13F-HR filed by Coe Capital Management, LLC
Coe Capital Management, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 231 holding rows worth $312,858,000.
- Accession
- 0001505896-16-000012
- Filer
- CIK 1505896
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 231 entries on the cover page, a total value of $312,858,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,858,127 with VALUE read as dollars, detected, 13F file number 028-14042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MASTEC INC COM | 576323109 | Stock | 481,349 | $9,742,410 | dollars, detected | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 439,981 | $7,338,423 | dollars, detected | |
| U S G CORP | 903293405 | COM NEW | 274,162 | $6,802,394 | dollars, detected | |
| MARINEMAX INC | 567908108 | COM | 348,893 | $6,792,685 | dollars, detected | |
| FORWARD AIR CORP | 349853101 | COM | 144,963 | $6,569,252 | dollars, detected | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 408,564 | $6,561,920 | dollars, detected | |
| BEACON ROOFING SUPPLY INC | 73685109 | COM | 156,657 | $6,424,504 | dollars, detected | The CUSIP as filed is malformed. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 393,163 | $6,243,320 | dollars, detected | |
| OPENLANE INC | 48238T109 | COM | 161,738 | $6,168,619 | dollars, detected | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 309,463 | $5,731,420 | dollars, detected | |
| INCONTACT INC | 45336E109 | COM | 620,953 | $5,520,256 | dollars, detected | |
| SAIA INC | 78709Y105 | COM | 194,267 | $5,468,616 | dollars, detected | |
| AIR METHODS CORP COM | 9128307 | COM | 133,399 | $4,831,930 | dollars, detected | The CUSIP as filed is malformed. |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 374,057 | $4,215,622 | dollars, detected | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 206,818 | $3,838,542 | dollars, detected | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 239,680 | $3,789,608 | dollars, detected | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 249,544 | $3,543,525 | dollars, detected | |
| VARONIS SYS INC | 922280102 | COM | 192,648 | $3,515,826 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 250,754 | $3,327,506 | dollars, detected | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 189,256 | $3,240,063 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 41,391 | $3,223,997 | dollars, detected | |
| FIVE9 INC | 338307101 | COM | 359,140 | $3,192,838 | dollars, detected | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 41,737 | $3,093,129 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 86,177 | $3,092,000 | dollars, detected | |
| CEVA INC | 157210105 | COMMON STOCK | 131,376 | $2,955,960 | dollars, detected | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 151,120 | $2,939,284 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 18,005 | $2,872,054 | dollars, detected | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 65,584 | $2,846,346 | dollars, detected | |
| 8X8 INC | 282914100 | COMMON STOCK | 265,454 | $2,670,467 | dollars, detected | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 49,074 | $2,666,399 | dollars, detected | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 280,214 | $2,642,418 | dollars, detected | |
| LENDINGCLUB CORP | 52603A109 | COM | 304,420 | $2,526,686 | dollars, detected | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 56,823 | $2,515,554 | dollars, detected | |
| Waste Connections | 941053100 | COM | 37,825 | $2,443,117 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 84,794 | $2,378,553 | dollars, detected | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 142,018 | $2,279,389 | dollars, detected | |
| GEO GROUP INC NEW | 36162J106 | COM | 65,175 | $2,260,000 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 52,277 | $2,256,000 | dollars, detected | |
| ADEPTUS HEALTH INC-CLASS A | 6855100 | CL A | 40,185 | $2,231,986 | dollars, detected | The CUSIP as filed is malformed. |
| HACKETT GROUP INC | 404609109 | COM | 144,113 | $2,178,989 | dollars, detected | |
| NATUS MEDICAL INC | 639050103 | COM | 56,357 | $2,165,800 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 124,825 | $2,157,171 | dollars, detected | |
| ELLIE MAE INC | 28849P100 | COM | 23,637 | $2,142,458 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,020 | $2,098,000 | dollars, detected | |
| AMAZON.COM INC | 23135106 | COM | 3,510 | $2,084,000 | dollars, detected | The CUSIP as filed is malformed. |
| VULCAN MATLS CO COM | 929160109 | Stock | 19,718 | $2,082,000 | dollars, detected | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 39,278 | $2,044,813 | dollars, detected | |
| HNI CORP COM | 404251100 | Stock | 50,030 | $1,959,675 | dollars, detected | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 61,187 | $1,943,911 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 47,335 | $1,941,000 | dollars, detected | |
| REGAL ENTMT GROUP | 758766109 | CL A | 90,690 | $1,917,000 | dollars, detected | |
| WATSCO INC COM | 942622200 | Stock | 14,183 | $1,911,017 | dollars, detected | |
| RANGE RES CORP COM | 75281A109 | Stock | 57,685 | $1,867,800 | dollars, detected | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 37,362 | $1,858,012 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,276 | $1,852,000 | dollars, detected | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 37,815 | $1,829,112 | dollars, detected | |
| LENNOX INTL INC COM | 526107107 | Stock | 13,519 | $1,827,634 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 174,400 | $1,812,016 | dollars, detected | |
| ABIOMED INC COM | 3654100 | COM | 19,021 | $1,803,656 | dollars, detected | The CUSIP as filed is malformed. |
| Booz Allen Hamilton Holding Co | 99502106 | CS | 59,276 | $1,795,000 | dollars, detected | The CUSIP as filed is malformed. |
| NUCOR CORP COM | 670346105 | Stock | 37,822 | $1,788,981 | dollars, detected | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 23,643 | $1,657,611 | dollars, detected | |
| ALLERGAN PLC | G0177J108 | SHS | 6,095 | $1,634,000 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,535 | $1,623,000 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 28,340 | $1,619,000 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 30,930 | $1,525,600 | dollars, detected | |
| ABBOTT LABORATORIES | 2824100 | COM | 35,812 | $1,498,000 | dollars, detected | The CUSIP as filed is malformed. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 311,724 | $1,490,078 | dollars, detected | |
| MITEK SYS INC | 606710200 | COM NEW | 222,561 | $1,455,549 | dollars, detected | |
| JABIL INC COM | 466313103 | Stock | 73,900 | $1,424,000 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,986 | $1,413,000 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 28,362 | $1,355,704 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 27,590 | $1,352,000 | dollars, detected | |
| MILLERKNOLL INC | 600544100 | COM | 43,695 | $1,350,000 | dollars, detected | |
| OWENS CORNING NEW | 690742101 | COM | 28,300 | $1,338,024 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 15,154 | $1,330,000 | dollars, detected | |
| ELDORADO RESORTS INC | 28470R102 | COM | 114,617 | $1,311,218 | dollars, detected | |
| VWO | 922042858 | SHS | 37,690 | $1,303,000 | dollars, detected | |
| NEWFIELD EXPL CO | 651290108 | COM | 39,050 | $1,298,413 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 16,889 | $1,293,000 | dollars, detected | |
| INSTEEL INDS INC | 45774W108 | COM | 42,192 | $1,289,809 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,155 | $1,281,000 | dollars, detected | |
| AMBER ROAD INC | 02318Y108 | COM | 236,255 | $1,278,140 | dollars, detected | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 10,865 | $1,275,000 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 230,115 | $1,270,000 | dollars, detected | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,525 | $1,248,000 | dollars, detected | |
| U S CONCRETE INC | 90333L201 | COM | 20,686 | $1,232,472 | dollars, detected | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 61,925 | $1,228,266 | dollars, detected | |
| VTI | 922908769 | COM | 11,712 | $1,228,000 | dollars, detected | |
| PRIMO WTR CORP | 74165N105 | COM | 119,348 | $1,204,221 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 12,504 | $1,201,000 | dollars, detected | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 62,988 | $1,142,602 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,660 | $1,131,000 | dollars, detected | |
| CRA INTL INC | 12618T105 | COM | 56,438 | $1,108,442 | dollars, detected | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 97,781 | $1,096,125 | dollars, detected | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 208,348 | $1,089,660 | dollars, detected | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 85,000 | $1,059,100 | dollars, detected | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 134,010 | $1,055,999 | dollars, detected | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 88,561 | $1,040,592 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 70,718 | $1,031,052 | dollars, detected | |
| PLY GEM HLDGS INC | 72941W100 | COM | 72,097 | $1,012,514 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,824 | $997,000 | dollars, detected | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 70,000 | $919,100 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 82,346 | $896,748 | dollars, detected | |
| FERROGLOBE PLC | G33856108 | SHS | 99,531 | $876,868 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 50,000 | $831,500 | dollars, detected | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 77,762 | $822,722 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 57,082 | $820,268 | dollars, detected | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 50,385 | $785,502 | dollars, detected | |
| REIS INC | 75936P105 | COM | 32,277 | $760,123 | dollars, detected | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 57,014 | $748,288 | dollars, detected | |
| GIGOPTIX INC | 37517y103 | COM | 272,866 | $736,738 | dollars, detected | |
| BOINGO WIRELESS INC | 09739C102 | COM | 95,000 | $733,400 | dollars, detected | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 88,303 | $729,383 | dollars, detected | |
| KMG CHEMICALS INC | 482564101 | COM | 31,157 | $718,792 | dollars, detected | |
| SYNERGY RES CORP | 87164P103 | COM | 90,000 | $699,300 | dollars, detected | |
| APOLLO SENIOR FLOATING RATE | 37636107 | COM | 45,000 | $684,000 | dollars, detected | The CUSIP as filed is malformed. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 150,764 | $679,946 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 40,890 | $677,400 | dollars, detected | |
| Axcelis Technologies Inc | 54540109 | CS | 241,200 | $675,360 | dollars, detected | The CUSIP as filed is malformed. |
| APIGEE CORP COM | 03765N108 | Stock | 80,800 | $671,448 | dollars, detected | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,000 | $668,500 | dollars, detected | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 41,896 | $666,565 | dollars, detected | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 275,820 | $659,210 | dollars, detected | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 14,317 | $652,855 | dollars, detected | |
| MARCHEX INC | 56624R108 | CMN | 146,109 | $650,185 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 90,000 | $648,900 | dollars, detected | |
| BARRETT BUSINESS SVCS INC | 68463108 | COM | 22,200 | $638,250 | dollars, detected | The CUSIP as filed is malformed. |
| ZIX CORP | 98974P100 | COM | 160,000 | $628,800 | dollars, detected | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 243,205 | $622,605 | dollars, detected | |
| CALAVO GROWERS INC | 128246105 | COM | 10,900 | $622,000 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,000 | $615,500 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 5,660 | $603,000 | dollars, detected | |
| ROYCE VALUE TRUST | 780910105 | COM | 50,675 | $593,404 | dollars, detected | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 41,319 | $579,706 | dollars, detected | |
| CONSOL ENERGY INC | 20854P109 | COM | 50,000 | $564,500 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 38,710 | $562,069 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 35,000 | $556,850 | dollars, detected | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 38,546 | $556,604 | dollars, detected | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 17,175 | $549,000 | dollars, detected | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 34,481 | $544,800 | dollars, detected | |
| DREW INDS INC | 26168L205 | COM NEW | 8,280 | $534,000 | dollars, detected | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,955 | $531,000 | dollars, detected | |
| PFSWEB INC | 717098206 | COM | 39,729 | $521,244 | dollars, detected | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 77,145 | $519,957 | dollars, detected | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 44,110 | $513,882 | dollars, detected | |
| INUVO INC | 46122W204 | COM NEW | 289,242 | $511,958 | dollars, detected | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,570 | $507,000 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 152,900 | $503,041 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,429 | $502,000 | dollars, detected | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 35,000 | $501,200 | dollars, detected | |
| ABRAXAS PETE CORP NEVADA | 3830106 | EQUITY | 493,281 | $498,214 | dollars, detected | The CUSIP as filed is malformed. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 259,375 | $498,000 | dollars, detected | |
| RINGCENTRAL INC | 76680R206 | CL A | 31,495 | $496,000 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 10,000 | $484,000 | dollars, detected | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 55,000 | $477,950 | dollars, detected | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 58,327 | $471,282 | dollars, detected | |
| COHERENT INC | 192479103 | COM | 5,000 | $459,500 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 67,687 | $456,210 | dollars, detected | |
| LIBERTY TAX INC | 53128T102 | CL A | 22,982 | $450,217 | dollars, detected | |
| OSI SYSTEMS INC | 671044105 | COM | 6,780 | $444,000 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 17,995 | $443,000 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,937 | $436,000 | dollars, detected | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,005 | $432,000 | dollars, detected | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 20,000 | $426,800 | dollars, detected | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 80,066 | $412,340 | dollars, detected | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 39,066 | $410,193 | dollars, detected | |
| COHU INC | 192576106 | COM | 33,833 | $401,936 | dollars, detected | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 24,366 | $399,602 | dollars, detected | |
| AUDIOCODES LTD | M15342104 | ORD | 85,690 | $398,459 | dollars, detected | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,307 | $397,656 | dollars, detected | |
| KORN FERRY COM NEW | 500643200 | Stock | 14,040 | $397,000 | dollars, detected | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 20,000 | $396,200 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,545 | $395,000 | dollars, detected | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,000 | $391,600 | dollars, detected | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 107,188 | $382,661 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,655 | $378,000 | dollars, detected | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 67,113 | $375,162 | dollars, detected | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 30,000 | $371,100 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,600 | $363,216 | dollars, detected | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 24,500 | $356,720 | dollars, detected | |
| USA TRUCK INC | 902925106 | COM | 18,677 | $351,875 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 4,245 | $350,000 | dollars, detected | |
| XACTLY CORP | 98386L101 | COM | 50,745 | $347,603 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,000 | $344,000 | dollars, detected | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 20,000 | $333,400 | dollars, detected | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 41,020 | $330,621 | dollars, detected | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 20,000 | $326,800 | dollars, detected | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 40,000 | $325,200 | dollars, detected | |
| MASTEC INC | 576323909 | COM | 500 | $325,000 | dollars, detected | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,810 | $317,000 | dollars, detected | |
| Castle Brands Inc | 148435100 | COM | 335,445 | $315,352 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,690 | $303,000 | dollars, detected | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,635 | $288,000 | dollars, detected | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 30,000 | $287,400 | dollars, detected | |
| ABIOMED INC | 3654900 | COM | 300 | $286,500 | dollars, detected | The CUSIP as filed is malformed. |
| AMGEN INC. | 31162100 | COM | 1,905 | $286,000 | dollars, detected | The CUSIP as filed is malformed. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,000 | $285,000 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,000 | $282,000 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 10,000 | $280,200 | dollars, detected | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 70,301 | $279,798 | dollars, detected | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 174,397 | $272,059 | dollars, detected | |
| ELLIS PERRY INTL INC | 288853104 | COM | 14,375 | $264,644 | dollars, detected | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,210 | $261,000 | dollars, detected | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 32,665 | $248,254 | dollars, detected | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10,000 | $244,900 | dollars, detected | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 30,000 | $240,000 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,522 | $237,000 | dollars, detected | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,980 | $236,000 | dollars, detected | |
| ASTEC INDS INC | 46224101 | COM | 5,000 | $233,350 | dollars, detected | The CUSIP as filed is malformed. |
| SONUS NETWORKS INC | 835916503 | COM NEW | 30,000 | $225,900 | dollars, detected | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,017 | $213,875 | dollars, detected | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 30,000 | $210,900 | dollars, detected | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,404 | $209,016 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 83,000 | $208,000 | dollars, detected | |
| CHEFS WHSE INC | 163086101 | COM | 10,200 | $206,958 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,000 | $205,600 | dollars, detected | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,800 | $204,000 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,710 | $203,000 | dollars, detected | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 48,596 | $193,412 | dollars, detected | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 74,324 | $185,810 | dollars, detected | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,000 | $122,400 | dollars, detected | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 164,771 | $118,668 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,000 | $117,150 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 14,285 | $113,000 | dollars, detected | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 10,000 | $109,700 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,000 | $101,500 | dollars, detected | |
| ALLIANZGI CONV & INCOME FD II | 18825109 | COMMON | 18,700 | $91,256 | dollars, detected | The CUSIP as filed is malformed. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 150,805 | $90,483 | dollars, detected | |
| OHA INVT CORP | 67091U102 | COM | 25,725 | $87,000 | dollars, detected | |
| NEW YORK & CO INC | 649295102 | COM | 20,000 | $79,200 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001505896-16-000012 | this filing | 2016-05-12 | acceptance time not in the bulk data set |