13F-HR filed by Coe Capital Management, LLC
Coe Capital Management, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 245 holding rows worth $313,838,000.
- Accession
- 0001505896-15-000003
- Filer
- CIK 1505896
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 245 entries on the cover page, a total value of $313,838,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $313,838,968 with VALUE read as dollars, detected, 13F file number 028-14042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 179,115 | $9,605,926 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 106,654 | $7,754,997 | dollars, detected | |
| JABIL INC COM | 466313103 | Stock | 317,799 | $6,937,671 | dollars, detected | |
| INGRAM MICRO INC | 457153104 | CL A | 209,015 | $5,776,795 | dollars, detected | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 262,492 | $5,722,087 | dollars, detected | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 242,554 | $5,435,635 | dollars, detected | |
| OSI SYSTEMS INC | 671044105 | COM | 73,742 | $5,218,822 | dollars, detected | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 351,186 | $5,018,644 | dollars, detected | |
| 8X8 INC | 282914100 | COMMON STOCK | 501,974 | $4,598,082 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 109,602 | $4,480,530 | dollars, detected | |
| ABAXIS INC | 002567105 | COM | 76,559 | $4,350,745 | dollars, detected | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 85,241 | $4,239,887 | dollars, detected | |
| OPENLANE INC | 48238T109 | COM | 121,703 | $4,217,096 | dollars, detected | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 210,427 | $4,153,829 | dollars, detected | |
| CIENA CORP COM NEW | 171779309 | Stock | 211,939 | $4,114,227 | dollars, detected | |
| ASGN INC | 682159108 | COM | 123,086 | $4,085,224 | dollars, detected | |
| BOB EVANS FARMS | 096761101 | COM | 79,250 | $4,056,015 | dollars, detected | |
| WATSCO INC COM | 942622200 | Stock | 36,320 | $3,886,240 | dollars, detected | |
| RINGCENTRAL INC | 76680R206 | CL A | 254,590 | $3,798,483 | dollars, detected | |
| RF MICRODEVICES INC | 749941100 | COM | 217,291 | $3,604,858 | dollars, detected | |
| QUANTA SVCS INC | 74762E102 | COM | 118,185 | $3,355,717 | dollars, detected | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 38,309 | $3,158,256 | dollars, detected | |
| SONIC CORP | 835451105 | COM | 114,336 | $3,113,369 | dollars, detected | |
| CHICOS FAS INC | 168615102 | COM | 188,824 | $3,060,837 | dollars, detected | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 256,146 | $2,984,101 | dollars, detected | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 197,504 | $2,960,585 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 33,163 | $2,881,533 | dollars, detected | |
| UNITED RENTALS INC COM | 911363109 | Stock | 28,178 | $2,874,119 | dollars, detected | |
| RANGE RES CORP COM | 75281A109 | Stock | 53,415 | $2,854,774 | dollars, detected | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 34,945 | $2,794,000 | dollars, detected | |
| KNIGHT TRANSN INC | 499064103 | COM | 81,020 | $2,727,185 | dollars, detected | |
| BRINKER INTL INC COM | 109641100 | Stock | 46,371 | $2,721,514 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 46,814 | $2,705,849 | dollars, detected | |
| ROGERS CORP COM | 775133101 | Stock | 32,835 | $2,674,183 | dollars, detected | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 54,242 | $2,542,000 | dollars, detected | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 169,316 | $2,433,071 | dollars, detected | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 84,780 | $2,322,972 | dollars, detected | |
| ARROW ELECTRS INC | 042735100 | COM | 37,875 | $2,193,000 | dollars, detected | |
| TREX CO INC | 89531P105 | COM | 50,239 | $2,139,177 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 24,004 | $2,127,500 | dollars, detected | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 82,635 | $2,058,163 | dollars, detected | |
| CALAVO GROWERS INC | 128246105 | COM | 42,978 | $2,032,859 | dollars, detected | |
| GENESCO INC | 371532102 | COM | 26,157 | $2,004,149 | dollars, detected | |
| GREENBRIER COS INC | 393657101 | COM | 36,051 | $1,936,889 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 10,972 | $1,905,000 | dollars, detected | |
| PIMCO INCOME | 72201F490 | COM | 154,079 | $1,900,000 | dollars, detected | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 53,632 | $1,898,036 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 6,014 | $1,866,350 | dollars, detected | |
| VIASAT INC | 92552V100 | COM | 28,445 | $1,792,600 | dollars, detected | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 48,875 | $1,792,000 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 8,630 | $1,791,000 | dollars, detected | |
| RADWARE LTD | M81873107 | COMMON STOCK | 80,250 | $1,767,105 | dollars, detected | |
| VTI | 922908769 | COM | 16,644 | $1,764,000 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 16,740 | $1,757,198 | dollars, detected | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 102,389 | $1,752,900 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 26,636 | $1,743,000 | dollars, detected | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 31,090 | $1,707,000 | dollars, detected | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 30,796 | $1,690,943 | dollars, detected | |
| COHERENT INC | 192479103 | COM | 27,830 | $1,689,838 | dollars, detected | |
| MARINEMAX INC | 567908108 | COM | 82,987 | $1,663,889 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 18,325 | $1,637,000 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,030 | $1,629,000 | dollars, detected | |
| RYDER SYS INC COM | 783549108 | Stock | 17,535 | $1,628,000 | dollars, detected | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 165,701 | $1,569,188 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,271 | $1,535,000 | dollars, detected | |
| BOINGO WIRELESS INC | 09739C102 | COM | 196,146 | $1,504,440 | dollars, detected | |
| VULCAN MATLS CO COM | 929160109 | Stock | 22,723 | $1,494,000 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 145,000 | $1,448,550 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 366,205 | $1,446,660 | dollars, detected | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 30,000 | $1,435,800 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 11,930 | $1,425,000 | dollars, detected | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 9,465 | $1,419,000 | dollars, detected | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 53,988 | $1,406,387 | dollars, detected | |
| Waste Connections | 941053100 | COM | 31,880 | $1,402,000 | dollars, detected | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 13,115 | $1,379,000 | dollars, detected | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 170,000 | $1,363,400 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 29,961 | $1,349,000 | dollars, detected | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 61,593 | $1,346,423 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 14,595 | $1,336,000 | dollars, detected | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 116,600 | $1,326,908 | dollars, detected | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 139,682 | $1,311,614 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,000 | $1,283,000 | dollars, detected | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 50,192 | $1,267,348 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,087 | $1,259,000 | dollars, detected | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 46,358 | $1,256,765 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 20,000 | $1,254,000 | dollars, detected | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 27,089 | $1,185,550 | dollars, detected | |
| SKECHERS U S A INC | 830566105 | CL A | 21,310 | $1,177,378 | dollars, detected | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 100,000 | $1,168,000 | dollars, detected | |
| VWO | 922042858 | SHS | 29,114 | $1,165,000 | dollars, detected | |
| EVINE LIVE INC | 300487105 | CL A | 169,287 | $1,115,601 | dollars, detected | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,912 | $1,095,000 | dollars, detected | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 70,000 | $1,091,300 | dollars, detected | |
| SLR INVESTMENT CORP | 83413U100 | COM | 60,000 | $1,080,600 | dollars, detected | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 278,247 | $1,048,991 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 20,000 | $1,036,600 | dollars, detected | |
| SHOE STA GROUP INC | 824889109 | COM | 40,000 | $1,027,600 | dollars, detected | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 135,495 | $1,016,213 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 30,000 | $1,014,900 | dollars, detected | |
| AMBER ROAD INC | 02318Y108 | COM | 97,575 | $997,217 | dollars, detected | |
| ICAD INC | 44934S206 | COM NEW | 108,672 | $996,522 | dollars, detected | |
| MARA HLDGS INC | 56585W203 | COM | 118,293 | $996,027 | dollars, detected | |
| POINTS INTL LTD | 730843208 | COM NEW | 76,813 | $982,438 | dollars, detected | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 272,520 | $953,820 | dollars, detected | |
| VARONIS SYS INC | 922280102 | COM | 28,942 | $950,166 | dollars, detected | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 65,000 | $949,650 | dollars, detected | |
| ELLIS PERRY INTL INC | 288853104 | COM | 36,511 | $946,730 | dollars, detected | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 222,801 | $940,220 | dollars, detected | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 11,220 | $924,000 | dollars, detected | |
| INUVO INC | 46122W204 | COM NEW | 710,390 | $923,507 | dollars, detected | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 26,323 | $912,092 | dollars, detected | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 12,158 | $881,820 | dollars, detected | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 638,584 | $881,246 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,494 | $880,000 | dollars, detected | |
| QUANTUM CORP | 747906204 | COM DSSG | 500,000 | $880,000 | dollars, detected | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 26,929 | $849,610 | dollars, detected | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 75,570 | $832,026 | dollars, detected | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 103,003 | $819,904 | dollars, detected | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 20,186 | $819,148 | dollars, detected | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 19,510 | $818,640 | dollars, detected | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 18,168 | $813,018 | dollars, detected | |
| RENTRAK CORP | 760174102 | COM | 11,126 | $810,195 | dollars, detected | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,000 | $788,100 | dollars, detected | |
| AUTOBYTEL INC | 05275N205 | COM | 72,251 | $787,536 | dollars, detected | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 25,000 | $778,750 | dollars, detected | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 21,951 | $765,651 | dollars, detected | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 55,654 | $741,868 | dollars, detected | |
| FRANCO NEV CORP COM | 351858105 | Stock | 15,000 | $737,850 | dollars, detected | |
| TEAM INC | 878155100 | COM | 17,464 | $706,593 | dollars, detected | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 200,000 | $680,000 | dollars, detected | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 94,506 | $673,828 | dollars, detected | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,000 | $668,900 | dollars, detected | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,000 | $663,100 | dollars, detected | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 90,000 | $662,400 | dollars, detected | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 32,500 | $653,250 | dollars, detected | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 220,000 | $646,800 | dollars, detected | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 92,726 | $645,373 | dollars, detected | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 42,861 | $641,629 | dollars, detected | |
| PMC-SIERRA INC | 69344F106 | COM | 70,000 | $641,200 | dollars, detected | |
| ESCALADE INC | 296056104 | COMMON STOCK | 42,335 | $638,835 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,255 | $633,000 | dollars, detected | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 26,720 | $627,000 | dollars, detected | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 60,881 | $622,204 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 30,000 | $609,900 | dollars, detected | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 17,775 | $609,000 | dollars, detected | |
| S&W SEED COMPANY COM | 785135104 | COM | 151,683 | $606,732 | dollars, detected | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 23,500 | $605,595 | dollars, detected | |
| PERFICIENT INC | 71375U101 | COM | 32,000 | $596,160 | dollars, detected | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 51,493 | $588,565 | dollars, detected | |
| ACTUA CORPORATION | 005094107 | COM | 31,250 | $577,188 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 20,685 | $567,596 | dollars, detected | |
| PIER 1 IMPORTS INC | 720279108 | COM | 35,305 | $544,000 | dollars, detected | |
| EMERALD OIL INC | 29101U209 | COM NEW | 450,000 | $540,000 | dollars, detected | |
| WENDYS CO COM | 95058W100 | Stock | 59,120 | $534,000 | dollars, detected | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,795 | $529,000 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,358 | $521,000 | dollars, detected | |
| KORN FERRY COM NEW | 500643200 | Stock | 17,935 | $516,000 | dollars, detected | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 19,860 | $510,000 | dollars, detected | |
| SUMMER INFANT INC | 865646103 | COMM STK | 155,053 | $505,473 | dollars, detected | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 40,000 | $504,800 | dollars, detected | |
| FORWARD AIR CORP | 349853101 | COM | 10,000 | $503,700 | dollars, detected | |
| UR-ENERGY INC | 91688R108 | COM | 576,778 | $501,797 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,000 | $491,900 | dollars, detected | |
| KNOWLES CORP COM | 49926D109 | Stock | 20,000 | $471,000 | dollars, detected | |
| COMSCORE INC | 20564W105 | COM | 10,000 | $464,300 | dollars, detected | |
| EOG RES INC COM | 26875P101 | Stock | 5,000 | $460,350 | dollars, detected | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 59,048 | $450,536 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 4,310 | $450,000 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $449,400 | dollars, detected | |
| PATRICK INDS INC | 703343103 | COM | 10,000 | $439,800 | dollars, detected | |
| WINNEBAGO INDS INC | 974637100 | COM | 19,970 | $435,000 | dollars, detected | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 24,250 | $432,135 | dollars, detected | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 5,635 | $428,000 | dollars, detected | |
| FINISH LINE/THE CL A | 317923100 | COM | 17,435 | $424,000 | dollars, detected | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 180,695 | $422,826 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,160 | $419,000 | dollars, detected | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 125,709 | $418,611 | dollars, detected | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 15,000 | $417,000 | dollars, detected | |
| PLEXUS CORP COM | 729132100 | Stock | 10,000 | $412,100 | dollars, detected | |
| WILLDAN GROUP INC | 96924N100 | COM | 30,400 | $410,096 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 20,000 | $401,800 | dollars, detected | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 35,000 | $397,950 | dollars, detected | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 15,125 | $397,000 | dollars, detected | |
| Vanguard Value ETF | 922908744 | SHS | 4,680 | $395,000 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 40,000 | $388,400 | dollars, detected | |
| NORCRAFT COS INC | 65557Y105 | COM | 19,527 | $376,871 | dollars, detected | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 100,000 | $372,000 | dollars, detected | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 92,524 | $370,096 | dollars, detected | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 58,509 | $369,192 | dollars, detected | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 50,000 | $365,500 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 10,000 | $359,200 | dollars, detected | |
| ZIX CORP | 98974P100 | COM | 98,325 | $353,970 | dollars, detected | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 34,600 | $353,266 | dollars, detected | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 729,257 | $352,304 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 18,327 | $351,695 | dollars, detected | |
| RAND LOGISTICS INC | 752182105 | COM | 86,176 | $340,395 | dollars, detected | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,300 | $330,624 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 30,000 | $329,700 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 37,250 | $327,000 | dollars, detected | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 102,727 | $323,590 | dollars, detected | |
| SPY | 78462F103 | SHS | 1,539 | $316,000 | dollars, detected | |
| TRIMAS CORP | 896215209 | COM NEW | 10,000 | $312,900 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 1,905 | $303,000 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 10,000 | $301,900 | dollars, detected | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 34,013 | $296,253 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,052 | $288,000 | dollars, detected | |
| U S CONCRETE INC | 90333L201 | COM | 10,000 | $284,500 | dollars, detected | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 20,000 | $284,200 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 20,000 | $277,800 | dollars, detected | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 17,476 | $274,723 | dollars, detected | |
| Morningstar Wide Moat | 57060U134 | Common | 8,780 | $273,000 | dollars, detected | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 63,849 | $266,250 | dollars, detected | |
| DLH HLDGS CORP | 23335Q100 | COM | 130,775 | $262,858 | dollars, detected | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,565 | $251,273 | dollars, detected | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 334,723 | $247,695 | dollars, detected | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,210 | $244,000 | dollars, detected | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 10,000 | $242,550 | dollars, detected | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,000 | $237,000 | dollars, detected | |
| Apple Inc | 037833100 | COM | 2,135 | $236,000 | dollars, detected | |
| QAD INC-A | 74727D306 | CL A | 10,371 | $234,592 | dollars, detected | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,000 | $233,500 | dollars, detected | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,980 | $233,000 | dollars, detected | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 20,000 | $231,600 | dollars, detected | |
| CELADON GROUP INC | 150838100 | COM | 10,000 | $226,900 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,000 | $226,800 | dollars, detected | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 17,267 | $221,536 | dollars, detected | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 20,000 | $219,000 | dollars, detected | |
| MOBILE MINI INC | 60740F105 | COM | 5,291 | $214,338 | dollars, detected | |
| ESSEX RENT CORP COM | 297187106 | Common | 161,001 | $212,521 | dollars, detected | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 8,933 | $212,427 | dollars, detected | |
| PLANET PAYMENT INC | U72603118 | SHS | 101,012 | $210,105 | dollars, detected | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 10,000 | $209,900 | dollars, detected | |
| REIS INC | 75936P105 | COM | 7,749 | $202,791 | dollars, detected | |
| SCHULMAN (A.) INC | 808194104 | COM | 5,000 | $202,650 | dollars, detected | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,800 | $201,000 | dollars, detected | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 10,000 | $187,800 | dollars, detected | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 20,000 | $183,800 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 25,000 | $179,750 | dollars, detected | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 10,743 | $162,434 | dollars, detected | |
| QUINSTREET INC | 74874Q100 | COM | 25,000 | $151,750 | dollars, detected | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,000 | $147,200 | dollars, detected | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 11,011 | $112,367 | dollars, detected | |
| IPASS INC | 46261V108 | COM | 54,020 | $74,007 | dollars, detected | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 10,550 | $22,000 | dollars, detected | |
| S&W SEED CO | 785135120 | *W EXP 05/03/201 | 105,747 | $13,652 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001505896-15-000003 | this filing | 2015-02-09 | acceptance time not in the bulk data set |