13F-HR filed by Coe Capital Management, LLC
Coe Capital Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 212 holding rows worth $309,098,000.
- Accession
- 0001505896-16-000015
- Filer
- CIK 1505896
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 212 entries on the cover page, a total value of $309,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $309,098,052 with VALUE read as dollars, detected, 13F file number 028-14042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MASTEC INC COM | 576323109 | Stock | 338,646 | $9,574,206 | dollars, detected | |
| FIVE9 INC | 338307101 | COM | 540,313 | $7,769,373 | dollars, detected | |
| RINGCENTRAL INC | 76680R206 | CL A | 364,640 | $7,454,247 | dollars, detected | |
| U S CONCRETE INC | 90333L201 | COM | 147,268 | $7,289,766 | dollars, detected | |
| PENNEY J C INC | 708160106 | COM | 669,477 | $5,677,165 | dollars, detected | |
| OPENLANE INC | 48238T109 | COM | 122,461 | $5,166,217 | dollars, detected | |
| MARINEMAX INC | 567908108 | COM | 295,621 | $4,995,227 | dollars, detected | |
| VARONIS SYS INC | 922280102 | COM | 158,005 | $4,518,943 | dollars, detected | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 301,707 | $4,493,224 | dollars, detected | |
| BEST BUY CO INC | 86516101 | OPTION | 113,597 | $4,392,796 | dollars, detected | The CUSIP as filed is malformed. |
| VCA ANTECH INC | 918194101 | COM | 71,565 | $4,334,692 | dollars, detected | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 222,253 | $4,311,708 | dollars, detected | |
| GMS INC | 36251C103 | COM | 200,434 | $4,132,949 | dollars, detected | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 343,111 | $4,117,332 | dollars, detected | |
| 8X8 INC | 282914100 | COMMON STOCK | 284,374 | $4,023,892 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 49,771 | $3,775,483 | dollars, detected | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 279,883 | $3,753,802 | dollars, detected | |
| AVIS BUDGET GROUP INC | 53774105 | COM | 113,178 | $3,677,153 | dollars, detected | The CUSIP as filed is malformed. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 80,160 | $3,242,800 | dollars, detected | |
| INPHI CORP | 45772F107 | COM | 85,597 | $3,239,846 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 79,134 | $2,960,000 | dollars, detected | |
| ABIOMED INC COM | 3654100 | COM | 25,468 | $2,820,156 | dollars, detected | The CUSIP as filed is malformed. |
| ABRAXAS PETE CORP NEVADA | 3830106 | EQUITY | 1,733,260 | $2,807,881 | dollars, detected | The CUSIP as filed is malformed. |
| SELECT COMFORT CORP | 81616X103 | COM | 147,136 | $2,786,756 | dollars, detected | |
| CHEMOURS CO COM | 163851108 | Stock | 160,499 | $2,702,803 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 126,785 | $2,550,775 | dollars, detected | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 111,090 | $2,477,307 | dollars, detected | |
| NEW JERSEY RES CORP | 646025106 | COM | 71,565 | $2,358,067 | dollars, detected | |
| HIBBETT INC | 428567101 | COM | 61,624 | $2,357,118 | dollars, detected | |
| BJS RESTAURANTS INC | 09180C106 | COM | 64,624 | $2,339,389 | dollars, detected | |
| CHILDRENS PL INC NEW | 168905107 | COM | 31,299 | $2,305,171 | dollars, detected | |
| PIER 1 IMPORTS INC | 720279108 | COM | 540,529 | $2,291,843 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 50,379 | $2,289,000 | dollars, detected | |
| RANGE RES CORP COM | 75281A109 | Stock | 59,938 | $2,260,800 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,820 | $2,249,000 | dollars, detected | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 180,000 | $2,246,400 | dollars, detected | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 40,334 | $2,239,320 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,396 | $2,224,000 | dollars, detected | |
| AMN HEALTHCARE SERVICES I | 1744101 | COM | 68,065 | $2,160,360 | dollars, detected | The CUSIP as filed is malformed. |
| CEVA INC | 157210105 | COMMON STOCK | 71,376 | $2,151,986 | dollars, detected | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 96,373 | $2,113,404 | dollars, detected | |
| MITEK SYS INC | 606710200 | COM NEW | 300,056 | $2,040,381 | dollars, detected | |
| PATRICK INDS INC | 703343103 | COM | 36,719 | $2,032,397 | dollars, detected | |
| NMI HLDGS INC | 629209305 | COM | 264,664 | $2,024,680 | dollars, detected | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 108,561 | $2,023,577 | dollars, detected | |
| REGAL ENTMT GROUP | 758766109 | CL A | 93,030 | $2,023,000 | dollars, detected | |
| OSI SYSTEMS INC | 671044105 | COM | 29,039 | $1,964,884 | dollars, detected | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 62,055 | $1,962,000 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 30,505 | $1,924,000 | dollars, detected | |
| MERIT MED SYS INC COM | 589889104 | Stock | 87,994 | $1,852,274 | dollars, detected | |
| CALAVO GROWERS INC | 128246105 | COM | 29,905 | $1,840,234 | dollars, detected | |
| BOINGO WIRELESS INC | 09739C102 | COM | 191,787 | $1,837,319 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 2,185 | $1,830,000 | dollars, detected | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 63,112 | $1,773,447 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 242,595 | $1,761,000 | dollars, detected | |
| HARMONIC INC | 413160102 | COM | 334,132 | $1,670,660 | dollars, detected | |
| LITHIA MTRS INC COM | 536797103 | Stock | 19,598 | $1,666,387 | dollars, detected | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 28,993 | $1,664,198 | dollars, detected | |
| PRIMO WTR CORP | 74165N105 | COM | 125,658 | $1,639,837 | dollars, detected | |
| FERROGLOBE PLC | G33856108 | SHS | 179,531 | $1,622,960 | dollars, detected | |
| CONTROL4 CORP | 21240D107 | COM | 142,932 | $1,619,420 | dollars, detected | |
| Lincoln National Corporat | 524901105 | COM | 48,200 | $1,614,000 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 38,147 | $1,613,000 | dollars, detected | |
| VULCAN MATLS CO COM | 929160109 | Stock | 14,128 | $1,607,000 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 18,047 | $1,602,000 | dollars, detected | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 37,600 | $1,586,000 | dollars, detected | The CUSIP as filed is malformed. |
| Charles Schwab Corp | 808513105 | COM | 50,000 | $1,582,500 | dollars, detected | |
| NEWFIELD EXPL CO | 651290108 | COM | 39,050 | $1,581,135 | dollars, detected | |
| BRIGHTCOVE INC | 10921T101 | COM | 144,192 | $1,578,902 | dollars, detected | |
| ALLERGAN PLC | G0177J108 | SHS | 6,830 | $1,573,000 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 9,386 | $1,565,000 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 98,098 | $1,539,080 | dollars, detected | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 20,590 | $1,538,000 | dollars, detected | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 95,849 | $1,514,414 | dollars, detected | |
| HASBRO INC COM | 418056107 | Stock | 19,045 | $1,511,000 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,080 | $1,500,000 | dollars, detected | |
| VWO | 922042858 | SHS | 39,104 | $1,471,000 | dollars, detected | |
| NEWTEKONE INC | 652526203 | COM NEW | 97,202 | $1,451,226 | dollars, detected | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 82,946 | $1,434,128 | dollars, detected | |
| INCONTACT INC | 45336E109 | COM | 101,483 | $1,411,629 | dollars, detected | |
| VTI | 922908769 | COM | 12,647 | $1,408,000 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 13,240 | $1,400,000 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 33,125 | $1,384,000 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 277,074 | $1,375,793 | dollars, detected | |
| DREW INDS INC | 26168L205 | COM NEW | 15,015 | $1,372,725 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 73,338 | $1,372,154 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 86,587 | $1,368,940 | dollars, detected | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 180,653 | $1,363,930 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 54,334 | $1,362,133 | dollars, detected | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 70,249 | $1,343,863 | dollars, detected | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 170,117 | $1,330,315 | dollars, detected | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 272,922 | $1,320,942 | dollars, detected | |
| MILLERKNOLL INC | 600544100 | COM | 45,580 | $1,304,000 | dollars, detected | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 11,390 | $1,296,000 | dollars, detected | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 89,354 | $1,266,439 | dollars, detected | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,000 | $1,260,960 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 130,000 | $1,242,800 | dollars, detected | |
| ELDORADO RESORTS INC | 28470R102 | COM | 104,617 | $1,234,481 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,605 | $1,229,000 | dollars, detected | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 242,025 | $1,217,386 | dollars, detected | |
| FORWARD AIR CORP | 349853101 | COM | 28,914 | $1,213,527 | dollars, detected | |
| ABAXIS INC | 2567105 | COM | 26,070 | $1,209,648 | dollars, detected | The CUSIP as filed is malformed. |
| AMBER ROAD INC | 02318Y108 | COM | 126,967 | $1,198,568 | dollars, detected | |
| SPARTAN MTRS INC | 846819100 | COM | 144,615 | $1,178,612 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 11,057 | $1,156,000 | dollars, detected | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 90,141 | $1,149,298 | dollars, detected | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 81,200 | $1,148,980 | dollars, detected | |
| CARBONITE INC | 141337105 | COM | 69,250 | $1,139,163 | dollars, detected | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 102,456 | $1,131,114 | dollars, detected | |
| AXCELIS TECHNOLOGIES INC | 54540208 | COM NEW | 77,713 | $1,103,525 | dollars, detected | The CUSIP as filed is malformed. |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 130,092 | $1,092,773 | dollars, detected | |
| AXT INC | 00246W103 | COM | 218,071 | $1,090,355 | dollars, detected | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 59,395 | $1,082,064 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 30,000 | $1,074,000 | dollars, detected | |
| INVUITY INC | 46187J205 | COM NEW | 102,369 | $1,039,045 | dollars, detected | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 14,317 | $1,027,961 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,223 | $1,007,412 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,619 | $1,005,000 | dollars, detected | |
| ELLIE MAE INC | 28849P100 | COM | 9,572 | $1,001,518 | dollars, detected | |
| AIR METHODS CORP COM | 9128307 | COM | 35,275 | $996,000 | dollars, detected | The CUSIP as filed is malformed. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 50,925 | $932,437 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 50,000 | $921,500 | dollars, detected | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 40,000 | $883,200 | dollars, detected | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 14,703 | $881,886 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 20,000 | $873,800 | dollars, detected | |
| KFORCE INC COM | 493732101 | Stock | 48,980 | $847,354 | dollars, detected | |
| XACTLY CORP | 98386L101 | COM | 65,044 | $826,059 | dollars, detected | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 60,000 | $816,600 | dollars, detected | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 20,000 | $815,600 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 41,290 | $813,800 | dollars, detected | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 55,300 | $805,721 | dollars, detected | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 92,781 | $797,917 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 152,900 | $762,971 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 37,082 | $756,473 | dollars, detected | |
| APOLLO SENIOR FLOATING RATE | 37636107 | COM | 45,000 | $750,150 | dollars, detected | The CUSIP as filed is malformed. |
| NEW YORK & CO INC | 649295102 | COM | 346,820 | $745,663 | dollars, detected | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20,000 | $729,400 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 90,000 | $716,400 | dollars, detected | |
| CUBIC CORP | 229669106 | COM | 16,900 | $715,715 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,000 | $694,000 | dollars, detected | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8,731 | $690,709 | dollars, detected | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 54,066 | $689,342 | dollars, detected | |
| PLY GEM HLDGS INC | 72941W100 | COM | 47,835 | $639,000 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 6,250 | $631,000 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 20,335 | $625,000 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,000 | $619,500 | dollars, detected | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 26,775 | $619,000 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 38,710 | $593,811 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,747 | $590,000 | dollars, detected | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 78,380 | $589,418 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 5,245 | $589,000 | dollars, detected | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 107,395 | $578,859 | dollars, detected | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 42,821 | $561,383 | dollars, detected | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 34,481 | $557,213 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 35,000 | $540,750 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 46,146 | $537,139 | dollars, detected | |
| Castle Brands Inc | 148435100 | COM | 683,499 | $512,556 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 11,985 | $508,000 | dollars, detected | |
| TRONOX LTD | Q9235V101 | SHS CL A | 62,200 | $499,466 | dollars, detected | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,000 | $486,000 | dollars, detected | |
| NEWLINK GENETICS CORP | 651511107 | COM | 40,000 | $471,600 | dollars, detected | |
| CALLON PETE CO DEL | 13123X102 | COM | 35,000 | $462,700 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X909 | COM | 300 | $459,000 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,629 | $458,000 | dollars, detected | |
| CNH INDL N V SHS | N20944109 | Stock | 60,000 | $444,000 | dollars, detected | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 144,126 | $441,026 | dollars, detected | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,870 | $435,000 | dollars, detected | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,000 | $409,800 | dollars, detected | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 41,020 | $406,918 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,325 | $406,000 | dollars, detected | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 14,325 | $401,000 | dollars, detected | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,510 | $398,000 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 4,410 | $384,000 | dollars, detected | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 30,000 | $377,700 | dollars, detected | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 20,000 | $376,200 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,711 | $368,000 | dollars, detected | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 30,000 | $364,800 | dollars, detected | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 25,000 | $354,500 | dollars, detected | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 10,000 | $354,000 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,840 | $353,000 | dollars, detected | |
| OPHTHOTECH CORP | 683745103 | COM | 10,000 | $351,800 | dollars, detected | |
| BEACON ROOFING SUPPLY INC | 73685109 | COM | 8,465 | $350,536 | dollars, detected | The CUSIP as filed is malformed. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 40,000 | $336,400 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 17,930 | $333,000 | dollars, detected | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 5,899 | $331,229 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,840 | $322,000 | dollars, detected | |
| OHA INVT CORP | 67091U102 | COM | 113,815 | $320,837 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 1,905 | $318,000 | dollars, detected | |
| FARO TECHNOLOGIES INC CMN STOCK | 311642952 | Cmn | 1,000 | $315,000 | dollars, detected | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 16,380 | $314,000 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,000 | $308,000 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,000 | $305,000 | dollars, detected | |
| U S CONCRETE INC | 90333L901 | CALL | 500 | $280,000 | dollars, detected | |
| RED LION HOTELS CORP | 756764106 | COM | 33,626 | $279,096 | dollars, detected | |
| NUTRI SYS INC NEW | 67069D108 | COM | 8,783 | $278,421 | dollars, detected | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,210 | $266,000 | dollars, detected | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 32,665 | $261,973 | dollars, detected | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 10,000 | $260,000 | dollars, detected | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,980 | $239,000 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,685 | $222,000 | dollars, detected | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,404 | $211,617 | dollars, detected | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,800 | $207,000 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 2,125 | $206,000 | dollars, detected | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 20,000 | $194,100 | dollars, detected | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 37,113 | $193,730 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 83,000 | $192,000 | dollars, detected | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 10,835 | $174,877 | dollars, detected | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 10,000 | $153,000 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,000 | $144,000 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,615 | $142,000 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,000 | $127,200 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,000 | $114,750 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001505896-16-000015 | this filing | 2016-11-14 | acceptance time not in the bulk data set |