13F-HR filed by Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 304 holding rows worth $757,813,108 by the sum of the rows.
- Accession
- 0001506071-23-000004
- Filer
- CIK 1506071
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 304 entries on the cover page, a total value of $787,813 stated on the cover page (in dollars after the unit check, H1), rows summing to $757,813,108 with VALUE read as dollars as filed, 13F file number 028-14047. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $787,813, about 1/1,000 of the sum of the rows, $757,813,108. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWERS FOODS INC COM | 343498101 | Stock | 14,181,037 | $314,535,412 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 108,070 | $34,123,255 | dollars as filed | |
| Apple Inc | 037833100 | COM | 148,675 | $25,454,631 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 150,497 | $19,843,029 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 161,981 | $17,354,610 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 35,267 | $13,962,558 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 96,850 | $12,673,791 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 81,211 | $10,323,542 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 67,666 | $9,812,898 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 17,250 | $8,731,433 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 121,229 | $8,398,745 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 42,190 | $7,340,216 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 23,785 | $7,304,611 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,127 | $6,915,653 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 66,710 | $6,859,116 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 17,222 | $6,762,978 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 28,445 | $6,668,646 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 56,652 | $6,661,158 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 101,770 | $4,854,429 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 29,767 | $4,636,210 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 50,912 | $4,569,843 | dollars as filed | |
| Linde plc | G54950103 | COM | 11,765 | $4,380,698 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 9,237 | $4,375,259 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,184 | $3,957,647 | dollars as filed | |
| American Express Company | 025816109 | COM | 26,187 | $3,906,846 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 27,521 | $3,778,036 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 6,244 | $3,353,840 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 24,561 | $3,112,872 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 20,669 | $3,080,967 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 16,134 | $3,018,187 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 9,902 | $2,991,988 | dollars as filed | |
| Boeing Company | 097023105 | COM | 14,954 | $2,866,410 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 139,891 | $2,723,683 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 50,144 | $2,711,802 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 29,174 | $2,637,043 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 17,939 | $2,616,583 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 23,650 | $2,614,981 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 18,544 | $2,601,723 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 10,190 | $2,599,061 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 26,071 | $2,530,219 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 92,260 | $2,526,081 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 8,729 | $2,497,105 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 66,817 | $2,452,184 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 39,475 | $2,315,209 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 20,543 | $2,281,479 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,155 | $2,269,179 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 4,421 | $2,254,268 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 10,857 | $2,210,789 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 23,775 | $2,183,047 | dollars as filed | |
| Deere & Company | 244199105 | COM | 5,665 | $2,137,858 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 38,153 | $2,135,794 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 30,470 | $2,127,415 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 10,473 | $2,123,715 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 68,575 | $2,068,227 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 14,239 | $2,064,370 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 13,700 | $2,026,367 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 11,758 | $1,982,634 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 11,515 | $1,947,417 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,311 | $1,919,877 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 10,141 | $1,873,448 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 19,306 | $1,869,742 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 28,500 | $1,771,560 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 120,410 | $1,755,578 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 62,255 | $1,731,934 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 23,777 | $1,711,229 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 31,077 | $1,631,518 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 113,872 | $1,597,624 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 49,171 | $1,593,644 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,160 | $1,592,545 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 17,060 | $1,579,415 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 55,055 | $1,575,124 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 3,783 | $1,547,096 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,580 | $1,513,466 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 27,200 | $1,484,304 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 8,472 | $1,475,219 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,401 | $1,440,351 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,270 | $1,421,960 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 69,800 | $1,419,732 | dollars as filed | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 11,800 | $1,375,408 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 100,000 | $1,371,000 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 53,830 | $1,366,205 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 12,050 | $1,314,414 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 6,145 | $1,310,606 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 20,325 | $1,308,524 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 18,905 | $1,239,592 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5,956 | $1,237,895 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 40,000 | $1,226,800 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,800 | $1,217,987 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 11,245 | $1,214,797 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 44,000 | $1,179,200 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,271 | $1,160,349 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 6,188 | $1,133,518 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 14,500 | $1,087,065 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 32,523 | $1,078,800 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 6,339 | $1,074,004 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,062,954 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 38,850 | $1,050,504 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,870 | $1,040,043 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 8,100 | $1,026,756 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 28,000 | $1,025,640 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 3,853 | $1,014,918 | dollars as filed | |
| CORNING INC | 219350105 | COM | 31,600 | $962,852 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,695 | $924,563 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,143 | $916,288 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,233 | $903,691 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,810 | $876,547 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 26,541 | $813,759 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 24,132 | $800,948 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 657,737 | $795,862 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,700 | $780,012 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,951 | $768,433 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,190 | $767,157 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 24,458 | $752,075 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,000 | $750,420 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,205 | $720,652 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 32,454 | $705,865 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 4,290 | $686,100 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,047 | $649,723 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,550 | $632,534 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,050 | $618,093 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,500 | $614,040 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 19,875 | $603,803 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 18,700 | $602,701 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,060 | $598,858 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,366 | $580,600 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 10,800 | $570,240 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 37,959 | $570,137 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,000 | $566,840 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,650 | $565,312 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 9,280 | $559,491 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 9,011 | $525,341 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,063 | $519,219 | dollars as filed | |
| Intel Corp | 458140100 | COM | 14,507 | $515,713 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 12,900 | $512,232 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,744 | $507,492 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,101 | $505,459 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 9,356 | $501,096 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 26,580 | $498,907 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 7,106 | $495,857 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 11,694 | $491,733 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 21,200 | $487,388 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,750 | $481,498 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,600 | $480,564 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10,450 | $474,744 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 5,764 | $467,172 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 13,120 | $463,398 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 2,700 | $459,108 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 73,450 | $442,169 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,053 | $439,091 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 1,195 | $428,282 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,652 | $424,581 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,950 | $417,910 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 50,000 | $413,000 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,620 | $407,155 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,275 | $407,122 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,525 | $404,003 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,220 | $402,210 | dollars as filed | |
| BAR HBR BANKSHARES | 066849100 | COM | 16,875 | $398,756 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 30,000 | $397,800 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 1,450 | $396,242 | dollars as filed | |
| CASI PHARMACEUTICALS INC COM NEW | G1933S101 | Stock | 153,455 | $392,845 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 2,870 | $391,497 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,295 | $388,772 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 4,775 | $386,632 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,925 | $382,260 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 3,825 | $377,107 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 583 | $376,904 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 4,000 | $374,600 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,000 | $369,840 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,300 | $365,723 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 3,300 | $365,310 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,750 | $365,228 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,040 | $364,153 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 2,370 | $361,288 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,543 | $359,169 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,400 | $356,608 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 9,350 | $355,487 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,300 | $354,900 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 2,891 | $353,627 | dollars as filed | |
| AVIENT CORPORATION | 05368V106 | COM | 9,846 | $347,756 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,804 | $347,220 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 28,500 | $346,275 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,000 | $341,100 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 36,500 | $339,085 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,202 | $333,398 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 4,000 | $326,040 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,790 | $325,404 | dollars as filed | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 9,875 | $323,703 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,275 | $319,335 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,420 | $311,015 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,575 | $309,386 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,000 | $299,800 | dollars as filed | |
| F N B CORP | 302520101 | COM | 27,388 | $295,517 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 7,851 | $290,093 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 567 | $285,876 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 25,520 | $281,230 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,778 | $277,193 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 153,320 | $275,976 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 15,300 | $273,564 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 39,700 | $271,151 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 6,422 | $270,989 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 4,268 | $270,719 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 20,000 | $268,000 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 3,992 | $263,672 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,500 | $258,115 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 745 | $254,239 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,430 | $243,340 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,995 | $242,055 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,000 | $234,300 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,050 | $232,019 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,050 | $230,391 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,789 | $230,316 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,133 | $228,700 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,892 | $227,324 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,850 | $226,512 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 2,000 | $225,900 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,128 | $223,794 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,324 | $223,464 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,100 | $223,355 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 500 | $222,285 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 870 | $221,894 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,246 | $219,619 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,350 | $217,371 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,637 | $215,364 | dollars as filed | |
| VTI | 922908769 | COM | 1,001 | $212,625 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,500 | $211,650 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,110 | $203,034 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 420 | $202,024 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 7,250 | $198,360 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,100 | $196,623 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,150 | $195,696 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,485 | $188,706 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 1,993 | $186,585 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $183,183 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 2,592 | $176,360 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 1,955 | $173,760 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 3,250 | $167,700 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,270 | $166,446 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 18,053 | $163,380 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,757 | $155,763 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,375 | $149,820 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 11,000 | $149,710 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,600 | $147,248 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,295 | $137,166 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 2,647 | $136,479 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,853 | $131,767 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 1,700 | $130,475 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 800 | $129,272 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,200 | $128,612 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,550 | $125,919 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,000 | $123,800 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 2,000 | $123,200 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 20,000 | $115,400 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 3,100 | $112,375 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,000 | $111,400 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 690 | $109,717 | dollars as filed | |
| Southern Company | 842587107 | COM | 1,651 | $106,851 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,500 | $106,625 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 1,100 | $104,291 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 350 | $100,055 | dollars as filed | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,250 | $98,050 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 1,170 | $91,681 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 1,782 | $91,167 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 2,207 | $90,774 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 8,090 | $88,589 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 450 | $88,452 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 630 | $88,011 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,028 | $76,679 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 13,857 | $71,086 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,880 | $69,560 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 400 | $66,952 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 2,350 | $64,437 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,000 | $63,990 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,100 | $60,797 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 1,368 | $60,657 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 649 | $57,281 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,500 | $50,535 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 1,300 | $49,062 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,379 | $45,470 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 3,550 | $44,091 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 485 | $42,069 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 3,789 | $41,153 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 950 | $39,235 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 683 | $37,770 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 8,400 | $36,792 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 262 | $27,062 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 300 | $26,469 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 150 | $24,497 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 550 | $20,510 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 233 | $19,950 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,205 | $18,544 | dollars as filed | |
| LOEWS CORP COM | 540424108 | Stock | 254 | $16,055 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 150 | $12,777 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 485 | $11,965 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100 | $8,574 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,079 | $5,509 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 58 | $5,363 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 138 | $5,274 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 150 | $1,935 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 14 | $1,049 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 120 | $985 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 147 | $522 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 72 | $464 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 29 | $453 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001506071-23-000004 | this filing | 2023-11-14 | acceptance time not in the bulk data set |