13F-HR filed by KELLEHER FINANCIAL ADVISORS
KELLEHER FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-02, with 241 holding rows worth $181,310,000.
- Accession
- 0001507971-16-000006
- Filer
- CIK 1507971
- Filed
- 2016-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 241 entries on the cover page, a total value of $181,310,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,310,000 with VALUE read as thousands by filing date, 13F file number 028-14077. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 221,270 | $9,474,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 189,937 | $6,438,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 84,102 | $5,896,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 361,894 | $5,598,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 96,974 | $5,356,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 244,019 | $4,733,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 74,651 | $4,726,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 74,100 | $4,232,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 48,976 | $4,031,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 127,906 | $4,009,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,688 | $3,735,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 127,612 | $3,633,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 59,338 | $3,461,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 62,100 | $3,322,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 167,017 | $2,982,000 | thousands by filing date | |
| AVERY DENNISON CORP | 53611109 | COM | 41,082 | $2,962,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 95,410 | $2,955,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 88,892 | $2,634,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 83,550 | $2,531,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 60,857 | $2,450,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 22,164 | $2,415,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,103 | $2,375,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 215,011 | $2,332,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 61,700 | $2,305,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 56,590 | $2,286,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 156,997 | $2,218,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 83,550 | $2,205,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 37,648 | $2,075,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 68,611 | $2,050,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 13,662 | $1,938,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 239,827 | $1,904,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 134,838 | $1,854,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 139,565 | $1,838,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 394,055 | $1,777,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 8 | $1,707,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 478160104 | COM | 15,667 | $1,695,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 197,308 | $1,667,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 143,900 | $1,588,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 13,226 | $1,575,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 24,100 | $1,575,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 43,575 | $1,315,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chevron Corporation | 166764100 | COM | 12,903 | $1,184,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 55,984 | $1,178,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 9,053 | $1,149,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walt Disney Co | 254687106 | COM | 10,611 | $1,053,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 169,499 | $1,052,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 19,900 | $1,005,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 71,495 | $950,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,043 | $941,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,540 | $938,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 25,966 | $916,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 53,281 | $912,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 21,790 | $895,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 54,833 | $871,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 31,650 | $854,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 4,375 | $835,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 25,722 | $818,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,371 | $813,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,736 | $800,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,039 | $792,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 10,534 | $764,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 23,974 | $753,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 997 | $742,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 18,687 | $729,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 42,031 | $686,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 21,067 | $682,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,627 | $678,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,335 | $667,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,101 | $655,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,013 | $653,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 134,160 | $643,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 39,055 | $642,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 82,450 | $626,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,300 | $598,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 102,500 | $597,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,000 | $573,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,430 | $560,000 | thousands by filing date | |
| AMOREPACIFIC CORP PFD SHS NON VTG ISIN#KR7090431008 | Y01258113 | Preferred Stock | 2,850 | $549,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,635 | $544,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,346 | $535,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,978 | $517,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 9,835 | $517,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,921 | $514,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 29,995 | $491,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 14,911 | $469,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 8,625 | $466,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 8,295 | $448,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,178 | $432,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,088 | $429,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,254 | $425,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,616 | $424,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,431 | $402,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,772 | $401,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,377 | $398,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 52,000 | $393,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,515 | $387,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 43,172 | $373,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,061 | $367,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,918 | $366,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,533 | $354,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,931 | $353,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 31,562 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,009 | $335,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 20,064 | $334,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 25,500 | $333,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,539 | $332,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,850 | $331,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,300 | $325,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,001 | $325,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,850 | $324,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,059 | $323,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 7,450 | $323,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Caterpillar Inc. | 149123101 | COM | 4,183 | $320,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 7,995 | $320,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,123 | $319,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 11,005 | $314,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,490 | $306,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,646 | $301,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,340 | $296,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,821 | $296,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 28,084 | $296,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,270 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,244 | $282,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,503 | $282,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,866 | $281,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 5,955 | $273,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,176 | $264,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L302 | EQUITIES | 10,350 | $262,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 6,100 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America Corp | 060505104 | COM | 18,856 | $254,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,491 | $254,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,895 | $253,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 9,512 | $250,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,994 | $242,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,620 | $241,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,308 | $238,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 12,903 | $236,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 17,120 | $232,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287457 | COM | 2,652 | $225,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,605 | $223,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 39,495 | $212,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,250 | $208,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,300 | $208,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,000 | $204,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 12,545 | $202,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,360 | $197,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,800 | $196,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,235 | $196,000 | thousands by filing date | |
| RSTK NORTHFIELD BANCORP INC DEL COM | 66611T918 | Common Stock | 10,700 | $175,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,675 | $170,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 5,327 | $141,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 22,500 | $139,000 | thousands by filing date | |
| Rolls-Royce Holdin Ordf | G76225104 | COM | 12,500 | $122,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,010 | $102,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,475 | $100,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,500 | $94,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 685 | $91,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,405 | $89,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 3,165 | $82,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 1,500 | $80,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 715 | $78,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 905 | $75,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 16,395 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,363 | $58,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,029 | $53,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,360 | $49,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 225 | $49,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,160 | $49,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 4,877 | $48,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 995 | $46,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 245 | $46,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,705 | $43,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 63,500 | $41,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 33,000 | $37,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 389 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,060 | $36,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,165 | $34,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J102 | COMMON | 50,000 | $34,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 782 | $32,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,264 | $31,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 300 | $30,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,960 | $30,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6,000 | $27,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 530 | $26,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,475 | $24,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 266 | $23,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1,275 | $23,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 488 | $22,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,278 | $19,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,400 | $15,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 122 | $12,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,100 | $12,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,410 | $12,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 113 | $12,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,000 | $12,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 900 | $12,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 725 | $11,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 255 | $10,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 820 | $10,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 310 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 272,511 | $10,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 325 | $10,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 745 | $10,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 241 | $9,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 735 | $9,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,500 | $9,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 450 | $8,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 100 | $7,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 117 | $6,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 23 | $5,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 530 | $5,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 283 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 218 | $5,000 | thousands by filing date | |
| NON INVASIVE MONITORING SYS | 655366508 | COM NEW | 40,000 | $5,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 225,000 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 56 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 600 | $4,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 550 | $4,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 30 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 50 | $3,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 35 | $3,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 160 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 215 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 120 | $3,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 175 | $3,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 250 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 25 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOMEDIATECHNOLOGIESIN | 640505400 | STOK | 33,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 392 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCOAT INC COM NO STOCKHOLDERS | 639476100 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDIC EXPL & DEV INC LTD CAP S | 39999990 | COM | 36,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001507971-16-000006 | this filing | 2016-05-02 | acceptance time not in the bulk data set |