13F-HR filed by Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-04, with 310 holding rows worth $580,678,000.
- Accession
- 0001506071-15-000004
- Filer
- CIK 1506071
- Filed
- 2015-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 311 entries on the cover page, a total value of $580,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $580,678,000 with VALUE read as thousands by filing date, 13F file number 028-14047. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,421,822 | $183,616,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 216,836 | $16,122,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 122,218 | $11,525,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 89,268 | $9,846,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 195,763 | $7,629,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 80,651 | $7,268,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 288,118 | $7,266,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 215,177 | $7,010,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 85,481 | $6,921,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 52,422 | $5,981,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 57,315 | $5,350,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 52,094 | $5,324,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 191,052 | $5,288,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 71,666 | $5,156,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 65,030 | $5,059,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 113,457 | $5,022,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 134,000 | $4,884,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 32,000 | $4,830,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 109,530 | $4,437,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 140,049 | $4,399,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 85,205 | $4,397,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 89,720 | $4,352,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,678 | $4,263,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 74,466 | $4,180,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 66,522 | $4,078,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 92,007 | $4,003,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 40,757 | $3,932,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 70,560 | $3,839,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 61,548 | $3,753,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 62,079 | $3,675,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 116,350 | $3,598,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 19,919 | $3,502,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 117,840 | $3,410,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 49,198 | $3,393,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 22,317 | $3,235,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 17,150 | $2,950,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 85,848 | $2,896,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 48,514 | $2,758,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14,845 | $2,747,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 26,822 | $2,634,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,950 | $2,583,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,181 | $2,562,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,189 | $2,549,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 43,959 | $2,500,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 42,275 | $2,422,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 18,486 | $2,421,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 33,225 | $2,345,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 46,458 | $2,295,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,186 | $2,264,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 28,800 | $2,135,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,140 | $2,100,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,000 | $2,073,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 15,450 | $2,050,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 149,470 | $2,028,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 19,793 | $2,014,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 49,802 | $1,998,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,077 | $1,978,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 20,274 | $1,966,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 39,275 | $1,861,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 13,320 | $1,856,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 19,920 | $1,774,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 36,925 | $1,753,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 63,563 | $1,744,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,275 | $1,740,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 31,148 | $1,724,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 35,752 | $1,723,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 52,505 | $1,630,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,775 | $1,629,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26,855 | $1,561,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 14,150 | $1,531,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,301 | $1,513,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30,318 | $1,491,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,000 | $1,491,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,544 | $1,463,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 22,740 | $1,435,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 44,690 | $1,422,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 12,875 | $1,407,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 18,575 | $1,387,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 33,818 | $1,360,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 18,853 | $1,356,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,306 | $1,344,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 81,000 | $1,338,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 33,186 | $1,332,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 51,400 | $1,301,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,459 | $1,294,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 75,000 | $1,284,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 30,800 | $1,282,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 17,084 | $1,243,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 16,505 | $1,242,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,219 | $1,231,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,231 | $1,216,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,335 | $1,195,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 12,000 | $1,179,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 38,580 | $1,179,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 27,750 | $1,162,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,150 | $1,129,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,900 | $1,088,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,223 | $1,088,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 28,474 | $1,049,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,425 | $1,028,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 58,250 | $1,016,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,642 | $1,004,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 34,000 | $989,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 31,218 | $977,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 73,900 | $976,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 12,200 | $975,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 9,920 | $960,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 36,101 | $956,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,857 | $933,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,841 | $931,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,739 | $910,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,939 | $908,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,070 | $908,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,341 | $884,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,903 | $865,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,000 | $861,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 88,060 | $851,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 19,250 | $850,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 31,600 | $842,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 22,250 | $841,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,700 | $839,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 7,925 | $834,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 14,378 | $831,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,000 | $828,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,960 | $816,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,919 | $811,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,195 | $807,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 52,000 | $806,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,094 | $801,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 12,750 | $800,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 35,701 | $799,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 30,000 | $792,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 26,850 | $761,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 48,727 | $759,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,500 | $756,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 74,400 | $752,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,744 | $749,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 11,400 | $738,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 26,720 | $719,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 34,857 | $716,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 6,850 | $716,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,212 | $712,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 39,250 | $703,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 70,273 | $695,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 53,950 | $688,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 13,880 | $687,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 42,690 | $682,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 6,600 | $682,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 16,200 | $678,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 13,845 | $677,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 14,850 | $675,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 43,350 | $674,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,875 | $671,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 109,860 | $667,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 16,600 | $662,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 46,150 | $652,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,478 | $650,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 16,443 | $650,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,762 | $650,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 14,600 | $649,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 12,350 | $640,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 30,628 | $637,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 589,859 | $631,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,357 | $621,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 54,875 | $607,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 23,875 | $603,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 12,500 | $602,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,000 | $593,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 14,952 | $593,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,005 | $592,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,211 | $590,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 9,000 | $587,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8,496 | $584,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,000 | $582,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,000 | $580,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 23,434 | $557,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 22,811 | $551,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 116,800 | $545,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 18,346 | $538,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 5,500 | $534,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,571 | $525,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,535 | $523,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,000 | $507,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,250 | $505,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 13,600 | $503,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 13,576 | $491,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 41,300 | $488,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,760 | $488,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,050 | $479,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,000 | $470,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,200 | $469,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,370 | $467,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,630 | $463,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 8,000 | $461,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 23,550 | $459,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 18,072 | $454,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,055 | $442,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,457 | $434,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,323 | $434,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 7,300 | $432,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,740 | $424,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,150 | $420,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 52,604 | $419,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,750 | $418,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,776 | $417,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,650 | $416,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 32,700 | $414,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 7,070 | $412,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,180 | $410,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 5,000 | $409,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,900 | $407,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 7,970 | $398,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,300 | $392,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,150 | $390,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $390,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,899 | $387,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,576 | $376,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 20,000 | $374,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,300 | $373,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2,000 | $373,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,400 | $371,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 9,303 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,170 | $355,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 13,500 | $355,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,846 | $351,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 14,750 | $351,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,360 | $350,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 7,000 | $350,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,750 | $342,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,825 | $340,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,054 | $338,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 47,100 | $338,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 8,050 | $337,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,566 | $335,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 9,408 | $333,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,773 | $328,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,250 | $325,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,840 | $320,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 17,000 | $320,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 18,180 | $315,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 15,600 | $303,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 12,531 | $300,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,150 | $298,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 9,000 | $297,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,000 | $294,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,026 | $286,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,650 | $286,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 17,000 | $284,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,600 | $282,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,575 | $282,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 17,000 | $275,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,200 | $275,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 5,000 | $274,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,653 | $273,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,955 | $272,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,700 | $262,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,800 | $260,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,000 | $259,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,000 | $255,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,790 | $253,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,675 | $252,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,700 | $250,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 52,539 | $250,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,808 | $247,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,100 | $244,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,436 | $241,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,750 | $240,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,360 | $238,000 | thousands by filing date | |
| Hca The Healthcare Co | 40412C102 | COM | 3,000 | $232,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 14,000 | $231,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,000 | $227,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,000 | $225,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,000 | $221,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,500 | $221,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,434 | $221,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 177,000 | $218,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,000 | $214,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 10,500 | $212,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,900 | $208,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 5,323 | $206,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 46,000 | $205,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,750 | $203,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,150 | $202,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,500 | $199,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,000 | $178,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,000 | $177,000 | thousands by filing date | |
| DAVIDE CAMPARI-MILANO | T24091117 | COM | 21,400 | $168,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,351 | $167,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 26,800 | $165,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 12,400 | $155,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,800 | $153,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 23,153 | $141,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,870 | $117,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 57,120 | $109,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,250 | $104,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,000 | $93,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,400 | $87,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 10,400 | $75,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,000 | $48,000 | thousands by filing date | |
| DALECO RESOURCES CORP | 23437P208 | COM | 1,038,250 | $42,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 26,000 | $26,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 25,000 | $18,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 19,134 | $18,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,000 | $13,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 25,000 | $7,000 | thousands by filing date | |
| SEARCHLIGHT MINERALS CORP NEW | 812224202 | COM | 15,000 | $3,000 | thousands by filing date | |
| GENOIL INC | 371924101 | COM | 54,000 | $2,000 | thousands by filing date | |
| CROWN LABORATORIES INC | 228392304 | COMMON | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALCOL INC | 128699105 | COMMON | 21,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE & WEBSTER INC ESCROW | 861ESC994 | COM | 64,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001506071-15-000004 | this filing | 2015-11-04 | acceptance time not in the bulk data set |