13F-HR filed by Kepos Capital LP
Kepos Capital LP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 314 holding rows worth $1,014,272,000.
- Accession
- 0001512020-19-000012
- Filer
- CIK 1512020
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 317 entries on the cover page, a total value of $1,014,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,014,272,000 with VALUE read as thousands by filing date, 13F file number 028-15225. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKepos Partners LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MBS ETF | 464288588 | SHS | 794,200 | $86,012,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 626,100 | $79,815,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,251,872 | $74,111,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 537,300 | $50,103,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 547,700 | $47,743,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 720,565 | $44,257,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 400,000 | $41,868,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 442,830 | $35,661,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 501,700 | $32,480,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 183,200 | $19,390,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 210,373 | $18,961,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,525,000 | $15,555,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 1,501,208 | $15,200,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 103,500 | $14,130,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,485,000 | $13,571,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 1,305,000 | $13,481,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 1,125,000 | $11,745,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,160,000 | $11,368,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 1,010,000 | $10,282,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 879,437 | $8,794,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 856,998 | $8,484,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 348,545 | $8,111,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 800,000 | $8,008,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 346,900 | $7,913,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 750,000 | $7,564,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 750,000 | $7,515,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 754,998 | $7,395,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 735,000 | $7,387,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 716,667 | $7,303,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 680,000 | $6,861,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 650,000 | $6,617,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 650,000 | $6,559,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 640,000 | $6,515,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 400,000 | $6,368,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 30,000 | $6,340,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 35,258 | $6,008,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 500,000 | $5,230,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 520,100 | $5,133,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 119,100 | $5,088,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 484,800 | $4,940,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 489,999 | $4,839,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 475,000 | $4,786,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 4,293,656 | $4,508,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 285,000 | $4,440,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 300,000 | $4,392,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 416,667 | $4,119,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 3,211,178 | $4,078,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 396,290 | $4,074,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 381,067 | $3,872,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 132,500 | $3,862,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 95,000 | $3,595,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 360,000 | $3,539,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 325,000 | $3,478,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 332,500 | $3,335,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 333,333 | $3,287,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 108,712 | $3,044,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 300,000 | $2,981,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 300,000 | $2,970,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 271,356 | $2,901,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 513,691 | $2,687,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 30,000 | $2,584,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 253,089 | $2,559,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,000 | $2,173,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 47,172 | $2,056,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 25,000 | $1,969,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 65,000 | $1,960,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 150,000 | $1,571,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 156,250 | $1,554,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 950,000 | $1,425,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 140,000 | $1,410,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 100,000 | $1,333,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 216,602 | $1,295,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 124,998 | $1,277,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 705,886 | $1,239,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 21,779 | $1,213,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 33,870 | $1,212,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 1,580,000 | $1,201,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 58,027 | $1,194,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 45,907 | $1,184,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 48,761 | $1,180,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 29,169 | $1,165,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 126,984 | $1,163,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 72,376 | $1,149,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,477 | $1,139,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 14,123 | $1,131,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 42,752 | $1,123,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 110,000 | $1,120,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 3,679 | $1,117,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 16,443 | $1,115,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,000 | $1,097,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 38,848 | $1,095,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 103,359 | $1,089,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 61,318 | $1,084,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 285 | $1,059,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 33,595 | $1,040,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,542 | $1,032,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 17,313 | $1,022,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 76,336 | $1,019,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,423 | $1,018,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 4,222 | $1,018,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,567 | $1,018,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 52,151 | $1,018,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 58,849 | $1,017,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,178 | $1,017,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 22,457 | $1,015,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,504 | $1,012,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,237 | $1,010,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,038 | $1,010,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 24,808 | $1,009,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,898 | $1,008,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7,253 | $1,008,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 26,851 | $1,006,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,129 | $1,004,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,948 | $1,004,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22,946 | $1,003,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,626 | $1,001,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 23,463 | $1,001,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,081 | $1,001,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 10,933 | $1,000,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,155 | $998,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 11,008 | $995,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 50,176 | $992,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,112 | $990,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,552 | $989,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,414 | $989,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,721 | $978,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 154,417 | $977,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 22,277 | $964,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,912 | $952,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,137 | $944,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 1,226,350 | $932,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,623 | $923,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 19,743 | $922,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 30,787 | $908,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 15,222 | $898,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 24,743 | $891,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 18,699 | $884,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 7,747 | $883,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 2,499,372 | $875,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 18,870 | $827,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 13,698 | $826,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 1,400,000 | $826,000 | thousands by filing date | |
| Gty Govtech Inc-a | 362409112 | Warrant / Rights | 1,350,000 | $824,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 2,125,000 | $808,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,301 | $798,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 13,164 | $791,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 40,454 | $765,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 108,000 | $760,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 575,011 | $753,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 28,264 | $752,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,910 | $736,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 166,365 | $732,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 5,420 | $731,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 9,151 | $730,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 35,325 | $730,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 1,121,968 | $729,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,015 | $726,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,149,700 | $719,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 142,620 | $712,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 15,888 | $699,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,123 | $692,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,866 | $679,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 31,353 | $663,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 22,766 | $659,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 433,333 | $650,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 60,000 | $639,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 60,000 | $639,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 70,079 | $637,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 60,000 | $636,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,865 | $635,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 60,000 | $635,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 60,000 | $633,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,113 | $629,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 2,075,881 | $623,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 19,511 | $615,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,259 | $613,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 60,000 | $612,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 1,755,499 | $610,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 13,326 | $601,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 18,286 | $601,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 750,000 | $585,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,788 | $581,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 495,238 | $570,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 9,944 | $563,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 315,485 | $544,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11,744 | $538,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 1,877,540 | $527,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 18,674 | $525,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 1,020,000 | $525,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 579,950 | $516,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 13,855 | $512,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 662,179 | $510,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 354,610 | $504,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 2,159,000 | $497,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 55,000 | $492,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 47,502 | $491,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 18,419 | $490,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 192,563 | $481,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 475,000 | $475,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,056 | $474,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,798 | $474,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 45,000 | $461,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 3,556 | $453,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 19,241 | $445,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 1,850,000 | $444,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 1,075,600 | $441,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,332 | $439,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 38,593 | $436,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 22,305 | $435,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 77,525 | $434,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 24,825 | $432,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 285,666 | $428,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 10,695 | $424,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 712,750 | $421,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 349,241 | $419,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 899,800 | $414,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 1,289,000 | $412,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,980 | $409,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 6,113 | $408,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 16,942 | $407,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 8,532 | $407,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,141 | $406,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,952 | $404,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 123,059 | $395,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 90,119 | $394,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,805 | $393,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,911 | $382,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 16,737 | $378,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 21,458 | $372,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,650 | $371,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 250,000 | $369,000 | thousands by filing date | |
| ALLIED ESPORTS ENTMT INC WT EXP 080924 | 019170117 | Exchange-Traded Equity Securities | 1,719,832 | $361,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 555,556 | $361,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 79,771 | $360,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,296 | $345,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,914,300 | $345,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 30,000 | $339,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 14,597 | $336,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 20,770 | $330,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 30,000 | $320,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 250,000 | $319,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 36,600 | $310,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 30,000 | $309,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 765,100 | $306,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,094 | $301,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 1,000,000 | $300,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 521,442 | $300,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,597 | $297,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 28,850 | $294,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,241 | $292,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 10,987 | $290,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 18,470 | $288,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 22,398 | $287,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,945 | $279,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 17,183 | $269,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 25,000 | $267,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 2,920,000 | $263,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 22,500 | $259,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,300 | $258,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 32,484 | $252,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,652 | $252,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,573 | $239,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,258 | $236,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,127 | $234,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 684,878 | $233,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 22,500 | $230,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 161,600 | $226,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 829 | $212,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 125,000 | $206,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 260,050 | $205,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 251,666 | $198,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 9,984 | $194,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 1,573,600 | $189,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,797 | $184,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 101,321 | $182,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 66,738 | $178,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,931 | $175,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 33,301 | $175,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,537 | $173,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 69,174 | $172,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 200,000 | $172,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 196,666 | $167,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,433 | $158,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 15,000 | $158,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,181 | $142,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,400 | $142,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 21,474 | $139,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,641 | $138,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 12,400 | $128,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 138,889 | $126,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 150,000 | $125,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 421,799 | $124,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 522,721 | $123,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 6,442 | $120,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,914 | $120,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 3,587 | $118,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 332,500 | $116,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 128,229 | $109,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 180,000 | $105,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 256,000 | $100,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 70,000 | $85,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 7,500 | $80,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 100,000 | $75,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 111,111 | $73,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 4,258 | $66,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 67,500 | $54,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 5,000 | $52,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 78,125 | $38,000 | thousands by filing date | |
| Kaixin Auto Holdings | G5223X134 | CM SEVEN STAR ACQUISITI-CW18 | 621,748 | $29,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 205,980 | $20,000 | thousands by filing date | |
| SCHULMAN A INC CVR | 808CVR104 | COM | 10,000 | $20,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 7,443 | $5,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001512020-19-000012 | this filing | 2019-11-13 | acceptance time not in the bulk data set |