13F-HR filed by KELLEHER FINANCIAL ADVISORS
KELLEHER FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-17, with 123 holding rows worth $150,800,000.
- Accession
- 0001507971-15-000004
- Filer
- CIK 1507971
- Filed
- 2015-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 123 entries on the cover page, a total value of $150,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,800,000 with VALUE read as thousands by filing date, 13F file number 028-14077. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 202,046 | $7,166,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 227,220 | $6,557,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 78,648 | $5,381,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 74,651 | $5,007,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 167,917 | $4,647,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 365,259 | $4,218,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 245,319 | $4,148,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 86,901 | $3,846,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 64,300 | $3,630,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 65,584 | $3,568,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 131,772 | $3,459,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 128,406 | $3,423,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 47,031 | $3,383,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,382 | $3,299,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 60,688 | $3,072,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 63,857 | $3,062,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 61,707 | $2,974,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 21,948 | $2,691,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 79,329 | $2,491,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10,313 | $2,423,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 73,446 | $2,414,000 | thousands by filing date | |
| AVERY DENNISON CORP | 53611109 | COM | 42,482 | $2,403,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OXFORD LANE CAP CORP | 691543102 | COM | 209,358 | $2,388,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 80,400 | $2,301,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 56,849 | $2,246,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 136,697 | $2,116,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 412,555 | $2,042,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 180,565 | $2,029,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 172,148 | $2,017,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 37,648 | $1,988,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 64,750 | $1,978,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 261,714 | $1,970,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 33,031 | $1,777,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 55,390 | $1,745,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 257,220 | $1,725,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 8 | $1,561,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 11,768 | $1,534,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 177,447 | $1,453,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 134,838 | $1,355,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 9,483 | $1,317,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 39,880 | $1,218,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Johnson & Johnson | 478160104 | COM | 11,725 | $1,094,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 57,984 | $1,024,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 20,400 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 25,607 | $988,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,253 | $966,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,317 | $952,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 102,500 | $939,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 59,481 | $935,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 25,966 | $912,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 43,731 | $801,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 104,050 | $800,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 38,900 | $756,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 22,140 | $727,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TIME WARNER INC | 887317303 | COM NEW | 10,534 | $724,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,300 | $671,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,226 | $651,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,619 | $620,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,181 | $602,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 39,455 | $600,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 5,148 | $567,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,000 | $553,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,971 | $543,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,529 | $511,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,589 | $482,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 8,354 | $474,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JPMorgan Chase & Co | 46625H100 | COM | 7,752 | $472,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,978 | $459,000 | thousands by filing date | |
| AMOREPACIFIC CORP PFD SHS NON VTG ISIN#KR7090431008 | Y01258113 | Preferred Stock | 2,850 | $446,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,305 | $441,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 711 | $432,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,581 | $409,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,220 | $405,000 | thousands by filing date | |
| 38259p508 | COM | 630 | $402,000 | thousands by filing date | ||
| Vanguard Real Estate | 922908553 | SHS | 5,209 | $393,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 2,865 | $393,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REDWOOD TRUST INC | 758075402 | COM | 28,000 | $387,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,539 | $386,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,604 | $378,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 7,200 | $375,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 52,000 | $350,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 366,285 | $336,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,450 | $331,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,425 | $319,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 7,650 | $317,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,995 | $313,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,750 | $312,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,500 | $305,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,999 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,265 | $303,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,224 | $276,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,500 | $269,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,346 | $265,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L302 | EQUITIES | 10,350 | $262,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,095 | $260,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 1,950 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McDonalds Corporation | 580135101 | COM | 2,543 | $250,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 6,100 | $245,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,965 | $244,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,280 | $228,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,350 | $223,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,396 | $215,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,994 | $208,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,300 | $203,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,235 | $197,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,000 | $179,000 | thousands by filing date | |
| RSTK NORTHFIELD BANCORP INC DEL COM | 66611T918 | Common Stock | 10,700 | $162,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,000 | $155,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,850 | $136,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 17,925 | $114,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,416 | $107,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 63,500 | $94,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 39,900 | $90,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 32,200 | $80,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 10,904 | $70,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $50,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J102 | COMMON | 50,000 | $32,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 2,245 | $22,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 225,000 | $9,000 | thousands by filing date | |
| NON INVASIVE MONITORING SYS | 655366508 | COM NEW | 40,000 | $6,000 | thousands by filing date | |
| NEOMEDIATECHNOLOGIESIN | 640505400 | STOK | 33,334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OILSANDS QUEST INC COM | 678046103 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001507971-15-000004 | this filing | 2015-11-17 | acceptance time not in the bulk data set |