13F-HR filed by Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 341 holding rows worth $565,278,000.
- Accession
- 0001506073-13-000005
- Filer
- CIK 1506071
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 341 entries on the cover page, a total value of $565,278,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $565,278,000 with VALUE read as thousands by filing date, 13F file number 028-14047. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,332,487 | $161,681,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 210,261 | $18,997,000 | thousands by filing date | |
| CMA SMALL-CAP-INSTITUTIONAL | 140296609 | MF | 638,284 | $13,512,000 | thousands by filing date | |
| CMA MID-CAP-INSTITUTIONAL | 140296104 | MF | 598,860 | $12,301,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 51,662 | $9,873,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 146,540 | $8,766,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 165,649 | $6,749,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 76,839 | $6,597,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 104,677 | $6,463,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 83,811 | $6,453,000 | thousands by filing date | |
| 38259p508 | COM | 7,155 | $6,299,000 | thousands by filing date | ||
| GENERAL ELEC CO | 369604103 | COM | 249,841 | $5,794,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 162,325 | $5,746,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 113,813 | $5,729,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 174,671 | $4,962,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,041 | $4,775,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,235 | $4,731,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 64,498 | $4,622,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 88,591 | $3,959,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 45,909 | $3,755,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 43,058 | $3,677,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 92,384 | $3,191,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 95,950 | $2,926,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,325 | $2,879,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 185,090 | $2,863,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 32,000 | $2,860,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 56,440 | $2,817,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 47,030 | $2,806,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 74,849 | $2,790,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 47,000 | $2,683,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 92,790 | $2,667,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 40,725 | $2,598,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 49,152 | $2,580,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 44,433 | $2,471,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 45,279 | $2,469,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 75,550 | $2,413,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 98,603 | $2,329,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,570 | $2,277,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,865 | $2,270,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 21,778 | $2,156,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 90,413 | $2,097,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,938 | $2,073,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 98,250 | $2,069,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 52,380 | $2,036,000 | thousands by filing date | |
| TUMI HOLDINGS INC | 8996Q1043 | COM | 84,135 | $2,019,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 28,650 | $2,010,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 25,867 | $2,000,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 37,700 | $1,933,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,745 | $1,921,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,552 | $1,902,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 26,700 | $1,896,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,260 | $1,887,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 68,450 | $1,869,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 25,875 | $1,836,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 37,000 | $1,832,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 27,639 | $1,829,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,760 | $1,795,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,383 | $1,792,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,100 | $1,786,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 41,902 | $1,732,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,697 | $1,721,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,332 | $1,654,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 21,169 | $1,645,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 31,550 | $1,632,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 66,198 | $1,611,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 21,450 | $1,604,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 13,960 | $1,598,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 15,825 | $1,564,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 770,314 | $1,556,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 55,461 | $1,553,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 14,030 | $1,549,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 22,250 | $1,541,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 88,400 | $1,508,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 33,450 | $1,500,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 21,436 | $1,476,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 59,400 | $1,435,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,000 | $1,410,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 32,029 | $1,406,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 28,000 | $1,403,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 39,702 | $1,385,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 87,100 | $1,379,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 71,080 | $1,366,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 143,957 | $1,349,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,300 | $1,332,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 51,440 | $1,318,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 20,015 | $1,299,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 36,694 | $1,297,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 73,740 | $1,290,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 18,869 | $1,274,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,245 | $1,259,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 36,723 | $1,250,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 29,845 | $1,243,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 32,000 | $1,240,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 23,000 | $1,229,000 | thousands by filing date | |
| POWERSHAERS S&P 500 HIGH DIVID | 739378654 | COM | 44,400 | $1,217,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 14,491 | $1,211,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 17,022 | $1,198,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 38,900 | $1,175,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 21,012 | $1,173,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,540 | $1,163,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 22,700 | $1,147,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,357 | $1,139,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 17,200 | $1,137,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,920 | $1,135,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 24,213 | $1,130,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 63,117 | $1,130,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 34,196 | $1,110,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 14,800 | $1,108,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 19,970 | $1,088,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 45,000 | $1,088,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 31,720 | $1,049,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 17,100 | $1,045,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,500 | $1,038,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 25,500 | $1,032,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 5,705 | $1,017,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31,964 | $1,016,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 32,500 | $1,004,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,600 | $1,000,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,960 | $992,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 11,512 | $989,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 31,185 | $976,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,219 | $972,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,519 | $972,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 32,690 | $959,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 40,000 | $959,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,556 | $958,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 29,800 | $950,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 20,300 | $947,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,150 | $930,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 72,146 | $928,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,937 | $915,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,200 | $904,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 156,100 | $902,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 21,244 | $887,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,600 | $881,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 13,850 | $871,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,495 | $864,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 19,450 | $860,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,700 | $860,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 12,854 | $850,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 13,100 | $849,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 49,338 | $848,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 43,050 | $846,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,015 | $840,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,800 | $818,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 67,216 | $813,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 16,534 | $812,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 11,150 | $802,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,500 | $790,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 31,462 | $783,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 6,650 | $782,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 58,500 | $775,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 99,450 | $767,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,880 | $750,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 12,500 | $737,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 27,630 | $731,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 24,075 | $710,000 | thousands by filing date | |
| USA EDUCATION INC | 9039OU102 | COM | 30,650 | $701,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,375 | $691,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,500 | $690,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,000 | $687,000 | thousands by filing date | |
| NUVEEN MUNI VALUE FUND | nuv | PRD | 70,650 | $676,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 24,998 | $664,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 11,100 | $643,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,130 | $632,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,730 | $632,000 | thousands by filing date | |
| TRICON GLOBAL RESTAURANTS INC | 895953107 | COMMON STOCK | 9,100 | $631,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 115,299 | $630,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 14,089 | $626,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 41,900 | $625,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 20,387 | $617,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 6,850 | $613,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 75,000 | $613,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,335 | $609,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,500 | $597,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 7,850 | $596,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 12,847 | $574,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,875 | $560,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,280 | $560,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,350 | $559,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 9,417 | $559,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,620 | $550,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 8,326 | $546,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 26,430 | $546,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 24,600 | $543,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,939 | $540,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 130,715 | $535,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 11,963 | $522,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,450 | $521,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 13,500 | $519,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,000 | $513,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 10,129 | $507,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 20,800 | $499,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,500 | $492,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 9,050 | $489,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,850 | $489,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,005 | $488,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 13,880 | $484,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908306 | TOTAL STK MKT | 11,951 | $482,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8,000 | $479,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 50,000 | $478,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 8,266 | $477,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 24,023 | $473,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,412 | $468,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,180 | $446,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,300 | $441,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 135,000 | $433,000 | thousands by filing date | |
| FIRST REPUBLIC BANK 5.625 PREF | 33616C605 | PRD | 18,600 | $432,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,428 | $430,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 11,320 | $429,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 17,700 | $422,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 12,700 | $417,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,815 | $411,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,400 | $411,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10,300 | $410,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 15,700 | $407,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,000 | $388,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,950 | $388,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 27,600 | $386,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 16,095 | $383,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,400 | $380,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 7,800 | $376,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,804 | $374,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,400 | $371,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,634 | $369,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 9,000 | $369,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,800 | $368,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,200 | $367,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,215 | $362,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 13,500 | $359,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 14,193 | $359,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,000 | $358,000 | thousands by filing date | |
| DE Master Blenders 1753 NV | N2563N109 | COM | 22,200 | $355,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 14,450 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,925 | $351,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,211 | $349,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,856 | $347,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 8,000 | $346,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,330 | $343,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 44,780 | $339,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 19,100 | $339,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $337,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 25,344 | $336,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 24,200 | $334,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 8,500 | $332,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 8,900 | $332,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,125 | $328,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,250 | $328,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,385 | $322,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,100 | $318,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $315,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,890 | $315,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 9,700 | $315,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 23,100 | $308,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,000 | $308,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 12,400 | $308,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,344 | $299,000 | thousands by filing date | |
| VANGUARD INFLATION-PROTECTED SECS INV | 922031869 | BOND FUNDS | 22,355 | $299,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 5,772 | $298,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,400 | $296,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 12,500 | $295,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 23,000 | $294,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,900 | $290,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 12,100 | $290,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 38,850 | $283,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,138 | $282,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,000 | $282,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 18,845 | $281,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,500 | $280,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,800 | $278,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 68,603 | $278,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,825 | $275,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 27,900 | $275,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 30,775 | $274,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,500 | $272,000 | thousands by filing date | |
| BIRCHCLIFF ENERGY LTD | 090697103 | COM | 34,910 | $272,000 | thousands by filing date | |
| T ROWE PRICE TAX FREE INCOME F | 779576107 | MF | 27,111 | $272,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,450 | $263,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,345 | $261,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,680 | $258,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 4,500 | $257,000 | thousands by filing date | |
| DALECO RESOURCES CORP | 23437P208 | COM | 1,283,250 | $257,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,700 | $255,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 6,150 | $252,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 4,000 | $248,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,400 | $245,000 | thousands by filing date | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 9,800 | $245,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 12,000 | $242,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,100 | $241,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 10,000 | $239,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,000 | $233,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,000 | $230,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,750 | $229,000 | thousands by filing date | |
| DREYFUS STRATEGIC VALUE FUND | 26200C205 | MF | 6,282 | $229,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC | 014482103 | COMMON STOCK | 5,725 | $228,000 | thousands by filing date | |
| T. ROWE PRICE GROWTH STOCK | 741479109 | NTF EQUITY FUNDS | 5,385 | $226,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 800 | $222,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,300 | $221,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,000 | $217,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,270 | $216,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,000 | $215,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,500 | $213,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,150 | $212,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,850 | $210,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,050 | $208,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,400 | $208,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,680 | $205,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,000 | $202,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,800 | $202,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 4,000 | $200,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 23,300 | $199,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 66,150 | $192,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,450 | $187,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,910 | $184,000 | thousands by filing date | |
| VANGUARD FIXED INC S/T FED | 922031604 | MF | 15,033 | $161,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,000 | $159,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 19,350 | $151,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 21,142 | $151,000 | thousands by filing date | |
| FIDELITY FIXED INC TR CONS INC | 316146539 | MF | 14,985 | $150,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 10,700 | $147,000 | thousands by filing date | |
| UBS SELECT PRIME INSTITUTIONAL | 90262Y505 | MF | 143,701 | $144,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 20,450 | $142,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,600 | $130,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 11,800 | $121,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 13,300 | $121,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 21,000 | $118,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 10,000 | $102,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 11,436 | $90,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 43,000 | $86,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,500 | $77,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 22,000 | $74,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 22,500 | $68,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04635B103 | COM | 10,000 | $41,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 25,000 | $32,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,000 | $29,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 10,000 | $19,000 | thousands by filing date | |
| EMC METALS CORP | 268665106 | COM | 321,100 | $8,000 | thousands by filing date | |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 15,000 | $4,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 62,000 | $1,000 | thousands by filing date | |
| CROWN LABORATORIES INC | 228392304 | COMMON | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCOL INC | 128699105 | COMMON | 21,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001506073-13-000005 | this filing | 2013-08-14 | acceptance time not in the bulk data set |