13F-HR filed by Long Wharf Investors, Inc.
Long Wharf Investors, Inc. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-04, with 145 holding rows worth $127,265,000.
- Accession
- 0001511465-14-000004
- Filer
- CIK 1511465
- Filed
- 2014-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 145 entries on the cover page, a total value of $127,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,265,000 with VALUE read as thousands by filing date, 13F file number 028-14104. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Analog Devices,Inc. | 032654105 | COM | 153,343 | $8,291,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 71,915 | $3,846,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 58,377 | $3,085,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 61,840 | $3,004,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 92,408 | $2,847,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 16,764 | $2,837,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 51,614 | $2,731,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 81,712 | $2,530,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 44,686 | $2,361,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,048 | $2,358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 44,685 | $2,085,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 73,119 | $2,055,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 16,896 | $2,005,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 32,205 | $2,004,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 39,140 | $1,947,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 35,600 | $1,841,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 45,263 | $1,806,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,496 | $1,761,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 52,971 | $1,625,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,763 | $1,558,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 35,830 | $1,545,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 46,802 | $1,441,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 75,036 | $1,426,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 53,892 | $1,423,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,536 | $1,376,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,421 | $1,338,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 15,419 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 13,276 | $1,264,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 100,307 | $1,237,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 40,647 | $1,225,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,095 | $1,187,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 22,642 | $1,186,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 22,780 | $1,157,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 31,999 | $1,055,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 12,757 | $1,003,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,405 | $954,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,364 | $934,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,090 | $933,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 40,718 | $892,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 23,501 | $890,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 15,410 | $875,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 37,958 | $850,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 22,090 | $797,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 14,657 | $778,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,500 | $763,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,123 | $745,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 12,787 | $740,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,834 | $706,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,897 | $701,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,039 | $701,000 | thousands by filing date | |
| Covidien Ltd | G2554F105 | SHS | 7,762 | $700,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,713 | $697,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 24,130 | $675,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,570 | $660,000 | thousands by filing date | |
| Valeant Pharma Intl | 91911X104 | COM | 5,211 | $657,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 32,630 | $656,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 7,307 | $654,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 12,561 | $632,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,047 | $621,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 19,960 | $615,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 9,800 | $614,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,768 | $613,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,620 | $613,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 12,150 | $613,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,830 | $612,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,739 | $612,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 27,467 | $610,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,861 | $601,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 15,720 | $601,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,055 | $598,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,200 | $596,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 26,988 | $592,000 | thousands by filing date | |
| BCE INC | 05534B109 | COM | 13,036 | $591,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,056 | $584,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 4,953 | $577,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 23,005 | $572,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,301 | $571,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,633 | $567,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 7,563 | $563,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 13,349 | $555,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 13,920 | $552,000 | thousands by filing date | |
| ACCENTURE LTD | G1150G111 | COMMON STOCK | 6,773 | $548,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 15,336 | $544,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,266 | $543,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 30,888 | $541,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 12,746 | $539,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,971 | $530,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 20,310 | $529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,515 | $526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 6,676 | $522,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 9,500 | $521,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 21,302 | $518,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 9,500 | $509,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,316 | $504,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,559 | $502,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,686 | $498,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,245 | $495,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,391 | $495,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 21,258 | $489,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 13,324 | $484,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,751 | $483,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,733 | $481,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 6,426 | $477,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,470 | $462,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,377 | $458,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 31,041 | $454,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,480 | $451,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 3,509 | $451,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,007 | $450,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,489 | $444,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,050 | $436,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,120 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 4,510 | $434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 20,427 | $431,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 10,859 | $419,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 12,195 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,788 | $394,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,578 | $379,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,160 | $373,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,926 | $364,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,855 | $355,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,890 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,300 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,870 | $327,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,775 | $306,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 12,821 | $294,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,875 | $275,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 22,660 | $269,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,640 | $268,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,360 | $251,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,160 | $242,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 35,053 | $242,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 14,005 | $240,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 4,300 | $238,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,891 | $228,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,420 | $221,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,652 | $212,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 3,890 | $208,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,800 | $207,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 4,633 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 15,340 | $205,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 17,210 | $112,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 11,100 | $109,000 | thousands by filing date | |
| CARIBBEAN UTILITIES CO LTD A | G1899E146 | common stock | 10,000 | $103,000 | thousands by filing date | |
| JPMorgan Chase & Co. 7.9 | 46625HHA1 | Corp Bond | 25,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001511465-14-000004 | this filing | 2014-08-04 | acceptance time not in the bulk data set |