13F-HR filed by AFT, FORSYTH & COMPANY, INC.
AFT, FORSYTH & COMPANY, INC. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-12, with 297 holding rows worth $69,958,000 by the sum of the rows.
- Accession
- 0001512073-13-000003
- Filer
- CIK 1512073
- Filed
- 2013-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 0 entries on the cover page, a total value of $0 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,958,000 with VALUE read as thousands by filing date, 13F file number 028-14188. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $0, 100% less than the sum of the rows, $69,958,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 26,999 | $2,454,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 76,950 | $2,354,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 58,715 | $2,306,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 19,749 | $2,244,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 85,895 | $1,601,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,541 | $1,584,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 51,730 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,910 | $1,146,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,558 | $1,112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 36,365 | $1,097,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,899 | $1,091,000 | thousands by filing date | |
| CITIGROUP INC | 172967101 | COM | 21,683 | $1,040,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,585 | $1,025,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 57,190 | $1,023,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 13,641 | $999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 18,275 | $984,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,845 | $948,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,527 | $932,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,525 | $830,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,396 | $824,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 8,074 | $818,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,254 | $813,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 32,050 | $793,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,777 | $787,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,914 | $767,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,816 | $757,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 11,927 | $736,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,193 | $708,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 17,625 | $696,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,175 | $686,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,200 | $676,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,667 | $670,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,466 | $666,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,794 | $661,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,830 | $640,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,485 | $609,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,203 | $608,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,405 | $599,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,068 | $588,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,240 | $584,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,896 | $579,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,349 | $574,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,632 | $549,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,530 | $548,000 | thousands by filing date | |
| 38259p508 | COM | 621 | $547,000 | thousands by filing date | ||
| MERCK &COINC | 589331107 | COM | 11,741 | $545,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,575 | $538,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,383 | $535,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,060 | $529,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,340 | $527,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,536 | $503,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,346 | $492,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,275 | $478,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 8,255 | $478,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,800 | $466,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,725 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,100 | $438,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,565 | $427,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,351 | $427,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,597 | $415,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,845 | $414,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,570 | $408,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 5,256 | $391,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,150 | $376,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,574 | $368,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,296 | $364,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 430 | $355,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,215 | $342,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,961 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,016 | $333,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,625 | $321,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,845 | $317,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,480 | $314,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,638 | $292,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,895 | $281,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,750 | $277,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,729 | $269,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,300 | $265,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,705 | $262,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,450 | $258,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,580 | $255,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,912 | $254,000 | thousands by filing date | |
| EI Du Pont de Nemours | 263534104 | ETF | 4,710 | $247,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,300 | $237,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 5,350 | $236,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,800 | $221,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 592 | $216,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,238 | $213,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,100 | $213,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,866 | $202,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,000 | $196,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,975 | $194,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,075 | $187,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,195 | $182,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,093 | $181,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 3,132 | $175,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,975 | $174,000 | thousands by filing date | |
| DE Master Blenders 1753 NV | N2563N109 | COM | 10,830 | $173,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,900 | $169,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 116,500 | $167,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,375 | $162,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,414 | $160,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,800 | $160,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,874 | $157,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,541 | $150,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,216 | $146,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,338 | $143,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,700 | $143,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,525 | $143,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,190 | $142,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,800 | $137,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,880 | $135,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 12,600 | $135,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,037 | $129,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,000 | $128,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,900 | $127,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 447 | $124,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,200 | $119,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 52,155 | $115,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,640 | $114,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,490 | $113,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,819 | $111,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,320 | $110,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,601 | $110,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,525 | $105,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 1,541 | $104,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 4,165 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 945 | $102,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,950 | $96,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,475 | $93,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,450 | $93,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,020 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,253 | $90,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,075 | $86,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 820 | $86,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,500 | $85,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,375 | $83,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,150 | $83,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,075 | $80,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,770 | $80,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,722 | $74,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2,166 | $72,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,200 | $71,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 629 | $70,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,905 | $70,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,447 | $69,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 795 | $67,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 600 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 380 | $66,000 | thousands by filing date | |
| DIRECTV | 25490A101 | COMMON STOCK | 1,000 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,610 | $58,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 700 | $57,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,600 | $56,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 630 | $56,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 4,800 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,705 | $54,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,415 | $54,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 836 | $53,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 850 | $53,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 325 | $52,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,100 | $52,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 554 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 600 | $50,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,025 | $49,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,346 | $49,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,075 | $48,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,060 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 730 | $47,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,675 | $46,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 775 | $45,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,395 | $45,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 866 | $44,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 675 | $44,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 441 | $44,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,225 | $43,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,320 | $43,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,000 | $42,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 350 | $42,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 554 | $40,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 927 | $38,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,699 | $38,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 450 | $36,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $36,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,154 | $35,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 400 | $34,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,000 | $34,000 | thousands by filing date | |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 250,000 | $34,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 249 | $33,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,000 | $33,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 600 | $33,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 650 | $33,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 562 | $32,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 800 | $32,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 631 | $32,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,206 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 600 | $31,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 850 | $29,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 625 | $29,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 700 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,121 | $29,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,000 | $28,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 900 | $28,000 | thousands by filing date | |
| TIME WARNER INC | 887317105 | COMMON STOCK | 466 | $27,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,000 | $27,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 420 | $26,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 515 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 600 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 600 | $26,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 352 | $25,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,333 | $25,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 300 | $25,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 3,500 | $25,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 610 | $24,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 305 | $24,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,400 | $24,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 400 | $23,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 229 | $23,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 470 | $23,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 312 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 500 | $22,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 624 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,125 | $22,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 256 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 200 | $20,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 647 | $20,000 | thousands by filing date | |
| Royal Dutch Shell Plc. | 021811572 | SP_ADR | 315 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 800 | $19,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 156 | $16,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 205 | $16,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 350 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,500 | $15,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 650 | $15,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 205 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 191 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,250 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 350 | $14,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 250 | $13,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 275 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 60 | $13,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 596 | $13,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 200 | $13,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 375 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 140 | $12,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 200 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 200 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 615 | $11,000 | thousands by filing date | |
| AmerisourceBergen Corp | 03079E105 | COM | 190 | $11,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 150 | $10,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 347 | $10,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 150 | $10,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 188 | $10,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 120 | $10,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 295 | $9,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 280 | $9,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 101 | $9,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 700 | $9,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 100 | $8,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $8,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 675 | $8,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 131 | $8,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 225 | $8,000 | thousands by filing date | |
| Bunge Limited | 169621056 | SP_ADR | 110 | $8,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $7,000 | thousands by filing date | |
| Kinder Morgan Energy Partners | 011535631 | COM | 80 | $7,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40 | $6,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 100 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 100 | $6,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 81 | $6,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 209 | $6,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 90 | $6,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 80 | $5,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 26 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 135 | $5,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 66 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 48 | $4,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 315 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 214 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 130 | $3,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 95 | $3,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 69 | $3,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 88 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 90 | $3,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 35 | $2,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 60 | $2,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 75 | $2,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 625 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 15 | $1,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 142 | $1,000 | thousands by filing date | |
| LIQUIDMETAL TECH LQMT | 53634X100 | COM | 15,000 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 300 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 159 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Donlar Corp. | 257791103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512073-13-000003 | this filing | 2013-08-12 | acceptance time not in the bulk data set |