13F-HR filed by Orinda Asset Management LLC
Orinda Asset Management LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 105 holding rows worth $60,514,000 by the sum of the rows.
- Accession
- 0001502631-14-000010
- Filer
- CIK 1502631
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 108 entries on the cover page, a total value of $52,055,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,514,000 with VALUE read as thousands by filing date, 13F file number 028-15243. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $52,055,000, 14% less than the sum of the rows, $60,514,000. This page uses the sum of the rows.
Other managers
- reports for this filerGRT CAPITAL PARTNERS LLC028-10361
- reports for this filerOMT Capital Management LLC028-14338
- reports for this filerWEATHERBIE CAPITAL, LLC028-04129
- reports for this filerCovenant Financial Services, LLC028-15189
- reports for this filerConnective Capital Management, LLC028-15202
- reports for this filerGlaxis Capital Management, LLC028-14717
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 224,643 | $4,933,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 239,481 | $3,762,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 32,600 | $2,821,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 183,637 | $2,560,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 256,772 | $2,486,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 228,000 | $2,435,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 35,000 | $2,168,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 81,225 | $2,090,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,600 | $1,958,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 72,296 | $1,866,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 291,300 | $1,698,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 100,000 | $1,616,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 44,300 | $1,572,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 130,000 | $1,568,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 30,800 | $1,318,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 331,159 | $1,275,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 152,772 | $1,271,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,000 | $1,243,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,000 | $1,173,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 177,631 | $1,062,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 141,565 | $1,052,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 152,030 | $973,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 31,373 | $965,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $958,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 30,667 | $832,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 11,200 | $699,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 50,000 | $629,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,000 | $481,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 50,058 | $443,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 44,196 | $441,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 24,000 | $427,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 18,000 | $400,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 21,576 | $388,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 10,000 | $356,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 15,413 | $341,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 15,000 | $312,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,603 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,417 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,578 | $249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,768 | $248,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 35,610 | $245,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13,117 | $242,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 5,443 | $240,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,651 | $225,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 17,634 | $217,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,944 | $189,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,139 | $188,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6,000 | $187,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,098 | $185,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,342 | $181,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,596 | $180,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,604 | $180,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,823 | $177,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,446 | $172,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,018 | $171,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,279 | $170,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 8,000 | $170,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,408 | $167,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,790 | $163,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,510 | $163,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,538 | $161,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,430 | $152,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,323 | $150,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 440 | $146,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 6,755 | $143,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,894 | $141,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,435 | $141,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,039 | $141,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,379 | $140,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,302 | $139,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,138 | $138,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,389 | $136,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,229 | $136,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,028 | $135,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,843 | $131,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,534 | $129,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 702 | $128,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,333 | $128,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 999 | $127,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,173 | $127,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 6,249 | $126,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,023 | $125,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 5,584 | $124,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 25,000 | $122,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,426 | $121,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,287 | $118,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 828 | $118,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,578 | $116,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,459 | $114,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 3,953 | $111,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 4,532 | $104,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 20,145 | $102,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 2,620 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 892 | $97,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,956 | $91,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,591 | $81,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,634 | $80,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 735 | $79,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,651 | $75,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 3,095 | $66,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 533 | $63,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,581 | $63,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 20,528 | $61,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,123 | $53,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 794 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001502631-14-000010 | this filing | 2014-11-12 | acceptance time not in the bulk data set |