13F-HR filed by Coe Capital Management, LLC
Coe Capital Management, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 211 holding rows worth $251,600,000.
- Accession
- 0001505896-16-000010
- Filer
- CIK 1505896
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 211 entries on the cover page, a total value of $251,600,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,600,053 with VALUE read as dollars, detected, 13F file number 028-14042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABIOMED INC COM | 3654100 | COM | 85,293 | $7,700,714 | dollars, detected | The CUSIP as filed is malformed. |
| Booz Allen Hamilton Holding Co | 99502106 | CS | 226,158 | $6,977,310 | dollars, detected | The CUSIP as filed is malformed. |
| AIR METHODS CORP COM | 9128307 | COM | 153,405 | $6,432,371 | dollars, detected | The CUSIP as filed is malformed. |
| MARINEMAX INC | 567908108 | COM | 337,584 | $6,218,703 | dollars, detected | |
| FORWARD AIR CORP | 349853101 | COM | 135,441 | $5,825,506 | dollars, detected | |
| OPENLANE INC | 48238T109 | COM | 153,395 | $5,680,191 | dollars, detected | |
| INCONTACT INC | 45336E109 | COM | 580,027 | $5,533,257 | dollars, detected | |
| RENTRAK CORP | 760174102 | COM | 116,403 | $5,532,635 | dollars, detected | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 263,289 | $4,889,612 | dollars, detected | |
| GEO GROUP INC NEW | 36162J106 | COM | 137,352 | $3,970,919 | dollars, detected | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 230,410 | $3,700,721 | dollars, detected | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 197,189 | $3,639,900 | dollars, detected | |
| MASTEC INC COM | 576323109 | Stock | 208,831 | $3,629,170 | dollars, detected | |
| MOBILE MINI INC | 60740F105 | COM | 116,504 | $3,626,770 | dollars, detected | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 175,390 | $3,178,207 | dollars, detected | |
| FOOT LOCKER INC | 344849104 | COM | 44,577 | $2,901,517 | dollars, detected | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 133,425 | $2,808,596 | dollars, detected | |
| ISHARES TR | 464287192 | US TRSPRTION | 20,000 | $2,694,600 | dollars, detected | |
| AAR CORP. | 361105 | COM | 100,833 | $2,650,900 | dollars, detected | The CUSIP as filed is malformed. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 126,596 | $2,640,787 | dollars, detected | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 108,731 | $2,507,337 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 67,297 | $2,471,000 | dollars, detected | |
| DREW INDS INC | 26168L205 | COM NEW | 40,210 | $2,448,387 | dollars, detected | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 29,885 | $2,432,041 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 29,736 | $2,284,633 | dollars, detected | |
| AMAZON.COM INC | 23135106 | COM | 3,370 | $2,278,000 | dollars, detected | The CUSIP as filed is malformed. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 51,887 | $2,252,000 | dollars, detected | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 74,137 | $2,241,531 | dollars, detected | |
| ACI WORLDWIDE INC | 4498101 | EQUITY | 102,580 | $2,195,212 | dollars, detected | The CUSIP as filed is malformed. |
| ELLIE MAE INC | 28849P100 | COM | 36,318 | $2,187,433 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,745 | $2,128,000 | dollars, detected | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 197,741 | $2,105,942 | dollars, detected | |
| TREX CO INC | 89531P105 | COM | 54,381 | $2,068,653 | dollars, detected | |
| FELCOR LODGING TR INC | 31430F101 | COM | 278,482 | $2,032,919 | dollars, detected | |
| CEVA INC | 157210105 | COMMON STOCK | 86,376 | $2,017,743 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 199,400 | $2,003,970 | dollars, detected | |
| URBAN OUTFITTERS INC | 917047102 | COM | 85,501 | $1,945,148 | dollars, detected | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 123,221 | $1,935,802 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,846 | $1,905,000 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 115,125 | $1,891,381 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 43,365 | $1,837,000 | dollars, detected | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 204,375 | $1,833,691 | dollars, detected | |
| ALLERGAN PLC | G0177J108 | SHS | 5,765 | $1,802,000 | dollars, detected | |
| JABIL INC COM | 466313103 | Stock | 76,825 | $1,789,000 | dollars, detected | |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,538 | $1,761,000 | dollars, detected | |
| BEACON ROOFING SUPPLY INC | 73685109 | COM | 41,219 | $1,697,398 | dollars, detected | The CUSIP as filed is malformed. |
| CAVIUM INC | 14964U108 | COM | 25,616 | $1,683,227 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,066 | $1,591,000 | dollars, detected | |
| REGAL ENTMT GROUP | 758766109 | CL A | 83,360 | $1,573,000 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 26,455 | $1,567,000 | dollars, detected | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9,710 | $1,552,000 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 10,332 | $1,539,000 | dollars, detected | |
| AMBER ROAD INC | 02318Y108 | COM | 295,594 | $1,504,573 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 30,620 | $1,461,400 | dollars, detected | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 20,650 | $1,455,000 | dollars, detected | |
| HACKETT GROUP INC | 404609109 | COM | 90,377 | $1,452,358 | dollars, detected | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 121,713 | $1,428,911 | dollars, detected | |
| MITEK SYS INC | 606710200 | COM NEW | 339,655 | $1,395,982 | dollars, detected | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 251,170 | $1,376,000 | dollars, detected | |
| ABBOTT LABORATORIES | 2824100 | COM | 30,067 | $1,350,000 | dollars, detected | The CUSIP as filed is malformed. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,310 | $1,293,000 | dollars, detected | |
| VTI | 922908769 | COM | 12,287 | $1,282,000 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 12,959 | $1,277,000 | dollars, detected | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,109 | $1,275,769 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 42,844 | $1,252,697 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,800 | $1,234,000 | dollars, detected | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 156,018 | $1,227,862 | dollars, detected | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 70,000 | $1,215,200 | dollars, detected | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 250,000 | $1,195,000 | dollars, detected | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 186,500 | $1,193,600 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 12,504 | $1,133,000 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 216,924 | $1,104,552 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,660 | $1,103,000 | dollars, detected | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 183,010 | $1,079,759 | dollars, detected | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 12,000 | $1,072,560 | dollars, detected | |
| VWO | 922042858 | SHS | 32,560 | $1,065,000 | dollars, detected | |
| INPHI CORP | 45772F107 | COM | 38,881 | $1,050,565 | dollars, detected | |
| GREATBATCH INC | 39153L106 | COM | 20,000 | $1,050,000 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 15,264 | $1,037,000 | dollars, detected | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 117,800 | $1,033,106 | dollars, detected | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 30,000 | $1,028,100 | dollars, detected | The CUSIP as filed is malformed. |
| RYDER SYS INC COM | 783549108 | Stock | 17,710 | $1,006,000 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,882 | $1,000,000 | dollars, detected | |
| BOINGO WIRELESS INC | 09739C102 | COM | 148,611 | $983,805 | dollars, detected | |
| BOYDGAMINGCORP | 103304101 | STOK | 48,772 | $969,100 | dollars, detected | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 56,654 | $965,072 | dollars, detected | |
| VCA ANTECH INC | 918194101 | COM | 16,887 | $928,785 | dollars, detected | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 70,000 | $907,900 | dollars, detected | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 82,346 | $902,512 | dollars, detected | |
| INUVO INC | 46122W204 | COM NEW | 325,068 | $877,684 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 72,400 | $872,420 | dollars, detected | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 121,906 | $858,218 | dollars, detected | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 85,000 | $856,800 | dollars, detected | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 139,900 | $850,592 | dollars, detected | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,400 | $836,700 | dollars, detected | |
| PFSWEB INC | 717098206 | COM | 64,866 | $834,825 | dollars, detected | |
| PLY GEM HLDGS INC | 72941W100 | COM | 66,580 | $834,800 | dollars, detected | |
| INSTEEL INDS INC | 45774W108 | COM | 39,294 | $822,030 | dollars, detected | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 318,887 | $819,540 | dollars, detected | |
| INTERSIL CORP | 46069S109 | CL A | 63,310 | $807,836 | dollars, detected | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 35,820 | $787,324 | dollars, detected | |
| ASTEC INDS INC | 46224101 | COM | 19,199 | $781,399 | dollars, detected | The CUSIP as filed is malformed. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 162,670 | $780,816 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 51,963 | $773,954 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 30,000 | $767,400 | dollars, detected | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 128,165 | $762,582 | dollars, detected | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 64,901 | $756,746 | dollars, detected | |
| TECHTARGET INC | 87874R100 | COM | 94,232 | $756,683 | dollars, detected | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 13,975 | $750,178 | dollars, detected | |
| RINGCENTRAL INC | 76680R206 | CL A | 31,495 | $743,000 | dollars, detected | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 153,775 | $738,120 | dollars, detected | |
| CENTURY CASINOS INC | 156492100 | COM | 91,272 | $710,096 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 32,082 | $689,442 | dollars, detected | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,955 | $684,000 | dollars, detected | |
| PLANET PAYMENT INC | U72603118 | SHS | 218,718 | $667,090 | dollars, detected | |
| Castle Brands Inc | 148435100 | COM | 541,877 | $666,509 | dollars, detected | |
| GENESCO INC | 371532102 | COM | 11,716 | $665,820 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 70,000 | $646,100 | dollars, detected | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8,731 | $632,386 | dollars, detected | |
| VUZIX CORP | 92921W300 | COM NEW | 81,827 | $621,067 | dollars, detected | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 67,890 | $615,762 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 5,680 | $604,000 | dollars, detected | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 84,300 | $601,059 | dollars, detected | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 20,000 | $592,800 | dollars, detected | |
| QUANTUM CORP | 747906204 | COM DSSG | 635,159 | $590,698 | dollars, detected | |
| AUTOBYTEL INC | 05275N205 | COM | 25,866 | $583,537 | dollars, detected | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 34,555 | $583,000 | dollars, detected | |
| POINTS INTL LTD | 730843208 | COM NEW | 60,728 | $582,382 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 196,211 | $541,462 | dollars, detected | |
| CALAVO GROWERS INC | 128246105 | COM | 10,900 | $534,000 | dollars, detected | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 15,395 | $532,000 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,875 | $529,000 | dollars, detected | |
| COMSCORE INC | 20564W105 | COM | 12,807 | $527,008 | dollars, detected | |
| RANGE RES CORP COM | 75281A109 | Stock | 21,215 | $522,000 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 17,995 | $501,000 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 70,000 | $497,700 | dollars, detected | |
| PRIMO WTR CORP | 74165N105 | COM | 60,958 | $487,664 | dollars, detected | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,360 | $486,000 | dollars, detected | |
| KORN FERRY COM NEW | 500643200 | Stock | 14,510 | $481,000 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,444 | $473,000 | dollars, detected | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 11,095 | $468,000 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,132 | $465,000 | dollars, detected | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 157,389 | $464,298 | dollars, detected | |
| REIS INC | 75936P105 | COM | 19,372 | $459,698 | dollars, detected | |
| NEWFIELD EXPL CO | 651290108 | COM | 14,050 | $457,468 | dollars, detected | |
| U S CONCRETE INC | 90333L201 | COM | 8,529 | $449,137 | dollars, detected | |
| KAMAN CORP-CLASS A | 483548103 | COM | 10,000 | $408,100 | dollars, detected | |
| PATRICK INDS INC | 703343103 | COM | 9,307 | $404,855 | dollars, detected | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 35,000 | $402,150 | dollars, detected | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 39,066 | $386,753 | dollars, detected | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 15,545 | $385,982 | dollars, detected | |
| ELDORADO RESORTS INC | 28470R102 | COM | 34,465 | $379,115 | dollars, detected | |
| FENIX PTS INC | 31446L100 | COM | 55,347 | $375,806 | dollars, detected | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 369,588 | $372,508 | dollars, detected | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 25,000 | $368,250 | dollars, detected | |
| ABRAXAS PETE CORP NEVADA | 3830106 | EQUITY | 345,572 | $366,306 | dollars, detected | The CUSIP as filed is malformed. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,305 | $366,000 | dollars, detected | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 15,905 | $365,000 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 4,460 | $364,000 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 35,000 | $358,400 | dollars, detected | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 20,000 | $355,400 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,560 | $355,000 | dollars, detected | |
| ROYCE VALUE TRUST | 780910105 | COM | 30,000 | $353,100 | dollars, detected | |
| OSI SYSTEMS INC | 671044105 | COM | 3,950 | $350,000 | dollars, detected | |
| BLACK BOX CORP COM | 91826107 | COM | 36,649 | $349,265 | dollars, detected | The CUSIP as filed is malformed. |
| Charles Schwab Corp | 808513105 | COM | 10,000 | $329,300 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 122,900 | $323,227 | dollars, detected | |
| FERROGLOBE PLC | G33856108 | SHS | 30,000 | $322,500 | dollars, detected | |
| QUANTA SVCS INC | 74762E102 | COM | 15,685 | $318,000 | dollars, detected | |
| AMGEN INC. | 31162100 | COM | 1,905 | $309,000 | dollars, detected | The CUSIP as filed is malformed. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 49,236 | $303,294 | dollars, detected | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 50,000 | $299,000 | dollars, detected | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,474 | $297,351 | dollars, detected | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,690 | $296,000 | dollars, detected | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 5,000 | $292,500 | dollars, detected | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 20,000 | $286,600 | dollars, detected | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 15,000 | $286,200 | dollars, detected | |
| S&W SEED COMPANY COM | 785135104 | COM | 67,104 | $283,179 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,000 | $282,000 | dollars, detected | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 34,013 | $263,601 | dollars, detected | |
| SYNERGY RES CORP | 87164P103 | COM | 30,000 | $255,600 | dollars, detected | |
| ENVESTNET INC | 29404K106 | COM | 8,538 | $254,859 | dollars, detected | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,210 | $251,000 | dollars, detected | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 2,000 | $250,000 | dollars, detected | |
| U S G CORP | 903293405 | COM NEW | 10,000 | $242,900 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,522 | $236,000 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 3,335 | $236,000 | dollars, detected | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,980 | $234,000 | dollars, detected | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 30,000 | $229,200 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 17,600 | $222,464 | dollars, detected | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 20,000 | $222,000 | dollars, detected | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 59,499 | $215,386 | dollars, detected | |
| ISHARES TR | 464287959 | PUT | 500 | $210,000 | dollars, detected | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,710 | $208,000 | dollars, detected | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,800 | $202,000 | dollars, detected | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,404 | $198,196 | dollars, detected | |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 50,000 | $191,500 | dollars, detected | The CUSIP as filed is malformed. |
| Enzo Biochem Inc | 294100102 | Common Stock | 39,693 | $178,619 | dollars, detected | |
| FIVE9 INC | 338307101 | COM | 20,000 | $174,000 | dollars, detected | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 248,972 | $173,036 | dollars, detected | |
| KRATON CORPORATION | 50077C106 | COM | 10,000 | $166,100 | dollars, detected | |
| CODEXIS INC | 192005106 | COM | 36,099 | $152,699 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,000 | $149,550 | dollars, detected | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 19,618 | $142,427 | dollars, detected | |
| GIGOPTIX INC | 37517y103 | COM | 45,573 | $138,542 | dollars, detected | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 14,527 | $138,442 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,000 | $135,200 | dollars, detected | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,000 | $123,700 | dollars, detected | |
| OHA INVT CORP | 67091U102 | COM | 21,725 | $83,000 | dollars, detected | |
| AUDIOCODES LTD | M15342104 | ORD | 14,374 | $56,059 | dollars, detected | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 774 | $11,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001505896-16-000010 | this filing | 2016-02-11 | acceptance time not in the bulk data set |