13F-HR filed by Spot Trading L.L.C
Spot Trading L.L.C filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 4,292 holding rows worth $20,152,453,000.
- Accession
- 0001511566-14-000007
- Filer
- CIK 1511566
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,292 entries on the cover page, a total value of $20,152,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,152,453,000 with VALUE read as thousands by filing date, 13F file number 028-14090. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSpot Holdings L.P.028-14095
- included managerSpot GP L.L.C.028-14094
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 7,100 | $105,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 8,000 | $104,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10,500 | $104,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 10,000 | $103,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,000 | $103,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 14,800 | $103,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 8,600 | $103,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,519 | $103,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,000 | $102,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,500 | $102,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 25,000 | $102,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 7,600 | $102,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 18,700 | $102,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,152 | $101,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 800 | $101,000 | thousands by filing date | call |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 500 | $100,000 | thousands by filing date | call |
| AMERISAFE INC | 03071H100 | COM | 2,563 | $100,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,900 | $100,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 3,500 | $100,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,660 | $99,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,000 | $99,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 5,300 | $99,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 4,000 | $98,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 5,900 | $98,000 | thousands by filing date | put |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 7,468 | $98,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 14,215 | $98,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 5,200 | $97,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 26,100 | $97,000 | thousands by filing date | put |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 3,500 | $97,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 3,800 | $96,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,149 | $96,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,103 | $96,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 7,800 | $96,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 12,700 | $95,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 3,500 | $94,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,600 | $94,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 7,645 | $94,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 2,000 | $94,000 | thousands by filing date | put |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,100 | $93,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 600 | $93,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,694 | $93,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,800 | $93,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 5,500 | $93,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,542 | $93,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 46,306 | $93,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 5,600 | $93,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 30,476 | $93,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,354 | $93,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,127 | $92,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 4,187 | $92,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 11,127 | $92,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 8,300 | $91,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 1,241 | $91,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,954 | $91,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,000 | $91,000 | thousands by filing date | call |
| Crestwood Equity Partners | 226344109 | COM | 8,600 | $91,000 | thousands by filing date | call |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,900 | $90,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,061 | $90,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 148,661 | $90,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,151 | $89,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 4,035 | $89,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,220 | $89,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 40,400 | $89,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,100 | $89,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 3,900 | $89,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 28,500 | $89,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,200 | $88,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 6,480 | $88,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,600 | $88,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 8,000 | $88,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,700 | $88,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 1,000 | $87,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,500 | $87,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 41,400 | $87,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,100 | $86,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 6,400 | $86,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 4,500 | $86,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,600 | $86,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 20,100 | $86,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 2,051 | $86,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 8,000 | $86,000 | thousands by filing date | call |
| THORATEC CORP | 885175307 | COM | 3,200 | $86,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 23,300 | $86,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 712 | $85,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,100 | $85,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,945 | $85,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,655 | $85,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 10,000 | $85,000 | thousands by filing date | put |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 6,314 | $85,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,518 | $84,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,000 | $84,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 5,428 | $84,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 3,400 | $84,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 2,700 | $83,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 2,519 | $83,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 5,400 | $83,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 16,200 | $83,000 | thousands by filing date | put |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 4,875 | $83,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,400 | $82,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,488 | $82,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 4,508 | $82,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $82,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,625 | $81,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 7,694 | $81,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,192 | $81,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,422 | $81,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 3,862 | $81,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 13,400 | $81,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 900 | $80,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,214 | $80,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,500 | $80,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,500 | $79,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,144 | $79,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,000 | $79,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 11,500 | $79,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 2,263 | $79,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,400 | $78,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 14,262 | $78,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,300 | $78,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,500 | $77,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,352 | $77,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,900 | $77,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,100 | $77,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 2,900 | $77,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,600 | $77,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 2,100 | $76,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 1,500 | $76,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,100 | $76,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 47,766 | $76,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 27,454 | $76,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,445 | $76,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,000 | $75,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 500 | $75,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,379 | $75,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 600 | $74,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,113 | $74,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 6,400 | $74,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,288 | $73,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,800 | $73,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,260 | $73,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,500 | $73,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,300 | $73,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 34,400 | $73,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 4,660 | $73,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 66,200 | $72,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,919 | $71,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,500 | $71,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 13,641 | $71,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 30,000 | $71,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 11,600 | $71,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 16,300 | $71,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,000 | $70,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 2,009 | $69,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,100 | $69,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,544 | $69,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,200 | $69,000 | thousands by filing date | put |
| CORECIVIC INC | 22025Y407 | COM | 2,015 | $69,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 10,000 | $69,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 1,900 | $68,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,695 | $68,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,300 | $68,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 3,000 | $68,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,200 | $68,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,200 | $67,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 13,300 | $67,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 1,700 | $67,000 | thousands by filing date | call |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,946 | $67,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 500 | $67,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 1,277 | $67,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,500 | $67,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 7,359 | $67,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 10,000 | $67,000 | thousands by filing date | put |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 10,000 | $67,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,000 | $66,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 16,500 | $66,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,600 | $66,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,108 | $66,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 14,476 | $66,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,500 | $66,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,000 | $66,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 519 | $66,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 5,000 | $65,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,800 | $65,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,000 | $65,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 400 | $64,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,639 | $64,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 7,000 | $64,000 | thousands by filing date | put |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 213,304 | $64,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 16,900 | $64,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 15,913 | $63,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,418 | $63,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $63,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 17,100 | $63,000 | thousands by filing date | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 9,288 | $63,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,600 | $63,000 | thousands by filing date | put |
| ROCKWOOD HLDGS INC | 774415103 | COM | 826 | $63,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 4,671 | $63,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 952 | $62,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,200 | $62,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 4,600 | $62,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 7,500 | $62,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 6,294 | $62,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 1,900 | $62,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 500 | $61,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 1,493 | $61,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 27,800 | $61,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,400 | $61,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,400 | $61,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,990 | $60,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 900 | $60,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 4,500 | $60,000 | thousands by filing date | call |
| CIMATRON LTD | M23798107 | ORD | 10,000 | $60,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X108 | CL C | 1,285 | $60,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,202 | $59,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,904 | $59,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,300 | $59,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 1,300 | $59,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,700 | $59,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,000 | $59,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,400 | $58,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $58,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,300 | $58,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 36,300 | $58,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 1,161 | $58,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 5,300 | $58,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 9,646 | $58,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 19,639 | $58,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,400 | $57,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 1,100 | $57,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 18,446 | $57,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,222 | $56,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,909 | $56,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,000 | $56,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,324 | $56,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 19,944 | $56,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 20,000 | $56,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 1,300 | $55,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8,438 | $55,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 2,800 | $55,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044108 | COM | 19,700 | $55,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 700 | $54,000 | thousands by filing date | call |
| LOEWS CORP COM | 540424108 | Stock | 1,300 | $54,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 1,000 | $54,000 | thousands by filing date | put |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 4,100 | $54,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 10,800 | $54,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 1,000 | $54,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1,796 | $54,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 11,000 | $54,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,300 | $54,000 | thousands by filing date | call |
| OXIGENE INC | 691828404 | COM PAR$.001 | 25,000 | $54,000 | thousands by filing date | call |
| COLUMBIA LABS INC | 197779200 | COM NEW | 9,100 | $54,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,610 | $53,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,200 | $53,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 6,300 | $53,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 6,600 | $53,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 2,500 | $53,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 24,600 | $53,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,000 | $52,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 600 | $52,000 | thousands by filing date | call |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 14,169 | $52,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,000 | $52,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 2,300 | $52,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 674 | $52,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 30,272 | $52,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,000 | $51,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,708 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,600 | $51,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,309 | $51,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,400 | $51,000 | thousands by filing date | put |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 8,200 | $51,000 | thousands by filing date | put |
| ENGLOBAL CORP | 293306106 | COM | 23,787 | $51,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,200 | $50,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,081 | $50,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,500 | $50,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 5,500 | $50,000 | thousands by filing date | call |
| UROPLASTY INC | 917277204 | COM NEW | 20,000 | $50,000 | thousands by filing date | put |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 7,840 | $50,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,300 | $49,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 2,579 | $49,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 23,600 | $49,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 5,300 | $49,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 1,700 | $49,000 | thousands by filing date | call |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 165,400 | $49,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 1,448 | $48,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,013 | $48,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,400 | $48,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,500 | $48,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 800 | $48,000 | thousands by filing date | put |
| MEETME INC | 585141104 | COM | 24,400 | $48,000 | thousands by filing date | put |
| NEW YORK REIT INC | 64976L109 | COM | 4,664 | $48,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,200 | $47,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,858 | $47,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 5,500 | $47,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 9,000 | $47,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 900 | $47,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 1,045 | $47,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 13,600 | $47,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 15,800 | $47,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 1,300 | $46,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 13,700 | $46,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,000 | $46,000 | thousands by filing date | call |
| ROCKWOOD HLDGS INC | 774415103 | COM | 600 | $46,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 2,842 | $46,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,852 | $46,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 38,600 | $46,000 | thousands by filing date | call |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 15,555 | $46,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 900 | $45,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 1,308 | $45,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,000 | $45,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 2,000 | $45,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 1,820 | $45,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 3,500 | $45,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3,287 | $44,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 10,000 | $44,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 3,000 | $43,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 1,500 | $43,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 600 | $42,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 1,000 | $42,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 900 | $42,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,300 | $42,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 317 | $42,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 5,200 | $41,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 2,577 | $41,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 5,500 | $41,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 1,000 | $41,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,200 | $41,000 | thousands by filing date | call |
| MEETME INC | 585141104 | COM | 20,755 | $41,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 10,000 | $41,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 20,000 | $40,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 1,300 | $40,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 400 | $40,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 10,000 | $40,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,800 | $40,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 28,589 | $40,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,903 | $40,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,300 | $40,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 41,800 | $40,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 600 | $39,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 1,060 | $39,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,772 | $39,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,500 | $39,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 38,924 | $39,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 4,700 | $39,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 503 | $39,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 4,700 | $39,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,771 | $39,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,800 | $39,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 3,000 | $39,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 400 | $38,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 1,500 | $38,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 910 | $38,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 6,000 | $38,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 300 | $37,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 456 | $37,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 600 | $36,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,016 | $36,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 15,000 | $36,000 | thousands by filing date | call |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 3,284 | $36,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 313 | $35,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 600 | $35,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 24,600 | $35,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 4,300 | $35,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,671 | $34,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,400 | $34,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 2,057 | $34,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,200 | $34,000 | thousands by filing date | call |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 16,148 | $34,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,700 | $34,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 12,704 | $34,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,500 | $34,000 | thousands by filing date | call |
| COLUMBIA LABS INC | 197779200 | COM NEW | 5,692 | $34,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,180 | $33,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,100 | $33,000 | thousands by filing date | put |
| ASANKO GOLD INC | 04341Y105 | COM | 15,637 | $33,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 18,000 | $33,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 2,900 | $32,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,000 | $32,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 628 | $31,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,000 | $31,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 6,100 | $31,000 | thousands by filing date | put |
| MESABI TR | 590672101 | CTF BEN INT | 1,600 | $31,000 | thousands by filing date | put |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 1,600 | $31,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,874 | $31,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,297 | $30,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $30,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,207 | $30,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 19,100 | $30,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 30,800 | $30,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 30,800 | $30,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 539 | $30,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 3,721 | $30,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 1,000 | $30,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,324 | $30,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 32,800 | $30,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,600 | $29,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,148 | $29,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,203 | $29,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 9,600 | $29,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 3,509 | $29,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 1,300 | $29,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 600 | $29,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 15,576 | $29,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 347 | $28,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 500 | $28,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 7,003 | $28,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,000 | $28,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 700 | $28,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,662 | $28,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 2,500 | $28,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 415 | $27,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,000 | $27,000 | thousands by filing date | put |
| Chubb Corporation | 171232101 | Equity | 300 | $27,000 | thousands by filing date | call |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 900 | $27,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 237 | $26,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,371 | $26,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 7,785 | $26,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 300 | $26,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 28,080 | $26,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 1,200 | $25,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $25,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 631 | $25,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 600 | $25,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,368 | $25,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 800 | $25,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 3,939 | $25,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,000 | $25,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 3,083 | $25,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,500 | $25,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 578 | $24,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,800 | $24,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 157 | $24,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 543 | $24,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,651 | $24,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,124 | $24,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 612 | $24,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 100 | $24,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 560 | $24,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 5,640 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,196 | $24,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,100 | $24,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 926 | $23,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 10,600 | $23,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 9,838 | $23,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,448 | $22,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,700 | $22,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 121 | $22,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 6,600 | $22,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 1,000 | $22,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 17,655 | $22,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 200 | $21,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 300 | $21,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 313 | $21,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,241 | $21,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 9,100 | $21,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 7,000 | $21,000 | thousands by filing date | put |
| UROPLASTY INC | 917277204 | COM NEW | 8,216 | $21,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 10,800 | $21,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 100 | $20,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 376 | $20,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,000 | $20,000 | thousands by filing date | put |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 3,600 | $20,000 | thousands by filing date | call |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 22,585 | $20,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $19,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 254 | $19,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,000 | $19,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,200 | $19,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 300 | $19,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 859 | $19,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,200 | $19,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 800 | $19,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 20,000 | $19,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 300 | $18,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,014 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 489 | $18,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 195 | $18,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 500 | $18,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 13,000 | $18,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 500 | $17,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 538 | $17,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 400 | $17,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 300 | $17,000 | thousands by filing date | call |
| MDU RES GROUP INC | 552690109 | COM | 604 | $17,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 500 | $17,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 400 | $17,000 | thousands by filing date | call |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,000 | $17,000 | thousands by filing date | put |
| DRAGONWAVE INC | 26144M103 | COM | 14,100 | $17,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 500 | $17,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 240 | $16,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 410 | $16,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 165 | $16,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 237 | $16,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 547 | $16,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 366 | $16,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,600 | $16,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 10,800 | $16,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L105 | COM | 14,000 | $16,000 | thousands by filing date | call |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 900 | $16,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 16,860 | $16,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 742 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001511566-14-000007 | this filing | 2014-11-13 | acceptance time not in the bulk data set |