13F-HR filed by AFT, FORSYTH & COMPANY, INC.
AFT, FORSYTH & COMPANY, INC. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-26, with 138 holding rows worth $120,584,000.
- Accession
- 0001512073-18-000004
- Filer
- CIK 1512073
- Filed
- 2018-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 138 entries on the cover page, a total value of $120,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,581,000 with VALUE read as thousands by filing date, 13F file number 028-14188. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 2,084 | $4,174,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,025 | $4,069,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13,741 | $3,059,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,655 | $2,994,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,548 | $2,808,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 73,849 | $2,742,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,040 | $2,708,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 30,383 | $2,651,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 74,497 | $2,319,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,364 | $2,072,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,345 | $1,957,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,655 | $1,908,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,800 | $1,877,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 70,016 | $1,774,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 96,615 | $1,757,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 29,875 | $1,681,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,885 | $1,633,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,475 | $1,511,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,503 | $1,486,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,194 | $1,443,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,461 | $1,433,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,679 | $1,427,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,070 | $1,408,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,275 | $1,383,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,875 | $1,364,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 16,095 | $1,313,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,426 | $1,293,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 12,965 | $1,284,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,181 | $1,247,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,580 | $1,216,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,235 | $1,211,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 62,625 | $1,160,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,019 | $1,159,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,384 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,130 | $1,103,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,191 | $1,097,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 892 | $1,077,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,483 | $1,068,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,938 | $1,057,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 530 | $1,052,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,904 | $1,023,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,740 | $1,019,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,840 | $1,003,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,804 | $990,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,805 | $955,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 7,832 | $951,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,566 | $905,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,246 | $878,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 34,561 | $860,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,172 | $839,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 17,555 | $834,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,551 | $819,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 53,900 | $785,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,020 | $783,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,105 | $767,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 42,180 | $757,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,002 | $751,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,870 | $711,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,710 | $698,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,840 | $688,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,065 | $679,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,094 | $667,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,952 | $665,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,690 | $636,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,815 | $634,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 25,520 | $633,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,100 | $631,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,685 | $621,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,061 | $620,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,635 | $616,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,130 | $606,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,615 | $602,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,693 | $594,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 23,500 | $588,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 55,000 | $587,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,383 | $582,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 8,225 | $580,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,825 | $575,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,395 | $565,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,295 | $555,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 449 | $536,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,240 | $532,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,020 | $531,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 30,465 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,239 | $517,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,885 | $513,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,520 | $493,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,292 | $491,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,310 | $489,000 | thousands by filing date | |
| IANTHUS CAP HLDGS INC F | 45074T102 | COM | 82,971 | $488,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 17,710 | $456,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,470 | $455,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,930 | $441,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,933 | $433,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,320 | $431,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,340 | $425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 18,355 | $425,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,929 | $423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,425 | $421,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,825 | $420,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 16,015 | $390,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,671 | $389,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 15,600 | $380,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,165 | $375,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,031 | $369,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,856 | $367,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,350 | $358,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,899 | $354,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,830 | $346,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,111 | $339,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,305 | $336,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,908 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,620 | $329,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,050 | $300,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,929 | $299,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,790 | $299,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,015 | $295,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,843 | $292,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,352 | $284,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,950 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,595 | $274,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,125 | $266,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,000 | $261,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 38,200 | $260,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,864 | $257,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,777 | $254,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,400 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,355 | $235,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,395 | $232,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,015 | $231,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,410 | $230,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,100 | $222,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,440 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,262 | $212,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,790 | $210,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 13,275 | $185,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,670 | $178,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 44,000 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512073-18-000004 | this filing | 2018-10-26 | acceptance time not in the bulk data set |