13F-HR filed by Spot Trading L.L.C
Spot Trading L.L.C filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-03, with 3,938 holding rows worth $18,648,023,000.
- Accession
- 0001511566-14-000002
- Filer
- CIK 1511566
- Filed
- 2014-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,938 entries on the cover page, a total value of $18,648,023,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,648,023,000 with VALUE read as thousands by filing date, 13F file number 028-14090. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSpot Holdings L.P.028-14095
- included managerSpot GP L.L.C.028-14094
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FAB UNVL CORP COM | 302771100 | COM | 16,000 | $49,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,100 | $49,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 2,934 | $49,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $49,000 | thousands by filing date | call |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 8,100 | $49,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 1,259 | $48,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 200 | $48,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,500 | $48,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,800 | $48,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,500 | $48,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 2,000 | $47,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,600 | $47,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,200 | $47,000 | thousands by filing date | call |
| PROCERA NETWORKS INC | 74269U203 | COM | 3,100 | $47,000 | thousands by filing date | put |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 10,000 | $47,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 441 | $46,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 2,000 | $46,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 2,565 | $45,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 960 | $45,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,838 | $45,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,800 | $45,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 874 | $45,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 6,221 | $45,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 500 | $44,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 568 | $44,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,300 | $44,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 1,000 | $44,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 721 | $44,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 6,100 | $44,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 900 | $43,000 | thousands by filing date | put |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,588 | $43,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 26,328 | $43,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 200 | $43,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 28,064 | $43,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 4,865 | $43,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 733 | $42,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,048 | $42,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 3,200 | $42,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 64,316 | $42,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 2,100 | $41,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,600 | $41,000 | thousands by filing date | put |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 6,232 | $41,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 285 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,952 | $40,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,700 | $40,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 2,517 | $40,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,000 | $40,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $40,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,200 | $40,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 1,158 | $39,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 5,600 | $39,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 9,500 | $38,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 490 | $37,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,600 | $37,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,300 | $37,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,000 | $37,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 900 | $37,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,004 | $37,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 7,200 | $37,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 332 | $36,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,000 | $36,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 686 | $36,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 9,900 | $36,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 1,504 | $36,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 679 | $36,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,500 | $36,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,000 | $36,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 9,811 | $36,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,006 | $36,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 346 | $36,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,700 | $36,000 | thousands by filing date | call |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 5,000 | $36,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 1,000 | $35,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 16,531 | $35,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 5,400 | $35,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 2,118 | $34,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,945 | $34,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $34,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 550 | $34,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 4,087 | $34,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 500 | $33,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 233 | $33,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 300 | $33,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 10,000 | $33,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,200 | $33,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 400 | $32,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 357 | $32,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,668 | $32,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 537 | $32,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 2,500 | $32,000 | thousands by filing date | call |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 1,400 | $32,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 5,400 | $32,000 | thousands by filing date | call |
| ORIENT PAPER INC | 68619F205 | COM NEW | 12,100 | $32,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 400 | $31,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 440 | $31,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 313 | $31,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 578 | $31,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,000 | $31,000 | thousands by filing date | put |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 2,260 | $31,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 861 | $30,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 400 | $30,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 400 | $30,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,708 | $30,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 315 | $30,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 4,800 | $30,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,136 | $29,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 800 | $29,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 395 | $29,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,003 | $29,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 17,864 | $29,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 6,048 | $28,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 558 | $28,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 17,000 | $28,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 9,413 | $28,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,802 | $28,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 98 | $27,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 15,300 | $27,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,700 | $27,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,700 | $27,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 200 | $27,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 200 | $27,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,178 | $27,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 551 | $26,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 873 | $26,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 1,000 | $26,000 | thousands by filing date | call |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 400 | $26,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 2,901 | $26,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 10,000 | $26,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 10,000 | $26,000 | thousands by filing date | put |
| NUPATHE INC | 67059M100 | COM | 8,100 | $26,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 9,630 | $26,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 642 | $25,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $25,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 535 | $25,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 300 | $25,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,100 | $25,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 8,000 | $25,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 6,414 | $25,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 265 | $25,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 9,544 | $25,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,000 | $24,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,679 | $24,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 300 | $24,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 822 | $24,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 3,400 | $24,000 | thousands by filing date | call |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 3,904 | $24,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 358 | $23,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,700 | $23,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 800 | $23,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 671 | $23,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 400 | $23,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,125 | $23,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 700 | $23,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 2,500 | $23,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 2,476 | $23,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 298 | $22,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 600 | $22,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 193 | $22,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,600 | $22,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 300 | $22,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 300 | $22,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 404 | $22,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,161 | $22,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,097 | $22,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 6,700 | $22,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 400 | $21,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,100 | $21,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,000 | $21,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 4,600 | $21,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 800 | $21,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,339 | $21,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 3,700 | $21,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 1,000 | $21,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,117 | $21,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 243 | $20,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 299 | $20,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 374 | $20,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 21,085 | $20,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 7,200 | $20,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 600 | $19,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 600 | $19,000 | thousands by filing date | call |
| AIRCASTLE LTD | G0129K104 | COM | 1,000 | $19,000 | thousands by filing date | put |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 10,400 | $19,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 4,500 | $19,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 3,763 | $19,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 2,900 | $19,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 318 | $18,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 531 | $18,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $18,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $18,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 300 | $18,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 4,604 | $18,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,000 | $18,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 305 | $17,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 300 | $17,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 263 | $17,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 319 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 700 | $17,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 1,400 | $17,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 300 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,500 | $17,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,046 | $16,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 300 | $16,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 320 | $16,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,000 | $16,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 800 | $16,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 800 | $16,000 | thousands by filing date | put |
| UMPQUA HOLDINGS | 904214103 | COM | 813 | $16,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 875 | $16,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,597 | $16,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 200 | $16,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,000 | $16,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 600 | $15,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 200 | $15,000 | thousands by filing date | put |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,366 | $15,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,000 | $15,000 | thousands by filing date | call |
| VALUECLICK INC | 92046N102 | COM | 658 | $15,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 800 | $15,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 330 | $14,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 4,500 | $14,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 300 | $14,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 4,500 | $14,000 | thousands by filing date | call |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 533 | $14,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $14,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 152 | $13,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 200 | $13,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 166 | $13,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 100 | $13,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 300 | $13,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 280 | $13,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 72 | $13,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 98 | $13,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 131 | $13,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 761 | $13,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $13,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 2,900 | $13,000 | thousands by filing date | call |
| QTS RLTY TR INC | 74736A103 | COM CL A | 535 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 268 | $13,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 200 | $13,000 | thousands by filing date | call |
| BARD C R INC | 067383109 | COM | 100 | $13,000 | thousands by filing date | put |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,600 | $13,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 238 | $13,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 14,000 | $13,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 1,111 | $13,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 400 | $13,000 | thousands by filing date | put |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 420 | $13,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,868 | $13,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 100 | $12,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 346 | $12,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 127 | $12,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 300 | $12,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,400 | $12,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 500 | $12,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 2,097 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 338 | $12,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 603 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 4,492 | $12,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 711 | $12,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 600 | $12,000 | thousands by filing date | call |
| USEC INC | 90333E207 | COMMON | 1,741 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 600 | $11,000 | thousands by filing date | call |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $11,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 66 | $11,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 424 | $11,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 674 | $11,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 275 | $11,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 200 | $11,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 387 | $11,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 157 | $11,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 300 | $11,000 | thousands by filing date | call |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 300 | $11,000 | thousands by filing date | put |
| ANIXTER INTL INC | 035290105 | COM | 128 | $11,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 600 | $11,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 337 | $11,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,280 | $11,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 223 | $11,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 1,000 | $11,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 12,712 | $11,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 13,000 | $11,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 200 | $11,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 693 | $11,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 4,000 | $11,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 201 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 90 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 587 | $10,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 412 | $10,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 5,796 | $10,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 300 | $10,000 | thousands by filing date | call |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 233 | $10,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 6,300 | $10,000 | thousands by filing date | call |
| CAREFUSION CORP | 14170T101 | COM | 254 | $10,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 2,000 | $10,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 6,917 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 6,900 | $10,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 86 | $9,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 149 | $9,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 300 | $9,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 156 | $9,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 157 | $9,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 514 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 400 | $9,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 17,108 | $9,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 112 | $8,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 100 | $8,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 500 | $8,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 133 | $8,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 100 | $8,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,800 | $8,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 141 | $8,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 296 | $8,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 110 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 218 | $7,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $7,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 182 | $7,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,447 | $7,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,100 | $7,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 92 | $6,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 49 | $6,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 87 | $6,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 210 | $6,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 967 | $6,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $6,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 400 | $6,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 3,600 | $6,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916107 | COM | 2,000 | $6,000 | thousands by filing date | call |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 100 | $6,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 220 | $6,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 95 | $6,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 163 | $6,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,000 | $6,000 | thousands by filing date | put |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,575 | $6,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 111 | $5,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 100 | $5,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 92 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 163 | $5,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 500 | $5,000 | thousands by filing date | put |
| COGNEX CORP | 192422103 | COM | 118 | $5,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100 | $5,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 300 | $5,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 166 | $5,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 100 | $4,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 47 | $4,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 16 | $4,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 87 | $4,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 74 | $4,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 431 | $4,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 49 | $4,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 48 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 200 | $4,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 92 | $4,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 49 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 136 | $4,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 100 | $4,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 63 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 100 | $4,000 | thousands by filing date | call |
| FAB UNVL CORP COM | 302771100 | COM | 1,380 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 150 | $4,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 800 | $4,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 82 | $4,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 500 | $4,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 598 | $4,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 500 | $4,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 275 | $4,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 331 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 90 | $3,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30 | $3,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 52 | $3,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 35 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 70 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 77 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 214 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 100 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 139 | $3,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 38 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 29 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 44 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 45 | $3,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 446 | $3,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 100 | $3,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 356 | $3,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 900 | $3,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 99 | $3,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 65 | $3,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 171 | $3,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 3,600 | $3,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 100 | $3,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 750 | $3,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 230 | $3,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 31 | $2,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $2,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 100 | $2,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 35 | $2,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 50 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 43 | $2,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 40 | $2,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 82 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 51 | $2,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 200 | $2,000 | thousands by filing date | call |
| HARRIS CORP INC | 413875105 | COM | 26 | $2,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 600 | $2,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 342 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 282 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 100 | $2,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 286 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 92 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100 | $2,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 54 | $2,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11 | $1,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 65 | $1,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23 | $1,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 119 | $1,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 20 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 100 | $1,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 83 | $1,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 12 | $1,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 21 | $1,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 100 | $1,000 | thousands by filing date | put |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 178 | $1,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 383 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BB & T CORP | 054937107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COGO GROUP INC | G22538105 | ORD SHS | 18,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cogo Group, Inc. | G9363W104 | COM | 10,697 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001511566-14-000002 | this filing | 2014-02-03 | acceptance time not in the bulk data set |