13F-HR filed by Nelson Capital Management, LLC
Nelson Capital Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-27, with 254 holding rows worth $282,040,000.
- Accession
- 0001512611-16-000016
- Filer
- CIK 1512611
- Filed
- 2016-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 254 entries on the cover page, a total value of $282,040,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $282,040,000 with VALUE read as thousands by filing date, 13F file number 028-14154. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMAZON.COM INC | 23135106 | COM | 18,597 | $15,571,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Costco Wholesale Corporation | 22160K105 | COM | 57,060 | $8,702,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 112,108 | $8,383,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 9,784 | $7,605,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 95,937 | $7,544,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 232,469 | $7,374,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 147,290 | $7,216,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 50,574 | $7,080,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 129,199 | $6,846,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 86,301 | $6,655,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 83,384 | $6,597,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 56,190 | $6,541,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 97,076 | $6,456,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 55,601 | $6,369,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 200,818 | $6,280,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 34,269 | $6,225,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 179,505 | $6,159,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 210,954 | $5,981,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 47,265 | $5,891,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 85,292 | $5,843,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 31,500 | $5,748,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 54,581 | $5,617,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 45,573 | $5,507,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 76,821 | $5,480,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 103,530 | $5,381,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 123,699 | $5,305,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60,357 | $5,268,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 65,724 | $5,190,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 89,611 | $5,186,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 55,759 | $5,178,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 46,063 | $5,092,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 61,251 | $4,876,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 69,718 | $4,643,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 68,250 | $4,485,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,953 | $4,364,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 109,506 | $4,301,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 35,598 | $4,131,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 91,563 | $4,056,000 | thousands by filing date | |
| ALLERGAN PLC | 125013678 | SHS | 17,602 | $4,054,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 65,191 | $3,794,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 77,511 | $3,627,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 69,690 | $3,330,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 25,540 | $2,887,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CELGENE CORP | 151020104 | COM | 25,427 | $2,658,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 24,701 | $1,781,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 19,914 | $1,594,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 76,177 | $1,470,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 26,284 | $1,399,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 22,976 | $1,341,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,714 | $1,110,000 | thousands by filing date | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 8,275 | $1,040,000 | thousands by filing date | |
| AT&T | 1957109 | COM | 19,620 | $797,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CVS Health Corporation | 126650100 | COM | 6,530 | $581,000 | thousands by filing date | |
| 38259p508 | COM | 671 | $540,000 | thousands by filing date | ||
| Microsoft Corp | 594918104 | COM | 8,950 | $516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,541 | $503,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,000 | $433,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 10,703 | $409,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,417 | $394,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,312 | $367,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,042 | $363,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,938 | $354,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,557 | $346,000 | thousands by filing date | |
| Visa Inc Com CL A | 92851S204 | COM | 4,047 | $335,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 3,517 | $310,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 478160104 | COM | 2,558 | $302,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,668 | $294,000 | thousands by filing date | |
| American Express | 25816109 | COM | 4,040 | $259,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HIVE | 007786106 | Stock | 42,080 | $256,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,860 | $248,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,933 | $248,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,855 | $239,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,526 | $234,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,440 | $232,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 3,250 | $229,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,775 | $224,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,711 | $213,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 160 | $209,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 1,560 | $206,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 1,129 | $199,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 3,180 | $198,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,708 | $186,000 | thousands by filing date | |
| Bank of America Corp. | 60505682 | PFD CV | 150 | $183,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 10,730 | $168,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 4,590 | $155,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,500 | $155,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,552 | $151,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,360 | $149,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,776 | $146,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,200 | $140,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,390 | $135,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,440 | $133,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,443 | $130,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,500 | $130,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,400 | $129,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,510 | $124,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 740 | $123,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VARIAN MED SYS INC | 92220P105 | COM | 1,220 | $121,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,090 | $118,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,643 | $118,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 2,728 | $115,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CITIGROUP INC | 172967101 | COM | 2,400 | $113,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 1,379 | $110,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,500 | $101,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,200 | $97,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 585 | $85,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UDR INC COM | 902653104 | REIT | 2,235 | $80,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 53484101 | COM | 447 | $79,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EDISON INTL COM | 281020107 | Stock | 1,020 | $74,000 | thousands by filing date | |
| PHILIP MORRIS COS INC | 718154107 | COMMON STOCK | 1,171 | $74,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 1,354 | $69,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 304 | $68,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 920 | $67,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 850 | $59,000 | thousands by filing date | |
| COHEN & STEERS INSTL RLTY SHS COM | 19247U106 | COM | 1,192 | $58,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,304 | $57,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 152 | $55,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 770 | $52,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 405 | $51,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 268 | $51,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 780 | $50,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 515 | $50,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 820 | $50,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 306 | $49,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 660 | $49,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,060 | $49,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,300 | $48,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 1,845 | $48,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 460 | $47,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 840 | $45,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,000 | $45,000 | thousands by filing date | |
| Arsenal Holdings, PLC | 1203142 | COM | 20 | $43,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Charles Schwab Corp | 808513105 | COM | 1,300 | $41,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 750 | $39,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 1,200 | $37,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 935 | $36,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 235 | $35,000 | thousands by filing date | |
| FDX | 31304N107 | com | 200 | $35,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 500 | $34,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 348 | $34,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 800 | $33,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 400 | $32,000 | thousands by filing date | |
| VANGUARD TOTAL INTL STOCK INDEX ADMIRAL | 921909818 | EQUITY FUNDS | 1,273 | $32,000 | thousands by filing date | |
| Bank of New York Co Inc. | 64057102 | COM | 800 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CROWN HLDGS INC COM | 228368106 | Stock | 540 | $31,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 845 | $30,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 340 | $29,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 160 | $29,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COLUMBIA HCA HLTHCARE CP | 197677107 | Equities | 380 | $29,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 670 | $28,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 442 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 190 | $28,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,500 | $28,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 792 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 558 | $27,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 410 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 240 | $27,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 412 | $27,000 | thousands by filing date | |
| Accenture LTD | G11513101 | COM | 225 | $27,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 325 | $26,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 305 | $26,000 | thousands by filing date | |
| BofA Preferred | 60505740 | PFD | 1,000 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 200 | $25,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 400 | $25,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 575 | $25,000 | thousands by filing date | |
| OPPENHEIMER | 68380L407 | MUTUAL FUNDS - | 684 | $25,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 320 | $24,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 450 | $24,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 265 | $24,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $24,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 700 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 695 | $23,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,540 | $22,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,555 | $22,000 | thousands by filing date | |
| Suncor Energy Inc. | 867229106 | COM | 800 | $22,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 405 | $21,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $21,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200 | $20,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 234 | $20,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $20,000 | thousands by filing date | |
| MFS SER TR I | 552983470 | RESH INTL FD I | 1,193 | $20,000 | thousands by filing date | |
| TIAA-CREF Intl Eqty | 87244W102 | COM | 1,871 | $20,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 70 | $19,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 93 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 800 | $19,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 145 | $19,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 150 | $18,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 220 | $18,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 400 | $18,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 219 | $18,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 200 | $17,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 325 | $17,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 200 | $16,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 226 | $16,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,400 | $16,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 400 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 48 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,310 | $13,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 318 | $13,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 284 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 200 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ZENDESK INC | 98936J101 | COM | 376 | $12,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 70 | $11,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 550 | $11,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 105 | $10,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 750 | $10,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 535 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 400 | $10,000 | thousands by filing date | |
| VOYA GLOBAL REAL ESTATE CL I | 92914A885 | Mutual Fund | 493 | $10,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 108 | $9,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 133 | $9,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 188 | $9,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 43 | $9,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 85 | $9,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 200 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 98 | $8,000 | thousands by filing date | |
| BAYER A G SPONSORED ADR | 72730302 | COM | 75 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMERSON ELEC CO COM | 291011104 | Stock | 130 | $7,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 80 | $7,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 89 | $7,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 300 | $7,000 | thousands by filing date | |
| CARNIVAL CORPORATION | 143658102 | COMMON STOCK | 150 | $7,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 50 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 280 | $6,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,278 | $6,000 | thousands by filing date | |
| Tri Continental Corp | 895436202 | PFD | 275 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 224 | $5,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 70 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 70 | $5,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 56 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 280 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 400 | $4,000 | thousands by filing date | |
| BORGWARNER, INC. | 99724106 | COM | 113 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IFS AB | 7790384 | COM | 92 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MOSAIC CO | 61945A107 | COMMON STOCK | 119 | $3,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 70 | $3,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 536 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 2,813 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 160 | $2,000 | thousands by filing date | |
| PURPOSE SILVER BULLION FUND ETF NON CURRENCY | 827467101 | COM | 150 | $2,000 | thousands by filing date | |
| Banco De Sabadell ADR | 59568105 | COM | 1,041 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PHILLIPS 66 COM | 718546104 | Stock | 7 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 64 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 56 | $1,000 | thousands by filing date | |
| LEVEL3 COMMUNICATIONS INC | 52729N100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Genitope Corp | 37229P507 | COM | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Immunosyn Corp | 45253Q101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512611-16-000016 | this filing | 2016-10-27 | acceptance time not in the bulk data set |