13F-HR filed by Kepos Capital LP
Kepos Capital LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 272 holding rows worth $940,529,000.
- Accession
- 0001512020-20-000013
- Filer
- CIK 1512020
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 272 entries on the cover page, a total value of $940,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $940,529,000 with VALUE read as thousands by filing date, 13F file number 028-15225. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKepos Partners LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 1,085,000 | $24,619,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 359,932 | $23,072,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 2,220,000 | $22,250,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 1,935,000 | $19,350,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 154,500 | $17,057,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 1,700,000 | $17,000,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 600,000 | $15,150,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 1,455,000 | $15,139,000 | thousands by filing date | |
| Colonnade Acquisition Corp | G2283K128 | COLONNADE ACQUISITION CORP | 1,446,667 | $14,409,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 1,425,000 | $14,279,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 1,300,000 | $13,520,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 1,315,000 | $13,347,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 1,300,000 | $13,065,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 1,193,750 | $12,463,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 1,192,197 | $12,411,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 1,230,090 | $12,252,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 1,156,800 | $11,580,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W208 | UNIT 09/01/2025 | 1,066,858 | $11,170,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 1,070,000 | $11,053,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 70,000 | $11,019,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 825,000 | $10,280,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 938,652 | $9,715,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 921,664 | $9,180,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 109,400 | $9,179,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 820,000 | $8,823,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 850,000 | $8,815,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 875,000 | $8,759,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 810,000 | $8,748,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 830,000 | $8,549,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 820,000 | $8,495,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 815,600 | $8,482,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155125 | UNIT 99/99/9999 | 805,000 | $8,469,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 811,683 | $8,368,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITION UNIT EX 073025 | 26873Y203 | Stock | 830,000 | $8,366,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 730,000 | $8,337,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 820,000 | $8,216,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 805,000 | $8,211,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 800,000 | $8,160,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 818,748 | $8,138,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 823,000 | $8,090,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP | 53625R203 | CMN | 810,000 | $8,068,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 755,000 | $7,965,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 762,000 | $7,696,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 750,000 | $7,620,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 300,000 | $7,608,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 750,000 | $7,605,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D112 | UNIT 99/99/9999 | 730,000 | $7,483,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F200 | UNIT 99/99/9999 | 750,000 | $7,463,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 712,500 | $7,211,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 660,000 | $6,772,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 643,731 | $6,598,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 650,000 | $6,490,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 545,000 | $6,404,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 573,398 | $5,849,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 565,000 | $5,763,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 300,000 | $5,697,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 460,000 | $5,594,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 500,000 | $5,440,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 505,748 | $5,285,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 525,000 | $5,224,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 516,600 | $5,176,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 500,000 | $5,145,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 500,000 | $5,090,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 500,000 | $5,080,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 500,000 | $5,030,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 300,000 | $5,025,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 500,000 | $5,020,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $5,019,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E126 | UNIT 09/22/2025 | 500,000 | $5,000,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821304 | UNIT 09/04/2025 | 480,000 | $4,971,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 490,600 | $4,940,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 485,000 | $4,928,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 440,210 | $4,900,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 480,000 | $4,891,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 475,000 | $4,840,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 446,169 | $4,819,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 430,000 | $4,790,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 476,200 | $4,786,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 450,227 | $4,772,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 450,000 | $4,725,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 480,000 | $4,718,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 478,700 | $4,701,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42,000 | $4,616,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 34,100 | $4,594,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 450,000 | $4,492,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q108 | COM | 455,000 | $4,464,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 417,660 | $4,402,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 418,750 | $4,347,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 407,479 | $4,307,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 425,000 | $4,220,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 425,000 | $4,216,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 394,452 | $4,126,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 400,000 | $3,996,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 230,000 | $3,836,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 365,000 | $3,679,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 355,000 | $3,674,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 365,000 | $3,661,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 365,000 | $3,650,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 359,637 | $3,589,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 349,800 | $3,526,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 58,800 | $3,492,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 300,000 | $3,447,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 325,000 | $3,348,000 | thousands by filing date | |
| HPX CORP | G32219118 | UNIT 99/99/9999 | 327,500 | $3,341,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 327,500 | $3,304,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 327,500 | $3,301,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 327,500 | $3,272,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 317,143 | $3,267,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 330,000 | $3,247,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 27,795 | $3,244,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 300,000 | $3,189,000 | thousands by filing date | |
| ONE UNIT | G7000X113 | Stock | 288,544 | $3,145,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 305,000 | $3,145,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 310,000 | $3,137,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 300,000 | $3,054,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 263,000 | $3,032,000 | thousands by filing date | |
| NEWHOLD INVESTMENT CORP | 651448201 | UNIT 03/10/2025 | 300,000 | $3,018,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 20,000 | $3,010,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 300,000 | $3,006,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 300,000 | $3,000,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 293,981 | $2,931,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 230,000 | $2,703,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 250,000 | $2,513,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 240,000 | $2,424,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 200,000 | $2,362,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 1,179,355 | $2,123,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 1,987,400 | $1,809,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 2,330,000 | $1,748,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 150,611 | $1,624,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 160,000 | $1,603,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 120,000 | $1,531,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 2,788,083 | $1,492,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 44,500 | $1,485,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 200,000 | $1,410,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 20,000 | $1,370,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 700,000 | $1,260,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 1,036,100 | $1,254,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 4,000,000 | $1,240,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 1,510,500 | $1,231,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 118,586 | $1,191,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 647,120 | $1,165,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,187,200 | $1,163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 42,700 | $1,158,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 591,920 | $1,149,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 38,220 | $1,145,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 962,836 | $1,110,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 626,300 | $1,083,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 606,250 | $996,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 50,000 | $973,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 400,000 | $960,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 767,446 | $940,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,800,356 | $914,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 776,150 | $904,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073111 | *W EXP 07/01/202 | 200,000 | $900,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 680,000 | $891,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 630,000 | $851,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 2,543,180 | $839,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 962,500 | $828,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 387,233 | $821,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 111,111 | $797,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 430,000 | $770,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 1,166,517 | $723,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 450,000 | $720,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 450,000 | $693,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 62,900 | $643,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 1,031,957 | $629,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D115 | *W EXP 05/18/202 | 962,235 | $616,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 630,401 | $611,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 2,533,300 | $595,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 225,000 | $590,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y200 | UNIT 07/09/2027 | 55,000 | $561,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 576,200 | $553,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 400,000 | $540,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 200,000 | $534,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 265,000 | $530,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 802,665 | $522,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 516,802 | $512,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 224,166 | $507,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 525,000 | $504,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 90,000 | $495,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 411,500 | $486,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 221,000 | $483,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 1,219,714 | $455,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 205,000 | $441,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 402,500 | $439,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 272,916 | $439,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 150,000 | $416,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 823,900 | $412,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 600,000 | $399,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 101,666 | $392,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 128,555 | $376,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 35,000 | $375,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 50,000 | $372,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 218,750 | $363,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 575,613 | $357,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 353,758 | $347,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 495,000 | $337,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 15,000 | $333,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 32,188 | $330,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y111 | *W EXP 02/26/202 | 100,000 | $326,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 300,000 | $324,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,492,659 | $299,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 100,000 | $279,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,886 | $273,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 25,220 | $250,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 140,000 | $238,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 250,000 | $238,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 500,000 | $235,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,607 | $218,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,827 | $208,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 400,000 | $200,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 500,000 | $192,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,891 | $186,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 83,928 | $180,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 200,000 | $170,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,610 | $163,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 150,000 | $163,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,915 | $161,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 95,000 | $161,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 400 | $158,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 782 | $156,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 339,669 | $153,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 200,000 | $150,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 40,000 | $148,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,706 | $145,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 400,000 | $139,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,837 | $138,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,810 | $135,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 306 | $131,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,108 | $131,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 181,850 | $131,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,606 | $129,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,852 | $128,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,443 | $128,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 10,000 | $123,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 111,111 | $122,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,020 | $118,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 632 | $115,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 177,500 | $109,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,178 | $106,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,582 | $105,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 125,000 | $105,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 1,721 | $101,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,594 | $94,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 67,000 | $94,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 3,029 | $92,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 49,010 | $87,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 60,853 | $86,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 6,250 | $75,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 577 | $72,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T125 | *W EXP 99/99/999 | 12,500 | $69,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 1,318 | $67,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 753 | $67,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 666 | $64,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 50,000 | $63,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 909 | $56,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 968 | $53,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 954 | $51,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 15,000 | $47,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,130 | $46,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 27,300 | $41,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 781 | $40,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 447 | $32,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,777 | $32,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 111,111 | $32,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 3,000 | $32,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 9,000 | $30,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 12,500 | $28,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 747 | $26,000 | thousands by filing date | |
| Kubient Inc | 50116V115 | KUBIENT INC-CW25 | 12,500 | $8,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 600 | $6,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512020-20-000013 | this filing | 2020-11-13 | acceptance time not in the bulk data set |