13F-HR filed by Spot Trading L.L.C
Spot Trading L.L.C filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 2,716 holding rows worth $4,262,848,000.
- Accession
- 0001511566-17-000003
- Filer
- CIK 1511566
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,716 entries on the cover page, a total value of $4,262,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,262,848,000 with VALUE read as thousands by filing date, 13F file number 028-14090. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSpot Holdings L.P.028-14095
- included managerSpot GP L.L.C.028-14094
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,600 | $27,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 1,400 | $27,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,242 | $27,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,200 | $27,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,979 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 3,500 | $27,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 400 | $26,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 2,095 | $26,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,100 | $26,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 12,000 | $26,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 1,500 | $25,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 8,872 | $25,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,543 | $25,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 2,642 | $25,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 13,100 | $25,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 700 | $24,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 319 | $24,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,900 | $24,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 500 | $24,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 400 | $24,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 2,500 | $24,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,700 | $24,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 15,737 | $24,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,100 | $24,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $23,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,434 | $23,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,325 | $23,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,900 | $23,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 648 | $23,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 500 | $23,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,000 | $23,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 1,459 | $23,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,700 | $23,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,236 | $23,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 9,032 | $23,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 7,015 | $23,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 500 | $22,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,001 | $22,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,414 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 264 | $22,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 397 | $22,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,900 | $22,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 34,376 | $22,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 35,000 | $22,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 200 | $22,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,400 | $22,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 6,900 | $22,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 229 | $21,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,262 | $21,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,300 | $21,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 300 | $21,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,500 | $21,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 2,800 | $21,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 500 | $21,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $21,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 5,153 | $21,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 800 | $21,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 3,800 | $20,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 5,100 | $20,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 20,000 | $20,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 2,100 | $20,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,700 | $19,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 700 | $19,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 487 | $19,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 700 | $19,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,368 | $19,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 900 | $19,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 400 | $18,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 200 | $18,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 1,000 | $18,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 500 | $18,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 267 | $18,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 700 | $18,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 11,100 | $18,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 300 | $17,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 700 | $17,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 1,900 | $17,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 100 | $16,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 500 | $16,000 | thousands by filing date | call |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 251 | $16,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 9,200 | $16,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $15,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 434 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,000 | $15,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 600 | $15,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 600 | $15,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 800 | $15,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,000 | $15,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 2,000 | $15,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,000 | $14,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 400 | $14,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 4,800 | $14,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 100 | $14,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $14,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 6,500 | $14,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,400 | $14,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,000 | $14,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 300 | $14,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 268 | $13,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 243 | $13,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,200 | $13,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,736 | $13,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 500 | $13,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 4,031 | $13,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,958 | $13,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,000 | $13,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 341 | $13,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 8,343 | $13,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,800 | $13,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 200 | $13,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 908 | $13,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 300 | $13,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 100 | $12,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 70 | $12,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 300 | $12,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 100 | $12,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,700 | $12,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 500 | $12,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 200 | $12,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 178 | $12,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 185 | $12,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,800 | $12,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 400 | $12,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 224 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 550 | $12,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 2,000 | $12,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 300 | $12,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 200 | $11,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 400 | $11,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 300 | $11,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 300 | $11,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 5,500 | $11,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 400 | $11,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 101 | $11,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 906 | $10,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 900 | $10,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,300 | $10,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,800 | $10,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,300 | $10,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,000 | $10,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $9,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 600 | $9,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 200 | $9,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 100 | $9,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,600 | $9,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,503 | $9,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 500 | $9,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 500 | $9,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100 | $8,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 100 | $8,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 100 | $8,000 | thousands by filing date | put |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 200 | $8,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $8,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 200 | $8,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 496 | $8,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 772 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,400 | $7,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $7,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 400 | $7,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 234 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 300 | $7,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 500 | $7,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,439 | $7,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,837 | $7,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,000 | $7,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 100 | $6,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 100 | $6,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 600 | $6,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $6,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 100 | $6,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,000 | $6,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 126 | $5,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 400 | $5,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 200 | $5,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 1,000 | $5,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 2,504 | $5,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 91 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 291 | $5,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100 | $5,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 200 | $5,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 100 | $4,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 100 | $4,000 | thousands by filing date | put |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $4,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 100 | $4,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $4,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 100 | $4,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 66 | $4,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 700 | $4,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 800 | $4,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 110 | $3,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200 | $3,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 385 | $3,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 300 | $3,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 48 | $3,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 100 | $2,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 100 | $2,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 100 | $2,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 494 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 275 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $2,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 100 | $2,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 988 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 100 | $1,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 133 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001511566-17-000003 | this filing | 2017-02-07 | acceptance time not in the bulk data set |