13F-HR filed by Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 262 holding rows worth $732,962,000.
- Accession
- 0001506071-21-000005
- Filer
- CIK 1506071
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 262 entries on the cover page, a total value of $732,962,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $732,962,000 with VALUE read as thousands by filing date, 13F file number 028-14047. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWERS FOODS INC COM | 343498101 | Stock | 6,559,820 | $155,009,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 116,851 | $32,943,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 179,574 | $25,410,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 910,786 | $17,524,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,308 | $17,437,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,374 | $16,989,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 142,038 | $16,525,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,629 | $15,049,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 127,133 | $14,393,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 35,379 | $14,350,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 40,903 | $14,221,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 72,064 | $11,796,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18,738 | $10,706,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,844 | $9,094,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 45,441 | $8,822,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,740 | $8,736,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5,615 | $7,613,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 27,794 | $7,538,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 32,401 | $7,412,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 21,547 | $6,893,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,226 | $6,819,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 66,182 | $6,810,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 106,940 | $6,290,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 9,055 | $5,857,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 33,406 | $5,562,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,951 | $4,898,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,127 | $4,679,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 28,421 | $4,595,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,948 | $4,579,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 191,057 | $4,373,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,662 | $4,370,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 31,254 | $4,369,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,543 | $4,305,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 54,733 | $3,998,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,186 | $3,762,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 69,043 | $3,729,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,000 | $3,353,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,366 | $3,351,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 70,424 | $3,330,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 91,641 | $3,312,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 19,245 | $3,117,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 36,387 | $3,088,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 23,406 | $3,042,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 27,490 | $2,965,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 33,967 | $2,920,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 14,883 | $2,917,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 17,173 | $2,877,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 57,514 | $2,791,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 24,501 | $2,767,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 39,383 | $2,764,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 13,191 | $2,756,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 30,826 | $2,756,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,258,265 | $2,687,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 81,351 | $2,646,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,112 | $2,640,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 71,621 | $2,628,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 11,841 | $2,608,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,621 | $2,587,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,837 | $2,513,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 46,544 | $2,442,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 93,301 | $2,371,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 15,954 | $2,362,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,921 | $2,358,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 78,451 | $2,333,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 54,135 | $2,328,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,335 | $2,273,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 60,376 | $2,269,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 63,650 | $2,260,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,927 | $2,245,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 40,050 | $2,240,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,670 | $2,235,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 44,001 | $2,067,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,511 | $2,020,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,438 | $1,972,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 7,571 | $1,919,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 7,337 | $1,880,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 33,646 | $1,840,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,080 | $1,830,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 17,931 | $1,828,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 21,200 | $1,797,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,032 | $1,789,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 8,905 | $1,782,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 6,075 | $1,782,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,713 | $1,766,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 38,750 | $1,727,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 15,101 | $1,719,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 63,217 | $1,707,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,535 | $1,612,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,790 | $1,569,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 19,916 | $1,562,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 26,047 | $1,515,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,000 | $1,470,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,890 | $1,466,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 224,128 | $1,461,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 15,167 | $1,438,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,781 | $1,421,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,625 | $1,372,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 6,000 | $1,314,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,776 | $1,300,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 16,116 | $1,283,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 34,901 | $1,274,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 7,300 | $1,265,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 37,400 | $1,263,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 40,772 | $1,236,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 20,537 | $1,227,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,320 | $1,195,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 78,173 | $1,195,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 7,772 | $1,193,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6,175 | $1,191,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 32,671 | $1,162,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,716 | $1,160,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,181 | $1,152,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 11,906 | $1,152,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,233 | $1,129,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 14,251 | $1,127,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 22,154 | $1,091,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,219 | $1,076,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 38,061 | $1,072,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 8,535 | $1,071,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 23,176 | $1,051,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 28,001 | $1,040,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11,886 | $1,023,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 22,759 | $1,020,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,971 | $1,018,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 29,901 | $997,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 5,612 | $974,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,345 | $958,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,501 | $956,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 19,151 | $933,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,660 | $927,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,250 | $915,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,019 | $904,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,401 | $895,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,441 | $892,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,354 | $884,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 22,034 | $877,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,450 | $854,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,000 | $849,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,502 | $844,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $823,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,651 | $816,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,046 | $802,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 16,936 | $797,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,050 | $782,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,250 | $774,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 8,713 | $768,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,083 | $746,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,672 | $744,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 10,101 | $725,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,500 | $722,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 17,350 | $713,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,084 | $682,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,435 | $681,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,947 | $680,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 2,746 | $658,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,700 | $658,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,151 | $656,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,892 | $633,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,164 | $633,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,820 | $627,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,400 | $610,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,950 | $605,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 20,501 | $604,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 28,001 | $603,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,031 | $594,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,190 | $583,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,836 | $575,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 30,001 | $562,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,500 | $552,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 4,993 | $552,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,600 | $545,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,975 | $539,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 48,051 | $529,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,804 | $511,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,145 | $504,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 8,600 | $500,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,983 | $497,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,795 | $496,000 | thousands by filing date | |
| WUXI APPTEC CO | Y971B1118 | COM | 21,168 | $495,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,842 | $493,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,580 | $493,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,064 | $492,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,929 | $483,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,832 | $470,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,350 | $467,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,095 | $462,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,171 | $460,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 2,250 | $460,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,538 | $456,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 9,846 | $456,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,075 | $455,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,633 | $448,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 993 | $426,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 7,250 | $425,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,246 | $421,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,200 | $417,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,000 | $414,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,215 | $409,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 25,001 | $407,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,050 | $404,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,400 | $402,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,700 | $402,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,126 | $398,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,000 | $395,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,753 | $391,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,500 | $389,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,150 | $389,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 7,501 | $388,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,324 | $380,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,591 | $379,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,160 | $370,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,400 | $370,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,826 | $365,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 692 | $357,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 30,001 | $348,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,200 | $337,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,960 | $334,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,777 | $324,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,286 | $323,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,103 | $314,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,203 | $307,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 8,101 | $305,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,801 | $304,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 450 | $299,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,625 | $293,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,100 | $290,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,930 | $290,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,101 | $288,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $286,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,110 | $276,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,601 | $275,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 4,600 | $275,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 4,350 | $268,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 585 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,001 | $263,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,710 | $257,000 | thousands by filing date | |
| DIAGEO PLC | G42089113 | FOREIGN | 5,125 | $255,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,600 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,000 | $246,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,551 | $246,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,816 | $245,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $240,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,650 | $237,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 700 | $234,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 125 | $227,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 5,000 | $227,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,000 | $226,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,100 | $223,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,000 | $222,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,950 | $221,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,000 | $218,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,650 | $213,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,270 | $210,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,000 | $210,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,716 | $209,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,962 | $205,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,155 | $203,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 715 | $200,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 14,101 | $163,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 19,700 | $111,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 54,000 | $1,000 | thousands by filing date | |
| CROWN LABORATORIES INC | 228392304 | COMMON | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001506071-21-000005 | this filing | 2021-11-10 | acceptance time not in the bulk data set |