13F-HR filed by Cohen Capital Management, Inc.
Cohen Capital Management, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-18, with 284 holding rows worth $389,144,000.
- Accession
- 0001508120-17-000002
- Filer
- CIK 1508120
- Filed
- 2017-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 132 entries on the cover page, a total value of $389,144,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $395,773,000 with VALUE read as thousands by filing date, 13F file number 028-14053. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UnitedHealth Group Inc | 91324P102 | COM | 89,245 | $14,637,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 156,980 | $13,789,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 112,060 | $12,535,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 79,195 | $12,164,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 92,200 | $12,138,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 370,977 | $10,243,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 243,716 | $9,946,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 80,490 | $9,829,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 316,765 | $9,440,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 48,500 | $9,280,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 47,372 | $8,249,000 | thousands by filing date | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 73,728 | $8,092,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 230,327 | $7,785,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 91,550 | $7,508,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 192,000 | $7,469,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 65,848 | $7,389,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 58,924 | $7,339,000 | thousands by filing date | |
| Constellation Brands Inc | 20136p108 | COM | 40,896 | $6,628,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 73,664 | $6,619,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 157,033 | $6,537,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 83,943 | $6,234,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 74,300 | $6,171,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 47,850 | $6,103,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 88,134 | $6,042,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 38,602 | $5,723,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 366,660 | $5,628,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 69,663 | $5,612,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 124,879 | $5,571,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 63,594 | $5,566,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 70,950 | $5,541,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 78,223 | $5,152,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 105,920 | $4,931,000 | thousands by filing date | |
| Discovery Communications, Inc. | 039014718 | COM | 166,039 | $4,830,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 44,902 | $4,821,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 98,530 | $4,786,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 31,718 | $4,072,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 33,640 | $3,996,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 68,590 | $3,914,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 272,944 | $3,862,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 102,533 | $3,745,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 78,356 | $3,701,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 98,862 | $3,125,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 29,144 | $3,087,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 40,000 | $3,076,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 157,976 | $3,002,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 71,361 | $2,914,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,610 | $2,817,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 24,984 | $2,720,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 282,437 | $2,697,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 73,840 | $2,509,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 30,041 | $2,464,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 100,000 | $2,426,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 55,000 | $2,402,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 30,000 | $2,388,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 16,100 | $2,387,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 69,506 | $2,378,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 46,299 | $2,158,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 72,200 | $2,136,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 39,700 | $2,093,000 | thousands by filing date | |
| TIME WARNER INC | 887317105 | COMMON STOCK | 21,054 | $2,057,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,254 | $1,959,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 47,346 | $1,708,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 82,100 | $1,620,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,204 | $1,543,000 | thousands by filing date | |
| Wynn Resorts Ltd. | 983143410 | COM | 13,081 | $1,499,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 23,300 | $1,493,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,435 | $1,484,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,000 | $1,464,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 22,223 | $1,445,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 93,193 | $1,435,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 11,980 | $1,390,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,950 | $1,275,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 41,775 | $1,168,000 | thousands by filing date | |
| DOLLAR TREE STORES INC | 256747106 | COMMON STOCK | 14,346 | $1,126,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 53,447 | $1,001,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 18,400 | $993,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 24,594 | $977,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 19,000 | $946,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 86,400 | $908,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 23,622 | $888,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,915 | $827,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,000 | $816,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,486 | $814,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,900 | $776,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 25,888 | $767,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,024 | $762,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,376 | $738,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 26,324 | $720,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,400 | $673,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,989 | $654,000 | thousands by filing date | |
| AbbVie Inc. | 002874y10 | COM | 10,038 | $654,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,131 | $580,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,313 | $557,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 19,950 | $543,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,351 | $510,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 21,200 | $504,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,408 | $490,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,400 | $486,000 | thousands by filing date | |
| ALBERTSONS INC | 013104104 | COMMON STOCK | 4,350 | $479,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 6,498 | $470,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,610 | $466,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,038 | $446,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,350 | $418,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,991 | $414,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 460 | $408,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,140 | $382,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,967 | $379,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,574 | $360,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,918 | $351,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,832 | $339,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,934 | $332,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,000 | $315,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,000 | $311,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,738 | $259,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,000 | $257,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,108 | $253,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 100 | $250,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,000 | $239,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 8,161 | $237,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,794 | $227,000 | thousands by filing date | |
| CANADIAN PACIFIC LTD | 135923100 | EQUS | 1,500 | $220,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,850 | $219,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,249 | $208,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 240 | $199,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,064 | $194,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,080 | $191,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 950 | $185,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 900 | $179,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 650 | $178,000 | thousands by filing date | |
| DUNDEE CORPORATION | 264901109 | COMMON STK | 58,111 | $177,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,300 | $172,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W100 | ADR | 6,418 | $170,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,000 | $164,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,310 | $157,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 889 | $155,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 5,555 | $149,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,132 | $145,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,432 | $135,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,619 | $131,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 850 | $121,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 800 | $121,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 1,624 | $120,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,250 | $119,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 26,978 | $115,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,732 | $98,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,143 | $95,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 6,285 | $93,000 | thousands by filing date | |
| ENSCO PLC ADR | 29358Q109 | COMMON STOCK-FO | 10,000 | $89,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,118 | $89,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 370 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,386 | $88,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 996 | $86,000 | thousands by filing date | |
| Labrador Iron Ore Royalty Corp | 505440107 | COM | 6,000 | $84,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,200 | $81,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 1,350 | $81,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 928 | $75,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,234 | $73,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 9,000 | $72,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 4,869 | $70,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 3,532 | $65,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,000 | $64,000 | thousands by filing date | |
| Alliance Bernstein Hldg L P | 01855A101 | common | 2,800 | $64,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 770 | $62,000 | thousands by filing date | |
| WESTERN FOREST PRODS EN | 958211203 | COMMON | 38,000 | $62,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 550 | $60,000 | thousands by filing date | |
| Santa Fe Pacific Gold Corp | 802176107 | COM | 500 | $59,000 | thousands by filing date | |
| KINDER MORGAN INC KANS | 49455P101 | COM | 2,657 | $58,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 1,410 | $57,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,200 | $54,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 646 | $53,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 640 | $52,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 284 | $52,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,200 | $51,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 1,500 | $49,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 2,522 | $49,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 341 | $47,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 3,665 | $47,000 | thousands by filing date | |
| VIACOM INC. | 925524100 | COM | 950 | $46,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,300 | $44,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 12,452 | $42,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,000 | $38,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 549 | $38,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 604 | $37,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 400 | $36,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,500 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 400 | $34,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,000 | $34,000 | thousands by filing date | |
| 38259p508 | COM | 40 | $34,000 | thousands by filing date | ||
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 350 | $29,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 188 | $28,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 424 | $28,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 750 | $28,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 2,230 | $27,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,500 | $27,000 | thousands by filing date | |
| Allete Inc | 018522102 | COM | 400 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 988 | $26,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 465 | $25,000 | thousands by filing date | |
| PACIFIC FINL CORP | 694275108 | COMMON | 2,700 | $25,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 300 | $24,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 215 | $24,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 550 | $23,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 750 | $22,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 8,000 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 564 | $21,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 659 | $21,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 340 | $19,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 289 | $18,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 325 | $18,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 351 | $17,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 150 | $17,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200 | $16,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $16,000 | thousands by filing date | |
| Playmates Toys | G7147S100 | COM | 88,000 | $16,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 109 | $15,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 250 | $15,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 1,447 | $15,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 425 | $15,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 795 | $15,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 14,232 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 118 | $14,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 923 | $14,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 188 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 459 | $13,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 425 | $13,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 500 | $12,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 179 | $11,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 305 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $9,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 116 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 169 | $8,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 400 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 147 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 148 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 80 | $5,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 49 | $5,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 250 | $5,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 200 | $5,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 30 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 20 | $4,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 60 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 158 | $4,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 31 | $3,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20 | $3,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 30 | $3,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 68 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 145 | $3,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 49 | $3,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 20 | $3,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27 | $2,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 31 | $2,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 25 | $2,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 28 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10 | $2,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 40 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 37 | $2,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22 | $1,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11 | $1,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 62 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 44 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 10 | $1,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50 | $1,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 4 | $1,000 | thousands by filing date | |
| TRANSOCEAN, INC | G90078109 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 25 | $1,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,408 | $1,000 | thousands by filing date | |
| CITIGROUP INC | 172967101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETON ADVISORS INC-CLASS B | 88165Y101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 4,295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 4,295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| clusmidd 170421c00150000 | 596278108 | CALL | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alter NRG Corp | 02145w309 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| California Beach Restaurant | 129903209 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001508120-17-000002 | this filing | 2017-04-18 | acceptance time not in the bulk data set |