13F-HR filed by Wellington Shields & Co., LLC
Wellington Shields & Co., LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-02, with 144 holding rows worth $192,929,000.
- Accession
- 0001506071-18-000004
- Filer
- CIK 1506073
- Filed
- 2018-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 161 entries on the cover page, a total value of $192,929,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $192,929,000 with VALUE read as thousands by filing date, 13F file number 028-14518. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLUMINA INC | 452327109 | COM | 82,049 | $22,915,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 81,858 | $8,072,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 951,064 | $7,827,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 189,517 | $6,264,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 392,600 | $5,265,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,104 | $5,109,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 58,025 | $4,825,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 335,600 | $4,678,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 113,950 | $4,490,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 27,955 | $3,905,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,707 | $3,699,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 80,506 | $3,301,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 41,161 | $3,178,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 150,231 | $3,129,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,459 | $2,965,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,399 | $2,938,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,742 | $2,914,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,520 | $2,907,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 86,636 | $2,782,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 31,400 | $2,535,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 50,218 | $2,526,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 32,300 | $2,471,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,250 | $2,449,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,721 | $2,381,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 44,500 | $2,343,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 10,600 | $2,161,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,672 | $2,083,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 53,767 | $1,951,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 51,249 | $1,869,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 28,095 | $1,864,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 19,258 | $1,784,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 27,285 | $1,714,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 38,969 | $1,677,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 12,224 | $1,529,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,430 | $1,486,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,215 | $1,439,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,356 | $1,410,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22,755 | $1,388,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 38,000 | $1,379,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 99,533 | $1,355,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 84,300 | $1,313,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 12,198 | $1,293,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 18,093 | $1,263,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 18,700 | $1,193,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 105,200 | $1,173,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 48,000 | $1,167,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,567 | $1,083,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,472 | $1,077,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 15,607 | $1,029,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,696 | $991,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,783 | $877,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 39,840 | $867,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 766 | $865,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 49,510 | $857,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,246 | $844,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,100 | $828,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,570 | $825,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,930 | $785,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24,836 | $781,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 16,777 | $777,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,948 | $750,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 12,000 | $750,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 33,000 | $750,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 24,230 | $724,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,300 | $715,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,200 | $699,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $680,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,416 | $677,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,800 | $650,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,150 | $635,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 18,000 | $617,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 22,110 | $608,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 22,050 | $607,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,050 | $606,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,850 | $585,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,400 | $568,000 | thousands by filing date | |
| DIAGEO PLC | G42089113 | FOREIGN | 15,375 | $551,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 13,350 | $538,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 470 | $524,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,965 | $511,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,069 | $496,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,215 | $492,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 48,671 | $492,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,150 | $475,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,500 | $474,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,950 | $462,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,000 | $456,000 | thousands by filing date | |
| THOMASVILLE BANCSHARES INC GA COMMON STOCK | 884608100 | Common Stock | 11,000 | $456,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,353 | $440,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,100 | $436,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,892 | $423,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,200 | $421,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,700 | $412,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,256 | $398,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,000 | $397,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,900 | $371,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,569 | $370,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,700 | $367,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,325 | $365,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,000 | $365,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,500 | $359,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,150 | $349,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,500 | $343,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,470 | $342,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,000 | $339,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,860 | $329,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,000 | $327,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,675 | $325,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,650 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,860 | $314,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,350 | $307,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,920 | $307,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,299 | $307,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 13,200 | $300,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,750 | $299,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,723 | $293,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,700 | $284,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,670 | $284,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,000 | $273,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,250 | $254,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,200 | $245,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,825 | $244,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,547 | $242,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,433 | $242,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,273 | $238,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,654 | $235,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,550 | $226,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,116 | $218,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,600 | $216,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,000 | $215,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,050 | $215,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,300 | $212,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10,776 | $212,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,900 | $211,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,832 | $206,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,500 | $202,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,400 | $196,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,707 | $194,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,000 | $149,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,450 | $127,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,400 | $107,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 10,000 | $107,000 | thousands by filing date | |
| TVA GROUP INC CL B | 872948203 | COM | 19,800 | $53,000 | thousands by filing date | |
| HOME SOLUTIONS HEALTH INC | 43735N104 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001506071-18-000004 | this filing | 2018-08-02 | acceptance time not in the bulk data set |