,242,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 42,805 | $3,223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 31,774 | $3,222,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 32,798 | $3,161,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 258,098 | $3,148,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 39,085 | $3,147,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 68,607 | $3,134,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 155,448 | $3,115,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 237,608 | $3,068,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 91,200 | $3,034,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 38,776 | $3,034,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 27,766 | $2,992,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 81,176 | $2,982,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 42,714 | $2,969,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 38,412 | $2,965,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 97,956 | $2,939,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 26,074 | $2,931,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 21,055 | $2,929,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 43,538 | $2,910,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 30,905 | $2,907,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 58,008 | $2,901,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 75,141 | $2,887,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 80,427 | $2,847,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 98,718 | $2,846,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 341,749 | $2,806,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 201,214 | $2,785,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 64,900 | $2,782,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 54,589 | $2,767,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 63,553 | $2,762,000 | thousands by filing date | |
| VTI | 922908769 | COM | 31,317 | $2,752,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 104,254 | $2,726,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 136,495 | $2,726,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 214,596 | $2,708,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 187,733 | $2,602,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 41,681 | $2,475,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 54,723 | $2,407,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 45,294 | $2,405,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 148,708 | $2,396,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 64,700 | $2,355,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 62,975 | $2,332,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 56,691 | $2,322,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 29,119 | $2,261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 127,250 | $2,246,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,236 | $2,235,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 36,886 | $2,234,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 61,744 | $2,213,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 80,388 | $2,197,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 25,409 | $2,186,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 43,177 | $2,170,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 38,818 | $2,153,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 44,080 | $2,130,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 26,515 | $2,110,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 169,902 | $2,109,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 81,972 | $2,102,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 40,395 | $2,095,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 10,250 | $2,078,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 33,403 | $2,052,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 133,642 | $2,037,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 125,778 | $1,964,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 88,715 | $1,955,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 92,370 | $1,952,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 29,311 | $1,942,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 64,456 | $1,931,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 18,363 | $1,923,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 92,728 | $1,922,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 35,420 | $1,894,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 60,614 | $1,893,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 36,195 | $1,870,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 178,439 | $1,844,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 73,076 | $1,830,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 28,315 | $1,804,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,728 | $1,794,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 53,128 | $1,782,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 28,191 | $1,753,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 35,429 | $1,720,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,120 | $1,712,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,303 | $1,703,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 40,340 | $1,644,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,752 | $1,636,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,031 | $1,632,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 124,993 | $1,627,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 34,286 | $1,623,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 32,898 | $1,622,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 13,628 | $1,621,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,761 | $1,616,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 26,130 | $1,613,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 12,034 | $1,605,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 50,196 | $1,576,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 42,175 | $1,575,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 45,399 | $1,575,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 210,237 | $1,558,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $1,534,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 116,398 | $1,514,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 49,842 | $1,514,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 17,974 | $1,507,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,252 | $1,503,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,448 | $1,502,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,847 | $1,499,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 65,638 | $1,484,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 134,310 | $1,484,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 73,544 | $1,450,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,344 | $1,442,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,041 | $1,436,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 92,182 | $1,420,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 234,226 | $1,416,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 19,654 | $1,414,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 54,160 | $1,391,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 28,937 | $1,379,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 22,013 | $1,364,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,256 | $1,361,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 17,580 | $1,350,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 113,200 | $1,342,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 111,707 | $1,322,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 22,871 | $1,313,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 16,136 | $1,312,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10,233 | $1,309,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 16,795 | $1,299,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 14,410 | $1,290,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 25,871 | $1,284,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 160,500 | $1,284,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 76,668 | $1,282,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 421,328 | $1,274,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 23,387 | $1,254,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 297,242 | $1,245,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 15,023 | $1,242,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 17,232 | $1,231,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 29,694 | $1,228,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 9,196 | $1,224,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 13,642 | $1,220,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 15,623 | $1,219,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,043 | $1,216,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,719 | $1,212,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 110,502 | $1,210,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 63,799 | $1,208,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 30,717 | $1,203,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 90,681 | $1,183,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 223,465 | $1,178,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 116,895 | $1,169,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 83,882 | $1,157,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 145,146 | $1,151,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 21,098 | $1,145,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,192 | $1,143,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,581 | $1,141,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 17,535 | $1,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 21,009 | $1,132,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 14,226 | $1,126,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 36,817 | $1,116,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,017 | $1,114,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 32,734 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 49,706 | $1,099,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,054 | $1,098,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,478 | $1,093,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,370 | $1,080,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 114,858 | $1,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 51,627 | $1,077,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,894 | $1,072,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 30,161 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 14,427 | $1,069,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 131,126 | $1,068,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 38,691 | $1,066,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 23,170 | $1,062,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 22,413 | $1,056,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,164 | $1,040,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 9,118 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 28,595 | $1,038,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,139 | $1,035,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,452 | $1,033,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 100,209 | $1,033,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 27,389 | $1,028,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 82,200 | $1,023,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 56,131 | $1,011,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 17,863 | $1,009,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 21,839 | $1,007,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 48,704 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 7,879 | $999,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,410 | $977,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 32,782 | $974,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,753 | $972,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 28,100 | $972,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 138,490 | $970,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,700 | $961,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,024 | $961,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 20,579 | $958,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 15,380 | $954,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,902 | $952,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 91,500 | $952,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,375 | $943,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 22,746 | $930,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 69,911 | $929,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 99,550 | $923,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 18,772 | $920,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 15,644 | $919,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 15,107 | $915,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,854 | $909,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,457 | $909,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 76,842 | $909,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 97,067 | $908,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 43,080 | $906,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 21,718 | $905,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 52,020 | $904,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,818 | $889,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 23,889 | $880,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 22,257 | $878,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14,403 | $876,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,569 | $873,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 12,077 | $873,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 27,485 | $871,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,788 | $871,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 20,703 | $871,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 18,989 | $870,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 120,765 | $869,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 70,100 | $869,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 17,660 | $869,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 113,091 | $867,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 25,210 | $854,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 13,955 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 9,222 | $852,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 14,200 | $851,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 13,367 | $848,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,317 | $844,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,925 | $839,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,522 | $839,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 19,564 | $829,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 19,881 | $823,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 84,517 | $821,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 74,615 | $821,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 60,825 | $818,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 16,926 | $813,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,437 | $807,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 13,166 | $804,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 72,945 | $799,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,137 | $795,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,235 | $794,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 41,238 | $794,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 18,902 | $794,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 63,980 | $792,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 10,862 | $791,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 32,837 | $789,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 20,635 | $788,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 20,471 | $788,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,091 | $783,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 14,801 | $780,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 16,637 | $779,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 61,518 | $775,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,120 | $774,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 55,425 | $771,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 9,353 | $769,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,819 | $766,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11,908 | $764,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,899 | $755,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 16,571 | $755,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,879 | $754,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 84,900 | $754,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 11,462 | $752,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 14,385 | $751,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,076 | $747,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 17,455 | $746,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,882 | $743,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 6,289 | $743,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,653 | $741,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,442 | $741,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 62,067 | $741,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 99,235 | $739,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 97,189 | $733,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 30,679 | $730,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,707 | $727,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 35,363 | $722,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 40,411 | $721,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 59,495 | $720,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 46,181 | $716,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 39,081 | $713,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 31,377 | $712,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 50,631 | $709,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,005 | $708,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 57,125 | $707,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 60,189 | $706,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 20,981 | $704,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 55,559 | $696,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 23,208 | $693,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 36,450 | $691,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 67,748 | $689,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11,786 | $689,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,658 | $688,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 15,273 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 7,496 | $680,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 38,527 | $679,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 22,350 | $678,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,441 | $676,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,465 | $673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 10,571 | $672,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 71,151 | $671,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 13,138 | $667,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 37,443 | $667,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,325 | $666,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,438 | $663,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 15,190 | $660,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 26,247 | $659,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,314 | $651,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 35,998 | $646,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 60,703 | $642,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,144 | $638,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 12,031 | $638,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 9,175 | $637,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,460 | $632,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,936 | $627,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 939 | $626,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,638 | $626,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 31,255 | $626,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 15,666 | $623,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,601 | $622,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 32,211 | $622,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 23,600 | $622,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,601 | $622,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,641 | $619,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 16,454 | $619,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,422 | $616,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,618 | $614,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 18,577 | $613,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 33,491 | $610,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,055 | $609,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 8,380 | $609,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,498 | $607,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 8,237 | $607,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,485 | $605,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,125 | $602,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 31,938 | $595,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,395 | $591,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 49,893 | $586,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 21,928 | $584,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 25,985 | $583,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,776 | $582,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,792 | $581,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,395 | $581,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 80,614 | $578,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 28,896 | $578,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,763 | $576,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 22,900 | $575,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,552 | $575,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 22,841 | $574,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 23,006 | $574,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,602 | $572,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,172 | $572,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 53,397 | $570,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,195 | $568,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,834 | $566,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,939 | $565,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 20,611 | $564,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 52,821 | $562,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 9,371 | $562,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 9,213 | $561,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,955 | $561,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 21,683 | $561,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 7,418 | $558,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 22,763 | $556,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,820 | $555,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 11,857 | $555,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 29,480 | $548,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,265 | $546,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 59,766 | $546,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 5,922 | $540,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,083 | $539,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 11,081 | $538,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,484 | $538,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,967 | $537,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-13-000008 | this filing | 2013-11-07 | acceptance time not in the bulk data set |