13F-HR/A filed by Kepos Capital LP
Kepos Capital LP filed this 13F-HR/A for the quarter ended 2020-12-31, filed 2021-04-13, with 335 holding rows worth $1,128,495,000.
- Accession
- 0001512020-21-000010
- Filer
- CIK 1512020
- Filed
- 2021-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type new holdings, 335 entries on the cover page, a total value of $1,128,495,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,128,495,000 with VALUE read as thousands by filing date, 13F file number 028-15225. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKepos Partners LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 812,500 | $22,523,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 1,550,000 | $16,632,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L207 | UNIT 99/99/9999 | 1,613,620 | $16,620,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 1,490,000 | $16,420,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,500,000 | $15,435,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 600,000 | $15,294,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 1,270,701 | $13,406,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 1,240,000 | $13,020,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 1,188,201 | $12,892,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 1,168,000 | $12,614,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 1,150,000 | $12,248,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 1,099,999 | $12,122,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 897,000 | $11,975,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 1,150,000 | $11,903,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 1,050,000 | $11,046,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,050,000 | $10,868,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 1,070,000 | $10,647,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 150,000 | $10,245,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 767,175 | $10,219,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 950,000 | $10,203,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 755,000 | $9,981,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 882,000 | $9,499,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 900,000 | $9,360,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 900,000 | $9,315,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 900,000 | $9,288,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 855,694 | $9,190,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 300,000 | $9,135,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 835,600 | $9,058,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 802,800 | $8,831,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 810,000 | $8,805,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 800,000 | $8,624,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 799,300 | $8,169,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 759,260 | $8,086,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 610,000 | $8,009,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 744,644 | $7,819,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 730,000 | $7,709,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 712,478 | $7,702,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 739,900 | $7,702,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 734,000 | $7,670,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 680,000 | $7,589,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 110,425 | $7,448,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 713,000 | $7,337,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 220,000 | $7,256,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 650,000 | $7,248,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895209 | UNIT 99/99/9999 | 275,000 | $7,180,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 425,000 | $7,127,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 650,000 | $7,053,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 517,900 | $6,862,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 642,194 | $6,846,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P114 | UNIT 10/13/2025 | 600,000 | $6,828,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 445,000 | $6,742,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 631,248 | $6,710,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 592,590 | $6,684,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 562,500 | $6,531,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 604,087 | $6,500,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 595,000 | $6,486,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 475,000 | $6,451,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 550,000 | $6,380,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 565,000 | $6,317,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 582,500 | $6,262,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 596,450 | $6,203,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 600,000 | $6,186,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 600,000 | $6,186,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 575,000 | $6,181,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 600,000 | $6,168,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 575,000 | $6,066,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 500,000 | $6,040,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 575,000 | $6,009,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 560,000 | $5,992,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 548,000 | $5,940,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 526,100 | $5,934,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 409,900 | $5,923,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 244,000 | $5,893,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 572,000 | $5,892,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657205 | UNIT 09/30/2025 | 550,000 | $5,775,000 | thousands by filing date | |
| TPG PACE TECH OPPORTUNITIES | G8990Y111 | UNIT 99/99/9999 | 503,000 | $5,714,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 550,000 | $5,665,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 550,000 | $5,660,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 51,200 | $5,639,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $5,462,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 305,683 | $5,386,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 488,000 | $5,148,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 499,700 | $5,142,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 454,600 | $5,073,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 471,242 | $5,047,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,050,000 | $4,998,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 430,000 | $4,971,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,600 | $4,917,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 450,000 | $4,802,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 450,000 | $4,784,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 400,000 | $4,772,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 450,000 | $4,770,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 450,000 | $4,757,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 450,000 | $4,725,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 407,479 | $4,710,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 450,000 | $4,703,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 450,000 | $4,676,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 450,000 | $4,658,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 450,000 | $4,644,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 418,750 | $4,523,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 350,000 | $4,519,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 377,300 | $4,490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 34,469 | $4,482,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 425,000 | $4,452,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 405,000 | $4,410,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 400,000 | $4,408,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 38,728 | $4,393,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 215,000 | $4,360,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 420,000 | $4,355,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 405,000 | $4,354,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 420,000 | $4,326,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 400,000 | $4,304,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 400,002 | $4,300,000 | thousands by filing date | |
| RICE ACQUISITION CORP | 762594208 | UNIT 99/99/9999 | 378,700 | $4,283,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 394,452 | $4,225,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 410,000 | $4,203,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 400,000 | $4,120,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 400,000 | $4,104,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 380,000 | $4,066,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 352,800 | $4,054,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 350,000 | $3,983,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 300,000 | $3,954,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 380,000 | $3,941,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 350,000 | $3,938,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 350,000 | $3,854,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 380,000 | $3,800,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 350,000 | $3,784,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 335,000 | $3,712,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 350,000 | $3,700,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 350,000 | $3,689,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 350,000 | $3,651,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 350,000 | $3,640,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 350,000 | $3,605,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 350,000 | $3,605,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 350,000 | $3,595,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 350,000 | $3,591,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 340,000 | $3,536,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 150,000 | $3,476,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 225,000 | $3,272,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 310,000 | $3,199,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 305,000 | $3,169,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 304,000 | $3,165,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 300,000 | $3,150,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 36,000 | $3,143,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 310,000 | $3,131,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 300,000 | $3,120,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 275,000 | $3,108,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 300,000 | $3,084,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 250,000 | $3,063,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 293,440 | $3,022,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 300,000 | $2,985,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 275,511 | $2,934,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 200,000 | $2,926,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 280,000 | $2,845,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 247,658 | $2,818,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 250,000 | $2,750,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 237,500 | $2,746,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 250,000 | $2,700,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 250,000 | $2,663,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 250,000 | $2,663,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 250,000 | $2,658,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 250,000 | $2,655,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 250,000 | $2,638,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 236,600 | $2,614,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 250,000 | $2,610,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 250,000 | $2,570,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 200,000 | $2,470,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 230,000 | $2,415,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 263,235 | $2,372,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 225,000 | $2,372,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 165,000 | $2,175,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 186,700 | $1,998,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 42,700 | $1,836,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 114,365 | $1,715,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 1,747,500 | $1,660,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 147,700 | $1,652,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 152,500 | $1,620,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 141,183 | $1,612,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 400,000 | $1,600,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 200,000 | $1,598,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 53,690 | $1,583,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 2,591,185 | $1,545,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 375,000 | $1,538,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D109 | UNIT 99/99/9999 | 55,300 | $1,504,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 125,000 | $1,500,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 136,000 | $1,443,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 380,000 | $1,436,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 88,915 | $1,434,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 130,000 | $1,421,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 130,500 | $1,416,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272118 | *W EXP 05/08/202 | 125,000 | $1,414,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 125,000 | $1,396,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 131,100 | $1,377,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 450,000 | $1,296,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 529,355 | $1,244,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 150,000 | $1,241,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 457,265 | $1,221,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 330,000 | $1,219,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 100,000 | $1,140,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 100,100 | $1,084,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 100,000 | $1,060,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 2,543,180 | $1,051,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 100,000 | $1,040,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 100,000 | $1,029,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 75,000 | $1,006,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 1,452,885 | $1,002,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 92,485 | $989,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 185,000 | $979,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 3,590,237 | $969,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 900,000 | $896,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 79,800 | $851,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 200,000 | $832,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 226,250 | $790,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 741,014 | $778,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 54,100 | $772,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 588,650 | $765,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 31,599 | $743,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 65,300 | $739,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 582,240 | $716,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 200,000 | $698,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 60,000 | $678,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 297,120 | $669,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 785,000 | $659,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 66,666 | $645,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 266,633 | $643,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 336,150 | $639,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 22,500 | $614,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 400,000 | $600,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 326,300 | $600,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 55,000 | $597,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 50,000 | $591,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 215,000 | $550,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 400,000 | $544,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,893 | $543,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 50,000 | $538,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO COM | G28302100 | CL A | 40,000 | $531,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 8,180 | $519,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 816,846 | $506,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 250,000 | $490,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 35,000 | $488,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 285,475 | $471,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742201 | UNIT 08/29/2025 | 30,000 | $471,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 33,635 | $467,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 90,000 | $462,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K102 | COLONNADE ACQUISITION -CW25 | 125,000 | $448,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 681,164 | $426,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 30,000 | $420,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 23,172 | $396,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,575 | $395,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 13,500 | $389,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 224,000 | $386,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 18,000 | $375,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 375,000 | $375,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 200,000 | $364,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 31,400 | $347,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 125,000 | $338,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 32,386 | $336,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 1,158,646 | $336,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,238 | $332,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 327,887 | $328,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L124 | UNIT 99/99/9999 | 24,516 | $319,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 14,200 | $316,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 23,410 | $307,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 30,000 | $304,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 50,000 | $300,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 125,000 | $299,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 375,000 | $296,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,412 | $284,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,753 | $280,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 645 | $278,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,257 | $272,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 375 | $265,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,228 | $264,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 25,000 | $264,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 25,000 | $260,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 25,220 | $257,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 25,000 | $253,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 99,166 | $251,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 102,446 | $251,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 5,864 | $239,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 121,000 | $238,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 3,259 | $218,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,108 | $216,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,920 | $212,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 500,000 | $208,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,611 | $205,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,696 | $198,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 991 | $197,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,401 | $192,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,917 | $191,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 100,000 | $185,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,744 | $183,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 250,000 | $183,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 3,754 | $175,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,575 | $173,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,221 | $172,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,092 | $161,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 65,000 | $161,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 152,370 | $161,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 2,656 | $155,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 144,350 | $152,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 3,266 | $147,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,601 | $145,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 55,511 | $143,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 810 | $142,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 200,000 | $138,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 3,400 | $129,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 956 | $123,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 75,000 | $122,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 6,183 | $116,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 125,000 | $114,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,541 | $112,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 57,500 | $112,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 26,666 | $107,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,880 | $104,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,358 | $96,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,985 | $82,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 6,769 | $82,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 18,750 | $78,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 12,500 | $70,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 3,785 | $58,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,363 | $56,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 655 | $55,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 4,900 | $54,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 5,000 | $52,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 22,916 | $50,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 17,500 | $45,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 10,000 | $39,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 3,600 | $37,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 472 | $28,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q870 | COM | 3,703 | $26,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 12,500 | $23,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 13,600 | $23,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 138 | $9,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 700 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512020-21-000004 | superseded | 2021-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001512020-21-000010 | this filing | 2021-04-13 | acceptance time not in the bulk data set |