13F-HR filed by Wellington Shields & Co., LLC
Wellington Shields & Co., LLC filed this 13F-HR for the quarter ended 2025-12-31, filed 2026-02-09, with 321 holding rows worth $405,403,679.
- Accession
- 0001506073-26-000001
- Filer
- CIK 1506073
- Filed
- 2026-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2025
A holdings report, 321 entries on the cover page, a total value of $405,403,679 stated on the cover page (in dollars after the unit check, H1), rows summing to $405,403,679 with VALUE read as dollars as filed, 13F file number 028-14518. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 69,990 | $33,848,492 | dollars as filed | |
| Apple Inc | 037833100 | COM | 110,258 | $29,974,738 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 47,531 | $15,315,466 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 12,977 | $13,945,825 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 68,172 | $12,714,142 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 35,538 | $11,151,826 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 76,928 | $9,257,478 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 26,503 | $7,850,601 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 30,817 | $7,041,460 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 30,236 | $6,978,997 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 9,417 | $5,394,717 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,540 | $5,177,020 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 33,301 | $5,133,027 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,816 | $4,647,967 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 12,941 | $4,538,364 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,652 | $4,348,928 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 12,167 | $4,210,999 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 17,488 | $4,045,324 | dollars as filed | |
| ROCKETLABCORPCLASSCLASSA | 773121108 | STOK | 57,643 | $4,021,176 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 36,002 | $4,010,965 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 20,044 | $3,910,384 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 28,618 | $3,753,537 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 29,746 | $3,726,877 | dollars as filed | |
| General Electric Company | 369604301 | COM | 12,097 | $3,726,209 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 31,188 | $3,639,328 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 36,200 | $3,614,570 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 320,985 | $3,492,319 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 16,815 | $3,479,898 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 9,728 | $3,436,448 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 28,250 | $3,213,957 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 5,800 | $3,031,022 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 20,676 | $2,993,034 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 15,734 | $2,796,719 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 14,962 | $2,756,000 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,217 | $2,590,443 | dollars as filed | |
| CORNING INC | 219350105 | COM | 29,576 | $2,589,675 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,145 | $2,579,403 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 90,624 | $2,491,254 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,366 | $2,459,505 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14,893 | $2,397,326 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 6,816 | $2,345,491 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 292,489 | $2,328,212 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 15,929 | $2,282,781 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,540 | $2,186,719 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 85,844 | $2,132,359 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 9,464 | $2,079,320 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 80,956 | $2,015,801 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 34,000 | $1,985,940 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 13,013 | $1,983,311 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,510 | $1,965,035 | dollars as filed | |
| American Express Company | 025816109 | COM | 5,186 | $1,918,672 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 25,400 | $1,775,714 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,829 | $1,771,375 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 5,309 | $1,737,525 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 2,602 | $1,700,646 | dollars as filed | |
| Southern Company | 842587107 | COM | 18,484 | $1,611,797 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,389 | $1,604,300 | dollars as filed | |
| QXO INC COM NEW | 82846H405 | Stock | 81,770 | $1,577,343 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 13,866 | $1,528,983 | dollars as filed | |
| BlackRock,Inc. | 09290D101 | COM | 1,418 | $1,517,742 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,727 | $1,496,064 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,033 | $1,473,252 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,819 | $1,447,375 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 35,498 | $1,445,813 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,178 | $1,437,676 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 17,844 | $1,416,100 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 18,886 | $1,388,121 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 4,257 | $1,355,987 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,448 | $1,328,823 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 12,330 | $1,308,706 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 12,163 | $1,297,184 | dollars as filed | |
| Linde plc | G54950103 | COM | 3,020 | $1,287,875 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 2,660 | $1,286,562 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 7,974 | $1,276,714 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 61,200 | $1,263,168 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 33,847 | $1,226,954 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 4,650 | $1,195,004 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 7,132 | $1,143,895 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,726 | $1,125,493 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 6,500 | $1,111,825 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 22,889 | $1,096,240 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 34,300 | $1,070,503 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 7,345 | $1,054,154 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 39,634 | $1,043,572 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 4,800 | $1,041,504 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,137 | $1,031,385 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,019 | $1,016,765 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 7,359 | $1,003,547 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,464 | $1,000,610 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,643 | $969,221 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 15,400 | $924,308 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,959 | $923,532 | dollars as filed | |
| GRAIL INC | 384747101 | COM | 10,739 | $919,151 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 38,772 | $918,507 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,050 | $905,457 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 46,600 | $902,176 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,192 | $891,462 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,643 | $882,837 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,510 | $874,970 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,525 | $869,570 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 885 | $825,962 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,379 | $787,244 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,067 | $776,734 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 8,075 | $775,685 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,070 | $747,264 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,830 | $746,505 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 3,400 | $745,824 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 43,803 | $722,304 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,770 | $708,210 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 19,700 | $699,547 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,790 | $698,623 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 2,266 | $692,694 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 14,000 | $692,440 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 3,045 | $688,596 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 1,000 | $673,820 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 5,749 | $673,805 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,980 | $653,506 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,513 | $646,024 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 600 | $641,916 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,274 | $617,600 | dollars as filed | |
| TEMPUS AI INC CL A | 88023B103 | Stock | 10,400 | $614,120 | dollars as filed | |
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 2,829 | $608,348 | dollars as filed | |
| COREBRIDGE FINL INC COM | 21871X109 | Stock | 20,000 | $603,400 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,400 | $591,120 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 6,293 | $589,088 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,700 | $578,119 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,619 | $577,178 | dollars as filed | |
| TE CONNECTIVITY PLC ORD SHS | G87052109 | Stock | 2,500 | $568,775 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 8,660 | $557,358 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 9,607 | $553,924 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,740 | $550,267 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 18,269 | $546,058 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,139 | $533,918 | dollars as filed | |
| SEI INVTS CO COM | 784117103 | Stock | 6,500 | $533,130 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 5,001 | $526,620 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 5,000 | $520,000 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,291 | $511,636 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,502 | $505,663 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N269 | GOVT MONE MA ETF | 5,037 | $504,153 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,310 | $502,149 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 12,788 | $494,128 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,154 | $494,033 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 22,625 | $492,999 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 13,000 | $486,200 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 9,000 | $482,400 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,900 | $475,527 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 921 | $470,124 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,693 | $468,368 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,840 | $462,324 | dollars as filed | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,500 | $451,430 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,028 | $450,804 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,836 | $442,770 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,600 | $429,200 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 952 | $428,133 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 29,586 | $424,263 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,600 | $423,072 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 5,674 | $416,926 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,605 | $415,157 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 25,807 | $415,045 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 14,192 | $409,003 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,408 | $408,404 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 5,142 | $405,500 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,687 | $398,338 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 13,019 | $397,610 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 1,966 | $396,110 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,000 | $389,070 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,000 | $382,440 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 5,142 | $378,914 | dollars as filed | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,100 | $373,285 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,176 | $368,945 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 5,711 | $363,848 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,693 | $360,813 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 7,100 | $358,692 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 6,610 | $356,598 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,286 | $353,946 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 14,420 | $349,397 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,250 | $348,915 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 160 | $343,944 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,333 | $342,394 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,350 | $342,252 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,757 | $340,958 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 15,290 | $336,686 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,061 | $331,159 | dollars as filed | |
| QNITY ELECTRONICS INC COMMON STOCK | 74743L100 | Stock | 4,037 | $329,621 | dollars as filed | |
| AMPLIFY ETF TR | 032108664 | AMPLIFY CYBERSEC | 4,100 | $329,517 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 4,154 | $327,936 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 3,085 | $323,956 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 4,201 | $313,773 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,600 | $312,512 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 15,776 | $311,103 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 11,600 | $303,340 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,485 | $302,812 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 7,405 | $297,681 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,525 | $296,445 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 22,491 | $295,082 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 9,525 | $294,894 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 18,400 | $292,376 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,915 | $291,150 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,071 | $286,617 | dollars as filed | |
| ARCOSA INC COM | 039653100 | Stock | 2,694 | $286,426 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,250 | $284,805 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,252 | $282,715 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,000 | $281,850 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 7,300 | $280,174 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 6,960 | $279,305 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,000 | $275,140 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,250 | $271,278 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 927 | $266,253 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 12,000 | $265,800 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,000 | $264,870 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,000 | $261,000 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,526 | $260,168 | dollars as filed | |
| TURN THERAPEUTICS INC | 90021W105 | COM | 65,732 | $258,984 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 1,585 | $255,930 | dollars as filed | |
| BITMINE IMMERSION TECHS INC | 09175A206 | COM NEW | 9,400 | $255,210 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 287 | $252,356 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,532 | $251,514 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 3,060 | $250,945 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 838 | $246,012 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 26,023 | $245,657 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 956 | $244,765 | dollars as filed | |
| SOLS | 83443Q103 | COM | 5,009 | $243,337 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 499 | $239,644 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,000 | $239,000 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,832 | $236,401 | dollars as filed | |
| TRINITY INDS INC | 896522109 | COM | 8,900 | $235,316 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 850 | $234,082 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,629 | $230,406 | dollars as filed | |
| Deere & Company | 244199105 | COM | 487 | $226,733 | dollars as filed | |
| UNILEVER PLC SPON ADR NEW | 904767803 | ADR | 3,418 | $223,537 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,870 | $222,908 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 3,320 | $222,540 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 14,025 | $220,473 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 3,400 | $219,028 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,000 | $216,650 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 606 | $212,094 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 1,750 | $209,440 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 800 | $207,600 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 2,346 | $204,923 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 8,485 | $203,810 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 21,650 | $200,912 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 2,138 | $199,262 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 3,912 | $183,942 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,050 | $182,165 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 3,010 | $172,292 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 7,124 | $166,559 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 804 | $165,809 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 613 | $164,468 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 911 | $161,730 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,000 | $159,460 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 239 | $158,318 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,275 | $158,301 | dollars as filed | |
| PARAMOUNT SKYDANCE CORP | 69932a204 | COM CL B | 11,627 | $155,802 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,235 | $155,109 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,280 | $152,845 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,520 | $152,183 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 900 | $151,893 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 1,850 | $151,164 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,000 | $147,630 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,000 | $145,500 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 455 | $141,159 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,369 | $138,231 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 1,000 | $135,910 | dollars as filed | |
| ANTERIS TECHNOLOGIES GLOBAL | 03675P102 | COMMON STOCK | 27,146 | $135,459 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 2,646 | $135,211 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 1,055 | $134,797 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 375 | $131,801 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 607 | $129,995 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,660 | $128,482 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,423 | $125,647 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 2,098 | $124,033 | dollars as filed | |
| VTI | 922908769 | COM | 360 | $120,697 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $120,159 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 400 | $115,544 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 125 | $109,875 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 697 | $108,178 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,000 | $105,680 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 13,584 | $105,544 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 8,939 | $100,474 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 7,945 | $98,359 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,150 | $98,038 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 850 | $98,014 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 42,527 | $97,812 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,727 | $94,985 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 169 | $93,143 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 363 | $90,863 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 700 | $89,362 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 335 | $82,464 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 17,000 | $71,060 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 1,443 | $70,765 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 261 | $69,142 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 650 | $68,699 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 500 | $63,280 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 77 | $62,318 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 14,305 | $61,513 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 1,189 | $59,034 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 1,000 | $58,120 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,000 | $54,770 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 500 | $51,805 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 300 | $48,399 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 150 | $45,173 | dollars as filed | |
| ARISTA NETWORKS INC | 040413205 | COM | 334 | $43,764 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 192 | $40,990 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 209 | $40,051 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $35,725 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 200 | $33,890 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,428 | $33,491 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 305 | $29,814 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 186 | $27,949 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 400 | $21,348 | dollars as filed | |
| REDDIT INC CL A | 75734B100 | Stock | 92 | $21,148 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 120 | $20,542 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 76 | $13,136 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 264 | $12,139 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 28 | $11,818 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,600 | $10,528 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 39 | $10,032 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 100 | $9,376 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 99 | $9,047 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 35 | $4,406 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2 | $1,254 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001506073-26-000001 | this filing | 2026-02-09 | acceptance time not in the bulk data set |