13F-HR filed by First Allied Advisory Services, Inc.
First Allied Advisory Services, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 948 holding rows worth $1,254,901,000.
- Accession
- 0001512647-13-000003
- Filer
- CIK 1512647
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 948 entries on the cover page, a total value of $1,254,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,254,901,000 with VALUE read as thousands by filing date, 13F file number 028-14139. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXELON CORP COM | 30161N101 | Stock | 15,218 | $471,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 29,795 | $471,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 70,203 | $471,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,485 | $466,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 7,216 | $466,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,923 | $464,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 10,541 | $464,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,795 | $463,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 17,338 | $463,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 35,330 | $462,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,522 | $460,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 37,270 | $459,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 34,329 | $457,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,224 | $457,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 7,670 | $456,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,450 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,804 | $454,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 64,880 | $452,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,774 | $449,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,670 | $449,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 53,600 | $448,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 23,175 | $447,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 20,406 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,276 | $446,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 19,238 | $446,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,075 | $445,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 14,133 | $445,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,702 | $443,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,500 | $441,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,976 | $439,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,099 | $438,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 7,745 | $437,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,224 | $436,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 6,745 | $435,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,281 | $435,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 9,440 | $435,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,264 | $434,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,402 | $431,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 9,147 | $431,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 17,087 | $431,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 51,500 | $431,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 27,487 | $431,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,218 | $429,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 14,862 | $425,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,577 | $424,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 33,330 | $423,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,767 | $422,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 36,541 | $422,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 12,877 | $420,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 23,659 | $419,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,661 | $418,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,354 | $418,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 15,309 | $418,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,442 | $416,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,982 | $414,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,755 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 13,359 | $413,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 20,820 | $413,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 33,875 | $413,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 9,784 | $411,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 31,946 | $408,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 31,186 | $408,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,129 | $408,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 7,629 | $405,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,492 | $404,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 8,017 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,866 | $402,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,512 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,660 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 31,422 | $400,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,434 | $395,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 3,261 | $393,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 10,545 | $393,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 33,656 | $392,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 8,164 | $392,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,934 | $392,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,069 | $392,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,103 | $392,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,654 | $390,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 46,576 | $390,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,557 | $390,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,721 | $388,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,277 | $387,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 20,754 | $386,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 28,091 | $386,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,776 | $385,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,167 | $385,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,726 | $385,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,866 | $382,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,673 | $377,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,132 | $377,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,390 | $377,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 35,271 | $376,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,496 | $374,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5,336 | $373,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,976 | $373,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 27,891 | $373,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,250 | $368,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 21,205 | $367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,744 | $364,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 88,783 | $364,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 14,840 | $361,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 25,185 | $361,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,078 | $357,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 33,114 | $357,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 17,948 | $357,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 4,038 | $355,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,580 | $351,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,790 | $346,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,732 | $343,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9,984 | $342,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,345 | $342,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 13,569 | $341,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 23,790 | $341,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,825 | $339,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 56,985 | $339,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,510 | $338,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,819 | $337,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,671 | $337,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 31,663 | $337,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,975 | $336,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,900 | $335,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 33,840 | $335,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,205 | $334,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,288 | $334,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,890 | $334,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,846 | $334,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 11,748 | $333,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 35,694 | $331,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,203 | $331,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 18,254 | $331,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,372 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,061 | $330,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,656 | $330,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 6,779 | $329,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 23,085 | $329,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 20,774 | $329,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,988 | $328,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 5,092 | $328,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,728 | $326,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,948 | $325,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,902 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 9,491 | $324,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,082 | $323,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,495 | $323,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 9,816 | $321,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,251 | $321,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,802 | $320,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 55,242 | $319,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,985 | $317,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 6,830 | $317,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,133 | $317,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,871 | $316,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,050 | $316,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,207 | $316,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 6,404 | $316,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10,252 | $315,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,938 | $315,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,000 | $314,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 20,535 | $314,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 5,016 | $314,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 24,274 | $313,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 73,402 | $312,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,480 | $311,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,151 | $310,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,115 | $310,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,342 | $310,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 92,029 | $310,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 6,733 | $309,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 14,698 | $307,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,089 | $306,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,842 | $306,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,620 | $305,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,150 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,477 | $302,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 30,648 | $302,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 8,117 | $300,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,245 | $300,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 22,551 | $300,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,708 | $299,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,589 | $299,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,679 | $299,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 20,889 | $298,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 24,500 | $298,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 44,057 | $297,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,079 | $294,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,182 | $294,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 12,535 | $294,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 576 | $293,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 19,006 | $293,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 16,114 | $292,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 13,511 | $291,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,400 | $290,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,175 | $290,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 21,200 | $290,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 21,667 | $288,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 8,988 | $288,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 8,796 | $288,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,797 | $283,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 24,980 | $283,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,294 | $282,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,532 | $282,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,494 | $281,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 19,592 | $281,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 22,130 | $281,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,140 | $281,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 9,846 | $280,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,573 | $279,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 9,739 | $279,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 19,414 | $278,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,887 | $277,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 16,590 | $277,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,628 | $276,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 7,165 | $276,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,285 | $275,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 135,903 | $274,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,987 | $273,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 24,300 | $273,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,977 | $272,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 18,700 | $271,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,773 | $271,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 11,346 | $271,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,422 | $269,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 20,600 | $268,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,267 | $266,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 28,000 | $265,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 35,747 | $264,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,920 | $262,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,597 | $261,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,793 | $261,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,078 | $261,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,399 | $261,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,702 | $261,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 28,510 | $260,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,341 | $260,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 9,610 | $260,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,288 | $259,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,315 | $259,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 25,231 | $259,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,097 | $258,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 8,270 | $258,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,220 | $257,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,287 | $257,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,427 | $257,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 20,000 | $256,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,146 | $255,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,111 | $255,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,261 | $254,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,139 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,350 | $254,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,442 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 17,338 | $253,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,665 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 16,854 | $253,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,896 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 7,997 | $251,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,294 | $250,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,811 | $249,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,001 | $249,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 80,875 | $248,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 8,132 | $248,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,597 | $246,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,825 | $246,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 17,554 | $245,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 8,970 | $245,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 9,868 | $244,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,001 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,180 | $241,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 911 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 16,925 | $241,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,186 | $239,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,720 | $238,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,500 | $238,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,520 | $237,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,180 | $237,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 14,572 | $237,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,501 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,518 | $236,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 19,834 | $236,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,170 | $235,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,485 | $234,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 25,656 | $234,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,040 | $233,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 18,797 | $233,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 5,979 | $232,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 15,900 | $231,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,648 | $231,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 12,383 | $229,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,960 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 5,363 | $226,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 10,267 | $226,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,900 | $226,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,755 | $225,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,488 | $224,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,817 | $224,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 28,713 | $224,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 7,819 | $224,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,959 | $223,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 35,484 | $223,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 56,550 | $223,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 8,713 | $221,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,609 | $220,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,948 | $219,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 17,234 | $217,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 3,616 | $216,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,870 | $215,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 19,978 | $215,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 6,400 | $214,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,282 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,623 | $212,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,743 | $211,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,430 | $211,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 3,222 | $211,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,086 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,885 | $209,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,400 | $209,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,374 | $208,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 4,852 | $208,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 5,216 | $208,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 12,185 | $207,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,149 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 11,393 | $206,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 11,577 | $206,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,542 | $204,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 26,200 | $204,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 8,342 | $204,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,900 | $203,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,979 | $203,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,921 | $202,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,531 | $202,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,217 | $202,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,901 | $201,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 63,965 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,795 | $201,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,404 | $201,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,920 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 15,439 | $200,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 19,950 | $200,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 4,213 | $200,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 75,013 | $200,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 14,554 | $195,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,753 | $194,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 19,688 | $192,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,056 | $191,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 15,888 | $190,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,800 | $188,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,726 | $187,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,273 | $185,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,811 | $182,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,255 | $182,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,140 | $180,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 27,050 | $180,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 21,900 | $180,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 28,781 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,428 | $173,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 41,000 | $172,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,578 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 14,735 | $168,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 15,726 | $165,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,417 | $162,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,198 | $161,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,000 | $160,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,572 | $158,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 10,106 | $158,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,584 | $157,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 10,067 | $157,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 22,685 | $153,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,750 | $151,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,612 | $149,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 21,500 | $149,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,357 | $148,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 28,576 | $147,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,750 | $145,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 13,407 | $145,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 34,966 | $143,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 12,624 | $142,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 10,013 | $137,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,147 | $135,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,138 | $134,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,949 | $134,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,993 | $133,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,648 | $133,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 20,202 | $133,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 10,182 | $133,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 17,937 | $131,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,380 | $130,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 16,074 | $128,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 25,050 | $128,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 85,200 | $127,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 11,624 | $126,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,981 | $124,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 13,220 | $124,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,130 | $124,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 12,974 | $123,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 12,800 | $120,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,228 | $119,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 20,566 | $115,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,450 | $112,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 41,695 | $112,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,245 | $112,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 19,188 | $104,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 16,700 | $103,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 14,377 | $101,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,658 | $98,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,577 | $94,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 16,924 | $92,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 19,609 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 10,446 | $90,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,105 | $89,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,385 | $88,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 40,284 | $88,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 62,985 | $86,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 10,000 | $86,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 12,213 | $85,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,809 | $78,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 40,000 | $78,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,448 | $77,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 17,196 | $76,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y496 | DLY GLMNRBU3XNEW | 12,575 | $76,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,068 | $75,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 14,175 | $75,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 10,739 | $73,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,000 | $72,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,568 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 65,000 | $69,000 | thousands by filing date | principal |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,501 | $66,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 36,000 | $57,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 19,019 | $54,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 11,252 | $53,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 27,000 | $48,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 12,000 | $47,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,500 | $46,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 16,053 | $46,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 15,393 | $46,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 14,090 | $43,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 13,000 | $42,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 39,000 | $41,000 | thousands by filing date | principal |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 19,050 | $39,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,150 | $32,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 15,700 | $31,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 13,940 | $23,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 18,300 | $23,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 20,375 | $19,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 10,535 | $18,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 10,500 | $16,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 12,500 | $15,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 20,000 | $14,000 | thousands by filing date | principal |
| GABELLI HLTHCARE & WELLNESS | 36246K129 | RIGHT 07/17/2013 | 29,929 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512647-13-000003 | this filing | 2013-08-13 | acceptance time not in the bulk data set |